Specific Emitter Identification is the association of a received signal to a unique emitter, and is made possible by the naturally occurring and unintentional characteristics an emitter imparts onto each transmission, known as its radio frequency fingerprint. This work presents an approach for identifying emitters using Convolutional Neural Networks to estimate the IQ imbalance parameters of each emitter, using only raw IQ data as input. Because an emitter's IQ imbalance parameters will not change as it changes modulation schemes, the proposed approach has the ability to track emitters, even as they change modulation scheme. The performance of the developed approach is evaluated using simulated quadrature amplitude modulation and phaseshift keying signals, and the impact of signal-to-noise ratio, imbalance value, and modulation scheme are considered. Further, the developed approach is shown to outperform a comparable feature-based approach, while making fewer assumptions and using less data.
Applications of machine learning are subject to three major components that contribute to the final performance metrics. Within the category of neural networks, and deep learning specifically, the first two are the architecture for the model being trained and the training approach used. This work focuses on the third component, the data used during training. The primary questions that arise are “what is in the data” and “what within the data matters?” looking into the radio frequency machine learning (RFML) field of automatic modulation classification (AMC) as an example of a tool used for situational awareness, the use of synthetic, captured, and augmented data are examined and compared to provide insights about the quantity and quality of the available data necessary to achieve desired performance levels. Three questions are discussed within this work: (1) how useful a synthetically trained system is expected to be when deployed without considering the environment within the synthesis, (2) how can augmentation be leveraged within the RFML domain, and, lastly, (3) what impact knowledge of degradations to the signal caused by the transmission channel contributes to the performance of a system. In general, the examined data types each make useful contributions to a final application, but captured data germane to the intended use case will always provide more significant information and enable the greatest performance. Despite the benefit of captured data, the difficulties and costs that arise from live collection often make the quantity of data needed to achieve peak performance impractical. This paper helps quantify the balance between real and synthetic data, offering concrete examples where training data is parametrically varied in size and source.
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