Light detection and ranging (LiDAR) is an emerging remote-sensing technology with potential to assist in mapping, monitoring, and assessment of forest resources. Despite a growing body of peer-reviewed literature documenting the filtering methods of LiDAR data, there seems to be little information about qualitative and quantitative assessment of filtering methods to select the most appropriate to create digital elevation models with the final objective of normalizing the point cloud in forestry applications. Furthermore, most algorithms are proprietary and have high purchase costs, while a few are openly available and supported by published results. This paper compares the accuracy of seven discrete return LiDAR filtering methods, implemented in nonproprietary tools and software in classification of the point clouds provided by the Spanish National Plan for Aerial Orthophotography (PNOA). Two test sites in moderate to steep slopes and various land cover types were selected. The classification accuracy of each algorithm was assessed using 424 points classified by hand and located in different terrain slopes, cover types, point cloud densities, and scan angles. MCC filter presented the best overall performance with an 83.3% of success rate and a Kappa index of 0.67. Compared to other filters, MCC and LAStools balanced quite well the error rates. Sprouted scrub with abandoned logs, stumps, and woody debris and terrain slopes over 15 • were the most problematic cover types in filtering. However, the influence of point density and scan-angle variables in filtering is lower, as morphological methods are less sensitive to them. Index Terms-Airborne laser scanning, ground filtering algorithms, Mediterranean forest, open-source software. I. INTRODUCTION A IRBORNE light detection and ranging (LiDAR) has gradually become a common tool for collecting elevation information of surface targets with high precision and great density by calculating the time of flight taken for laser pulse travel between the LiDAR sensor and the target [1], [2]. Compared to the traditional photogrammetric method, the accuracies of the LiDAR measurements, approximately 0.15 m in altimetry and 1 m in planimetry under best conditions [3],
Airborne Laser Scanning (ALS) is capable of estimating a variety of forest parameters using different metrics extracted from the normalized heights of the point cloud using a Digital Elevation Model (DEM). In this study, six interpolation routines were tested over a range of land cover and terrain roughness in order to generate a collection of DEMs with spatial resolution of 1 and 2 m. The accuracy of the DEMs was assessed twice, first using a test sample extracted from the ALS point cloud, second using a set of 55 ground control points collected with a high precision Global Positioning System (GPS). The effects of terrain slope, land cover, ground point density and pulse penetration on the interpolation error were examined stratifying the study area with these variables. In addition, a Classification and Regression Tree (CART) analysis allowed the development of a prediction uncertainty map to identify in which areas DEMs and Airborne Light Detection and Ranging (LiDAR) derived products may be of low quality. The Triangulated Irregular Network (TIN) to raster interpolation method produced the best result in the validation process with the training data set while the Inverse Distance Weighted (IDW) routine was the best in the validation with GPS (RMSE of 2.68 cm and RMSE of 37.10 cm, respectively). OPEN ACCESS Remote Sens. 2015, 7 8632
Mediterranean pine forests in Spain experience wildland fire events with different frequencies, intensities, and severities which result in diverse socio-ecological consequences. In order to predict fire severity, spectral indices derived from remotely sensed images have been used extensively. Such spectral indices are usually used in combination with ground sampling to relate detected radiometric changes to actual fire effects. However, the potential of the tridimensional information captured by Airborne Laser Scanners (ALS) to severity mapping has been less explored. With the objective of addressing this question, in this paper, explanatory variables extracted from ALS point clouds are related to field estimations of the Composite Burn Index collected in four fires located in Aragón (Spain). Logistic regression models were developed and statistically tested and validated to map fire severity with up to 85.5% accuracy. The canopy relief ratio and the percentage of all returns above one meter height were the most significant variables and were therefore used to create a continuous map of severity levels.
This study assesses model temporal transferability using airborne laser scanning (ALS) data acquired over two different dates. Seven forest attributes (i.e. stand density, basal area, squared mean diameter, dominant diameter, tree dominant height, timber volume, and total tree biomass) were estimated using an area-based approach in Mediterranean Aleppo pine forests. Low-density ALS data were acquired in 2011 and 2016 while 147 forest inventory plots were measured in 2013, 2014, and 2016. Single-tree growth models were used to generate concomitant field data for 2011 and 2016. A comparison of five selection techniques and five regression methods were performed to regress field observations against ALS metrics. The selection of the best regression models fitted for each stand attribute, and separately for both 2011 and 2016, was performed following an indirect approach. Model performance and temporal transferability were analyzed by extrapolating the best fitted models from 2011 to 2016 and inversely from 2016 to 2011 using the direct approach. Non-parametric support vector machine with radial kernel was the best regression method with average relative % root mean square error differences of 2.13% for 2011 models and 1.58% for 2016 ones.
