Federated learning allows multiple parties to jointly train a deep learning model on their combined data, without any of the participants having to reveal their local data to a centralized server. This form of privacy-preserving collaborative learning, however, comes at the cost of a significant communication overhead during training. To address this problem, several compression methods have been proposed in the distributed training literature that can reduce the amount of required communication by up to three orders of magnitude. These existing methods, however, are only of limited utility in the federated learning setting, as they either only compress the upstream communication from the clients to the server (leaving the downstream communication uncompressed) or only perform well under idealized conditions, such as i.i.d. distribution of the client data, which typically cannot be found in federated learning. In this article, we propose sparse ternary compression (STC), a new compression framework that is specifically designed to meet the requirements of the federated learning environment. STC extends the existing compression technique of top-k gradient sparsification with a novel mechanism to enable downstream compression as well as ternarization and optimal Golomb encoding of the weight updates. Our experiments on four different learning tasks demonstrate that STC distinctively outperforms federated averaging in common federated learning scenarios. These results advocate for a paradigm shift in federated optimization toward high-frequency low-bitwidth communication, in particular in the bandwidth-constrained learning environments.

Currently, progressively larger deep neural networks are trained on ever growing data corpora. As this trend is only going to increase in the future, distributed training schemes are becoming increasingly relevant. A major issue in distributed training is the limited communication bandwidth between contributing nodes or prohibitive communication cost in general. These challenges become even more pressing, as the number of computation nodes increases. To counteract this development we propose sparse binary compression (SBC), a compression framework that allows for a drastic reduction of communication cost for distributed training. SBC combines existing techniques of communication delay and gradient sparsification with a novel binarization method and optimal weight update encoding to push compression gains to new limits. By doing so, our method also allows us to smoothly trade-off gradient sparsity and temporal sparsity to adapt to the requirements of the learning task. Our experiments show, that SBC can reduce the upstream communication on a variety of convolutional and recurrent neural network architectures by more than four orders of magnitude without significantly harming the convergence speed in terms of forward-backward passes. For instance, we can train ResNet50 on ImageNet in the same number of iterations to the baseline accuracy, using ×3531 less bits or train it to a 1% lower accuracy using ×37208 less bits. In the latter case, the total upstream communication required is cut from 125 terabytes to 3.35 gigabytes for every participating client.

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The field of video compression has developed some of the most sophisticated and efficient compression algorithms known in the literature, enabling very high compressibility for little loss of information. Whilst some of these techniques are domain specific, many of their underlying principles are universal in that they can be adapted and applied for compressing different types of data. In this work we present DeepCABAC, a compression algorithm for deep neural networks that is based on one of the state-of-the-art video coding techniques. Concretely, it applies a Context-based Adaptive Binary Arithmetic Coder (CABAC) to the network's parameters, which was originally designed for the H.264/AVC video coding standard and became the state-of-the-art for lossless compression. Moreover, DeepCABAC employs a novel quantization scheme that minimizes the rate-distortion function while simultaneously taking the impact of quantization onto the accuracy of the network into account. Experimental results show that DeepCABAC consistently attains higher compression rates than previously proposed coding techniques for neural network compression. For instance, it is able to compress the VGG16 ImageNet model by x63.6 with no loss of accuracy, thus being able to represent the entire network with merely 8.7MB. The source code for encoding and decoding can be found at https://github.com/fraunhoferhhi/DeepCABAC.

At the core of any inference procedure in deep neural networks are dot product operations, which are the component that require the highest computational resources. For instance, deep neural networks such as VGG-16 require up to 15 gigaoperations in order to perform the dot products present in a single forward pass, which results in significant energy consumption and therefore limit their use in resource-limited environments, e.g., on embedded devices or smartphones. A common approach to reduce the cost of inference is to reduce its memory complexity by lowering the entropy of the weight matrices of the neural network, e.g., by pruning and quantizing their elements. However, the quantized weight matrices are then usually represented either by a dense or sparse matrix storage format, whose associated dot product complexity is not bounded by the entropy of the matrix. This means that the associated inference complexity ultimately depends on the implicit statistical assumptions that these matrix representations make about the weight distribution, which can be in many cases suboptimal. In this paper we address this issue and present new efficient representations for matrices with low entropy statistics. These new matrix formats have the novel property that their memory and algorithmic complexity are implicitly bounded by the entropy of the matrix, consequently implying that they are guaranteed to become more efficient as the entropy of the matrix is being reduced. In our experiments we show that performing the dot product under these new matrix formats can indeed be more energy and time efficient under practically relevant assumptions. For instance, we are able to attain up to x42 compression ratios, x5 speed ups and x90 energy savings when we convert in a lossless manner the weight matrices of state-of-the-art networks such as AlexNet, VGG-16, ResNet152 and DenseNet into the new matrix formats and benchmark their respective dot product operation.

Federated Learning allows multiple parties to jointly train a deep learning model on their combined data, without any of the participants having to reveal their local data to a centralized server. This form of privacy-preserving collaborative learning however comes at the cost of a significant communication overhead during training. To address this problem, several compression methods have been proposed in the distributed training literature that can reduce the amount of required communication by up to three orders of magnitude. These existing methods however are only of limited utility in the Federated Learning setting, as they either only compress the upstream communication from the clients to the server (leaving the downstream communication uncompressed) or only perform well under idealized conditions such as iid distribution of the client data, which typically can not be found in Federated Learning. In this work, we propose Sparse Ternary Compression (STC), a new compression framework that is specifically designed to meet the requirements of the Federated Learning environment. STC extends the existing compression technique of top-k gradient sparsification with a novel mechanism to enable downstream compression as well as ternarization and optimal Golomb encoding of the weight updates. Our experiments on four different learning tasks demonstrate that STC distinctively outperforms Federated Averaging in common Federated Learning scenarios where clients either a) hold non-iid data, b) use small batch sizes during training, or where c) the number of clients is large and the participation rate in every communication round is low. We furthermore show that even if the clients hold iid data and use medium sized batches for training, STC still behaves paretosuperior to Federated Averaging in the sense that it achieves fixed target accuracies on our benchmarks within both fewer training iterations and a smaller communication budget. These results advocate for a paradigm shift in Federated optimization towards high-frequency low-bitwidth communication, in particular in bandwidth-constrained learning environments.

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