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The popularity of the iris biometric has grown considerably over the past two to three years. Most research has been focused on the development of new iris processing and recognition algorithms for frontal view iris images. However, a few challenging directions in iris research have been identified, including processing of a nonideal iris and iris at a distance. In this paper, we describe two nonideal iris recognition systems and analyze their performance. The word "nonideal" is used in the sense of compensating for off-angle occluded iris images. The system is designed to process nonideal iris images in two steps: 1) compensation for off-angle gaze direction and 2) processing and encoding of the rotated iris image. Two approaches are presented to account for angular variations in the iris images. In the first approach, we use Daugman's integrodifferential operator as an objective function to estimate the gaze direction. After the angle is estimated, the off-angle iris image undergoes geometric transformations involving the estimated angle and is further processed as if it were a frontal view image. The encoding technique developed for a frontal image is based on the application of the global independent component analysis. The second approach uses an angular deformation calibration model. The angular deformations are modeled, and calibration parameters are calculated. The proposed method consists of a closed-form solution, followed by an iterative optimization procedure. The images are projected on the plane closest to the base calibrated plane. Biorthogonal wavelets are used for encoding to perform iris recognition. We use a special dataset of the off-angle iris images to quantify the performance of the designed systems. A series of receiver operating characteristics demonstrate various effects on the performance of the nonideal-iris-based recognition system.

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Iris recognition, the ability to recognize and distinguish individuals by their iris pattern, is the most reliable biometric in terms of recognition and identification performance. However, performance of these systems is affected by poor quality imaging. In this work, we extend previous research efforts on iris quality assessment by analyzing the effect of seven quality factors: defocus blur, motion blur, off-angle, occlusion, specular reflection, lighting, and pixel-counts on the performance of traditional iris recognition system. We have concluded that defocus blur, motion blur, and off-angle are the factors that affect recognition performance the most. We further designed a fully automated iris image quality evaluation block that operates in two steps. First each factor is estimated individually, then the second step involves fusing the estimated factors by using Dempster-Shafer theory approach to evidential reasoning. The designed block is tested on two datasets, CASIA 1.0 and a dataset collected at WVU. Considerable improvement in recognition performance is demonstrated when removing poor quality images evaluated by our quality metric. The upper bound on processing complexity required to evaluate quality of a single image is O(n 2 log n), that of a 2D-Fast Fourier Transform.

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