Abstract:In this paper, we analyze the robustness of the parameter inversion provided by general polarimetric model-based decomposition methods from the perspective of a quantitative application. The general model and algorithm we have studied is the method proposed recently by Chen et al., which makes use of the complete polarimetric information and outperforms traditional decomposition methods in terms of feature extraction from land covers. Nevertheless, a quantitative analysis on the retrieved parameters from that approach suggests that further investigations are required in order to fully confirm the links between a physically-based model (i.e., approaches derived from the Freeman-Durden concept) and its outputs as intermediate products before any biophysical parameter retrieval is addressed. To this aim, we propose some modifications on the optimization algorithm employed for model inversion, including redefined boundary conditions, transformation of variables, and a different strategy for values initialization. A number of Monte Carlo simulation tests for typical scenarios are carried out and show that the parameter estimation accuracy of the proposed method is significantly increased with respect to the original implementation. Fully polarimetric airborne datasets at L-band acquired by German Aerospace Center's (DLR's) experimental synthetic aperture radar (E-SAR) system were also used for testing purposes. The results show different qualitative descriptions of the same cover from six different model-based methods. According to the Bragg coefficient ratio (i.e., β), they are prone to provide wrong numerical inversion results, which could prevent any subsequent quantitative characterization of specific areas in the scene. Besides the particular improvements proposed over an existing polarimetric inversion method, this paper is aimed at pointing out the necessity of checking quantitatively the accuracy of model-based PolSAR techniques for a reliable physical description of land covers beyond their proven utility for qualitative features extraction.

Abstract:Recently, a general polarimetric model-based decomposition framework was proposed by Chen et al., which addresses several well-known limitations in previous decomposition methods and implements a simultaneous full-parameter inversion by using complete polarimetric information. However, it only employs four typical models to characterize the volume scattering component, which limits the parameter inversion performance. To overcome this issue, this paper presents two general polarimetric model-based decomposition methods by incorporating the generalized volume scattering model (GVSM) or simplified adaptive volume scattering model, (SAVSM) proposed by Antropov et al. and Huang et al., respectively, into the general decomposition framework proposed by Chen et al. By doing so, the final volume coherency matrix structure is selected from a wide range of volume scattering models within a continuous interval according to the data itself without adding unknowns. Moreover, the new approaches rely on one nonlinear optimization stage instead of four as in the previous method proposed by Chen et al. In addition, the parameter inversion procedure adopts the modified algorithm proposed by Xie et al. which leads to higher accuracy and more physically reliable output parameters. A number of Monte Carlo simulations of polarimetric synthetic aperture radar (PolSAR) data are carried out and show that the proposed method with GVSM yields an overall improvement in the final accuracy of estimated parameters and outperforms both the version using SAVSM and the original approach. In addition, C-band Radarsat-2 and L-band AIRSAR fully polarimetric images over the San Francisco region are also used for testing purposes. A detailed comparison and analysis of decomposition results over different land-cover types are conducted. According to this study, the use of general decomposition models leads to a more accurate quantitative retrieval of target parameters. However, there exists a trade-off between parameter accuracy and model complexity which constrains the physical validity of solutions and must be further investigated.

On the basis of the Gaussian vertical backscatter (GVB) model, this paper proposes a new method for extracting pine forest height and forest underlying digital elevation model (FUDEM) from multi-baseline (MB) P-band polarimetric-interferometric radar (PolInSAR) data. Considering the linear ground-to-volume relationship, the GVB is linked to the interferometric coherences of different polarizations. Subsequently, an inversion algorithm, weighted complex least squares adjustment (WCLSA), is formulated, including the mathematical model, the stochastic model and the parameter estimation method. The WCLSA method can take full advantage of the redundant observations, adjust the contributions of different observations and avoid null ground-to-volume ratio (GVR) assumption. The simulated experiment demonstrates that the WCLSA method is feasible to estimate the pure ground and volume scattering contributions. Finally, the WCLSA method is applied to E-SAR P-band data acquired over Krycklan Catchment covered with mixed pine forest. It is shown that the FUDEM highly agrees with those derived by LiDAR, with a root mean square error (RMSE) of 3.45 m, improved by 23.0% in comparison to the three-stage method. The difference between the extracted forest height and LiDAR forest height is assessed with a RMSE of 1.45 m, improved by 37.5% and 26.0%, respectively, for model and inversion aspects in comparison to three-stage inversion based on random volume over ground (RVoG) model.

