In this paper, the performance of multiple-input multiple-output non-orthogonal multiple access (MIMO-NOMA) is investigated when multiple users are grouped into a cluster. The superiority of MIMO-NOMA over MIMO orthogonal multiple access (MIMO-OMA) in terms of both sum channel capacity and ergodic sum capacity is proved analytically. Furthermore, it is demonstrated that the more users are admitted to a cluster, the lower is the achieved sum rate, which illustrates the tradeoff between the sum rate and maximum number of admitted users. On this basis, a user admission scheme is proposed, which is optimal in terms of both sum rate and number of admitted users when the signal-to-interferenceplus-noise ratio thresholds of the users are equal. When these thresholds are different, the proposed scheme still achieves good performance in balancing both criteria. Moreover, under certain conditions, it maximizes the number of admitted users. In addition, the complexity of the proposed scheme is linear to the number of users per cluster. Simulation results verify the superiority of MIMO-NOMA over MIMO-OMA in terms of both sum rate and user fairness, as well as the effectiveness of the proposed user admission scheme.

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Abstract-In this letter, we investigate the energy efficiency (EE) problem in a millimeter wave (mmWave) massive MIMO (mMIMO) system with non-orthogonal multiple access (NOMA). Multiple two-user clusters are formulated according to their channel correlation and gain difference. Following this, we propose a hybrid analog/digital precoding scheme for the low radio frequency (RF) chains structure at the base station (BS). On this basis, we formulate a power allocation problem aiming to maximize the EE under users' quality of service (QoS) requirements and per-cluster power constraint. An iterative algorithm is proposed to obtain the optimal power allocation. Simulation results show that the proposed NOMA achieves superior EE performance than that of conventional OMA.

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In this paper, energy efficient resource allocation is considered for an uplink hybrid system, where non-orthogonal multiple access (NOMA) is integrated into orthogonal multiple access (OMA). To ensure the quality of service for the users, a minimum rate requirement is pre-defined for each user. We formulate an energy efficiency (EE) maximization problem by jointly optimizing the user clustering, channel assignment and power allocation. To address this hard problem, a many-to-one bipartite graph is first constructed considering the users and resource blocks (RBs) as the two sets of nodes. Based on swap matching, a joint user-RB association and power allocation scheme is proposed, which converges within a limited number of iterations. Moreover, for the power allocation under a given user-RB association, we first derive the feasibility condition. If feasible, a low-complexity algorithm is proposed, which obtains optimal EE under any successive interference cancellation (SIC) order and an arbitrary number of users.In addition, for the special case of two users per cluster, analytical solutions are provided for the two SIC orders, respectively. These solutions shed light on how the power is allocated for each user to maximize the EE. Numerical results are presented, which show that the proposed joint user-RB association and power allocation algorithm outperforms other hybrid multiple access based and OMA-based schemes. Index TermsNon-orthogonal multiple access (NOMA), energy efficiency (EE), power allocation (PA), uplink transmission.verify the superiority of NORA over OMA in terms of the preamble collision probability, access success probability, and throughput. [24] also considers a random NOMA strategy for massive

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