Formation of strand-separated, functional complexes at promoters was compared for RNA polymerases from the mesophile Escherichia coli and the thermophile Thermus aquaticus. The RNA polymerases contained sigma factors that were wild type or bearing homologous alanine substitutions for two aromatic amino acids involved in DNA melting. Substitutions in the A subunit of T. aquaticus RNA polymerase impair promoter DNA melting equally at temperatures from 25 to 75°C. However, homologous substitutions in 70 render E. coli RNA polymerase progressively more melting-defective as the temperature is reduced below 37°C. The effects of the mutations on the mechanism of promoter DNA melting were investigated by studying the interaction of wild type and mutant RNA polymerases with "partial promoters" mimicking promoter DNA where the nucleation of DNA melting had taken place. Because T. aquaticus and E. coli RNA polymerases bound these templates similarly, it was concluded that the different effects of the mutations on the two polymerases are exerted at a step preceding nucleation of DNA melting. A model is presented for how this mechanistic difference between the two RNA polymerase could explain our observations. Transcription in bacteria is catalyzed by DNA-dependent RNA polymerase (RNAP), 1 a key enzyme for gene expression and its regulation (1, 2). Specific recognition of promoter DNA is mediated by an initiation subunit (sigma factor). The functional RNAP "holoenzyme" results when the sigma factor binds to the catalytic component, the "core" enzyme. A highly conserved region of 18 amino acids (designated region 2.3) of the main bacterial sigma factors has been shown to play a role in the melting process (3-6). Aromatic amino acid side chains in this region are positioned on the same side of an ␣ helix, poised to interact with the exposed bases of the promoter DNA (7,8).Studies with Escherichia coli (Eco) RNAP have indicated that upon RNAP binding to promoter DNA, an unstable closed complex (RP c ) is formed, followed by at least two additional intermediates (I 1 and I 2 ) before the initiation-competent, stable open complex (RP o ) is formed (9, 10), in which a 14-bp region of the promoter DNA, including the start site of transcription (2), has been melted. R ϩ P 7 RP c 7 I 1 7 I 2 7 RP o SCHEME 1In addition to the promoter DNA, the RNAP is thought to undergo conformational changes as well (9, 10).The past 6 years have seen a dramatic increase in structural information for bacterial RNAP, primarily because of the successful crystallization of the RNAP from two thermophilic bacteria, Thermus aquaticus (Taq) and Thermus thermophilus (8,(11)(12)(13)(14). The RNAP from these two organisms share extensive homology with all subunits of Eco RNAP, including the primary sigma factors. Four amino acids are different between the DNA melting regions (2.3) of Taq A and Eco 70 , but in three of the four cases the differences involve amino acids with chemically similar side chains. It is not well understood to what extent the mechanism of...