In previous studies, parameters derived from polarimetric target decompositions have proven as very effective features for crop classification with single/multi-temporal polarimetric synthetic aperture radar (PolSAR) data. In particular, a classical eigenvalue-eigenvector-based decomposition approach named after Cloude–Pottier decomposition (or “H/A/α”) has been frequently used to construct classification approaches. A model-based decomposition approach proposed by Neumann some years ago provides two parameters with very similar physical meanings to polarimetric scattering entropy H and the alpha angle α in Cloude–Pottier decomposition. However, the main aim of the Neumann decomposition is to describe the morphological characteristics of vegetation. Therefore, it is worth investigating the performance of Neumann decomposition on crop classification, since vegetation is the principal type of targets in agricultural scenes. In this paper, a multi-temporal supervised classification method based on Neumann decomposition and Random Forest Classifier (named “ND-RF”) is proposed. The three parameters from Neumann decomposition, computed along the time series of data, are used as classification features. Finally, the Random Forest Classifier is applied for supervised classification. For comparison, an analogue classification scheme is constructed by replacing the Neumann decomposition with the Cloude–Pottier decomposition, hence named CP-RF. For validation, a time series of 11 polarimetric RADARSAT-2 SAR images acquired over an agricultural site in London, Ontario, Canada in 2015 is employed. Totally, 10 multi-temporal combinations of datasets were tested by adding images one by one sequentially along the SAR observation time. The results show that the ND-RF method generally produces better classification performance than the CP-RF method, with the largest improvement of over 12% in overall accuracy. Further tests show that the two parameters similar to entropy and alpha angle produce classification results close to those of CP-RF, whereas the third parameter in the Neumann decomposition is more effective in improving the classification accuracy with respect to the Cloude–Pottier decomposition.

Annual crop inventory information is important for many agriculture applications and government statistics. The synergistic use of multi-temporal polarimetric synthetic aperture radar (SAR) and available multispectral remote sensing data can reduce the temporal gaps and provide the spectral and polarimetric information of the crops, which is effective for crop classification in areas with frequent cloud interference. The main objectives of this study are to develop a deep learning model to map agricultural areas using multi-temporal full polarimetric SAR and multi-spectral remote sensing data, and to evaluate the influence of different input features on the performance of deep learning methods in crop classification. In this study, a one-dimensional convolutional neural network (Conv1D) was proposed and tested on multi-temporal RADARSAT-2 and VENµS data for crop classification. Compared with the Multi-Layer Perceptron (MLP), Recurrent Neural Network (RNN) and non-deep learning methods including XGBoost, Random Forest (RF), and Support Vector Machina (SVM), the Conv1D performed the best when the multi-temporal RADARSAT-2 data (Pauli decomposition or coherency matrix) and VENµS multispectral data were fused by the Minimum Noise Fraction (MNF) transformation. The Pauli decomposition and coherency matrix gave similar overall accuracy (OA) for Conv1D when fused with the VENµS data by the MNF transformation (OA = 96.65 ± 1.03% and 96.72 ± 0.77%). The MNF transformation improved the OA and F-score for most classes when Conv1D was used. The results reveal that the coherency matrix has a great potential in crop classification and the MNF transformation of multi-temporal RADARSAT-2 and VENµS data can enhance the performance of Conv1D.

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Forest height is of great significance in analyzing the carbon cycle on a global or a local scale and in reconstructing the accurate forest underlying terrain. Major algorithms for estimating forest height, such as the three-stage inversion process, are depending on the random-volume-over-ground (RVoG) model. However, the RVoG model is characterized by a lot of parameters, which influence its applicability in forest height retrieval. Forest density, as an important biophysical parameter, is one of those main influencing factors. However, its influence to the RVoG model has been ignored in relating researches. For this paper, we study the applicability of the RVoG model in forest height retrieval with different forest densities, using the simulated and real Polarimetric Interferometric SAR data. P-band ESAR datasets of the European Space Agency (ESA) BioSAR 2008 campaign were selected for experiments. The test site was located in Krycklan River catchment in Northern Sweden. The experimental results show that the forest density clearly affects the inversion accuracy of forest height and ground phase. For the four selected forest stands, with the density increasing from 633 to 1827 stems/Ha, the RMSEs of inversion decrease from 4.6 m to 3.1 m. The RVoG model is not quite applicable for forest height retrieval especially in sparsely vegetated areas. We conclude that the forest stand density is positively related to the estimation accuracy of the ground phase, but negatively correlates to the ground-to-volume scattering ratio.

This study presents a demonstration of the applicability of machine learning techniques for the retrieval of crop height in corn fields using space-borne PolSAR (Polarimetric Synthetic Aperture Radar) data. Multi-year RADARSAT-2 C-band data acquired over agricultural areas in Canada, covering the whole corn growing period, are exploited. Two popular machine learning regression methods, i.e., Random Forest Regression (RFR) and Support Vector Regression (SVR) are adopted and evaluated. A set of 27 representative polarimetric parameters are extracted from the PolSAR data and used as input features in the regression models for height estimation. Furthermore, based on the unique capability of the RFR method to determine variable importance contributing to the regression, a smaller number of polarimetric features (6 out of 27 in our study) are selected in the final regression models. Results of our study demonstrate that PolSAR observables can produce corn height estimates with root mean square error (RMSE) around 40–50 cm throughout the growth cycle. The RFR approach shows better overall accuracy in corn height estimation than the SVR method in all tests. The six selected polarimetric features by variable importance ranking can generate better results. This study provides a new perspective on the use of PolSAR data in retrieving agricultural crop height from space.