The account of total biomass can assist with the evaluation of climate regulation policies from local to global scales. This study estimates total biomass (TB), including tree and shrub biomass fractions, in Pinus halepensis Miller forest stands located in the Aragon Region (Spain) using Airborne Laser Scanning (ALS) data and fieldwork. A comparison of five selection methods and five regression models was performed to relate the TB, estimated in 83 field plots through allometric equations, to several independent variables extracted from ALS point cloud. A height threshold was used to include returns above 0.2 m when calculating ALS variables. The sample was divided into training and test sets composed of 62 and 21 plots, respectively. The model with the lower root mean square error (15.14 tons/ha) after validation was the multiple linear regression model including three ALS variables: the 25th percentile of the return heights, the variance, and the percentage of first returns above the mean. This study confirms the usefulness of low-density ALS data to accurately estimate total biomass, and thus better assess the availability of biomass and carbon content in a Mediterranean Aleppo pine forest.Forests 2018, 9, 158 2 of 17 tools due to its capability to provide 3-D information of vegetation structure. Vertical forest structure has been estimated with ALS data for several applications, such as forest inventory [16][17][18], forest structural heterogeneity [19][20][21][22], fuel type mapping [23,24] fuel modelling [23][24][25][26] or tree damage detection after natural disasters [27][28][29] for several height strata. However, few studies have focused on shrub biomass characterization with ALS data [30][31][32][33]. Some studies have used low density ALS data to estimate forest biomass [25,[34][35][36][37][38], but little research has been performed including shrub vegetation because of the inherent difficulty in the estimation related to its low height and uniform surface [30]. Several studies state that ALS data tends to underestimate shrub vegetation [39][40][41][42]. Besides, when shrub and tree vegetation cover is high [43] and density of ALS data is low, the accuracy of digital elevation models (DEM) used to normalize return heights decreases [30]. The performed studies use an approach that combines ALS data and harvesting field measurements for biomass estimation [30,33]. In this sense, the lack of more studies to characterize shrub vegetation might have been associated with the necessary destructive sampling to generate forest structure equations, the assumption of simple geometric shapes [44,45], and the additional difficulty to estimate biomass at a regional scale using low-density ALS data. However, the presence of shrub biomass in the understory or the existence of shrubland areas constitutes an important land use in the Mediterranean basin. In this sense, the availability of shrub allometric equations for the main Spanish shrub species [46] have opened new opportunities. These equations allow the estimat...
Forest structural diversity characterization in Mediterranean landscapes affected by fires using Airborne Laser Scanning dataForest fires can change forest structure and composition, and low-density Airborne Laser Scanning (ALS) can be a valuable tool for evaluating post-fire vegetation response. The aim of this study is to analyze the structural diversity differences in Mediterranean Pinus halepensis Mill. forests affected by wildfires on different dates from 1986 to 2009. Several types of ALS metrics, such as the Light Detection and Ranging (LiDAR) Height Diversity Index (LHDI), the LiDAR Height Evenness Index (LHEI), and vertical and horizontal continuity of vegetation, as well as topographic metrics were obtained in raster format from low point density data. In order to map burned and unburned areas, differentiate fire occurrence dates, and distinguish between old and more recent fires, a sample of pixels was previously selected to assess the existence of differences in forest structure using the Kruskal-Wallis test. Then, k-nearest neighbors algorithm (k-NN), support vector machine (SVM) and random forest (RF) classifiers were compared to select the most accurate technique. The results showed that, in more recent fires, around 70% of the laser returns came from grass and shrub layers, yielding low LHDI and LHEI values (0.37-0.65 and 0.28-0.46, respectively). In contrast, the areas burned more than 20 years ago had higher LHDI and LHEI values due to the growth of the shrub and tree strata. The classification of burned and unburned areas yielded an overall accuracy of 89.64% using the RF method. SVM was the best classifier for identifying the structural differences between fires occurring on different dates, with an overall accuracy of 68.79%. Furthermore, SVM yielded an overall accuracy of 75.49% for the classification between old and more recent fires.
Tree biomass estimate is essential for carbon accounting, bioenergy feasibility studies and forest sustainable management. However, little research has been conducted focusing on the use of Airborne Laser Scanning (ALS) technology in Mediterranean Aleppo pine forest. Thus, the availability of ALS information provided by the Spanish National Plan for Aerial Orthophotography (PNOA) determined the main objective of this research. It is our aim to test the suitability of the low point density, discrete, multiplereturn, ALS data, to estimate and map the total biomass (TB) and its carbon content in Pinus halepensis Mill. forest. Accordingly, TB was calculated in 45 field plots, located north-eastern Spain, using allometric equations. This information was related through a multivariate linear regression analysis with a collection of independent variables extracted from the ALS data. The predictive model was validated using a leave-one-out crossvalidation (LOOCV) technique. Then, a regular grid with cell size 25 m x 25 m was generated in order to compute TB at stand level. Afterwards, biomass was transformed to carbon content by using a conversion factor. Maximum height, kurtosis and percentage of returns above 1 m were the ALS metrics included in the fitted model, which presented a R 2 value of 0.89. OPEN ACCESS 2
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