Although the concept of a phase 0 trial is a relatively new one, there has been a slowly increasing trend toward basing early clinical trial designs on pharmacokinetic and pharmacodynamic end points that has been developing over many years. This article will review the early cancer trial methodologies and the various techniques that have been used to refine them. Several illustrative examples will be presented showing their relevance to trial designs using pharmacodynamic end points and targeted agents. Some criteria for characterizing suitable phase 0 end points are suggested. Four trial designs that are essentially developed for cytotoxic agents using the maximal tolerated dose as an end point are described. Although these trials were not designed with the use of more sophisticated pharmacodynamic end points (such as the measurement of the effect of a targeted agent on its target), they have been developed to optimize the speed with which a dose needed to achieve a particular effect can be determined and are, to this extent, relevant to the design of studies with pharmacodynamic end points.
The Traditional Phase I TrialThe phase I trial designs for anticancer agents have, in the past, differed from those of other therapeutic agents. Because most anticancer agents were antiproliferative agents, they had potentially life-threatening side effects to proliferating normal tissues such as the bone marrow and the gastrointestinal epithelium. Further, because the biochemical or biological differences between normal and tumor tissues are small, these drugs have a low therapeutic index, so that it is necessary to use a maximally tolerated dose (from the point of view of toxicity) to elicit any anticancer effect. For example, phase I trial of an antihypertensive agent would be done on normal volunteers and have a pharmacodynamic end point, the reduction in blood pressure. Although a phase I trial of an anticancer agent involves escalating doses to a defined end point, there are a number of differences. It would typically be done in cancer patients with a limited prognosis because of the concern of the potential genotoxicity of most of the anticancer agents. The end point of the trial would be toxicity to ensure that the maximally tolerated dose was used in phase II, which, in turn, would maximize the probability of seeing an anticancer effect. A further complication is that there is considerable interpatient variability in the tolerance of anticancer drugs.The traditional design for a phase I study of an anticancer agent arose from this background. A starting dose is selected, designed to be safe based on animal toxicology studies. Patients are treated in cohorts, normally of three, to allow some idea of interpatient variability to be obtained. Doses are escalated to a maximum tolerated dose (MTD), defined by toxicity. The size of the increments between successive dose levels is progressively decreased as toxicity is seen, frequently using a progression known as a modified Fibonacci series (although it bears lit...