This paper reviews the requirements and current status of cathodes for accelerator applications, and proposes a research and development plan for advancing cathode technology. Accelerator cathodes need to have long operational lifetimes and produce electron beams with a very low emittance. The two principal emission processes to be considered are thermionic and photoemission with the photocathodes being further subdivided into metal and semiconductors. Field emission cathodes are not included in this analysis. The thermal emittance is derived and the formulas used to compare the various cathode materials. To date, there is no cathode which provides all the requirements needed for the proposed future light sources. Therefore a three part research plan is described to develop cathodes for these future light source applications.

We have conducted a multiobjective computational optimization of a high brightness, high average current photoinjector under development at Cornell University. This injector employs a dc photoemission electron gun. Using evolutionary algorithms combined with parallel computing resources, the multivariate parameter space of the photoinjector was explored for optimal values. This powerful computational tool allows an extensive study of complex and nonlinear systems such as the space-charge dominated regions of an accelerator, and has broad areas of potential application to accelerator physics and engineering problems. In the present case, the optimized injector is simulated to deliver beam of very high quality (e.g., a rms normalized emittance of 0.1 mm mrad for 0.1 nC, and 0.7 mm mrad for 1 nC bunches). The field strengths of the active elements of the injector are moderate and technically practical. The relevance of these results to various novel linac-based accelerator proposals is pointed out.

Coherent diffractive imaging using a coherent X-ray source promises to be a useful microscopic method for imaging noncrystalline objects at high spatial resolution. In this article a simple method to estimate the coherently scattered signal as a function of resolution is presented, and it is shown that the required X-ray flux or dose scales as the inverse third power of resolution for a specimen of constant volume and density. A simulated case study using the proposed energy-recovery linac source is also presented, which confirms the estimated flux requirement.

Here we will derive the general theory of the beam-breakup instability in recirculating linear accelerators, in which the bunches do not have to be at the same RF phase during each recirculation turn. This is important for the description of energy recovery linacs (ERLs) where bunches are recirculated at a decelerating phase of the RF wave and for other recirculator arrangements where different RF phases are of an advantage. Furthermore it can be used for the analysis of phase errors of recirculated bunches. It is shown how the threshold current for a given linac can be computed and a remarkable agreement with tracking data is demonstrated. The general formulas are then analyzed for several analytically solvable cases, which show: (a) Why different higher order modes (HOM) in one cavity do not couple so that the most dangerous modes can be considered individually. (b) How different HOM frequencies have to be in order to consider them separately. (c) That no optics can cause the HOMs of two cavities to cancel. (d) How an optics can avoid the addition of the instabilities of two cavities. (e) How a HOM in a multiple-turn recirculator interferes with itself. Furthermore, a simple method to compute the orbit deviations produced by cavity misalignments has also been introduced. It is shown that the BBU instability always occurs before the orbit excursion becomes very large.

Electron injectors delivering relativistic electron beams with very high brightness are essential for a number of current and proposed electron accelerator applications. These high brightness beams are generally produced from photoemission cathodes. We formulate a limit on the electron beam brightness from such cathodes set by the transverse thermal energy of the electrons leaving the photocathode and the accelerating field at the cathode. Two specific examples--direct measurement of the transverse phase space of a space charge dominated beam from a high-voltage photoemission electron gun and a numerical optimization of the same at a higher gun voltage--illustrate the importance of this limit.

High-power, high-brightness electron beams are of interest for many applications, especially as drivers for free electron lasers and energy recovery linac light sources. For these particular applications, photoemission injectors are used in most cases, and the initial beam brightness from the injector sets a limit on the quality of the light generated at the end of the accelerator. At Cornell University, we have built such a high-power injector using a DC photoemission gun followed by a superconducting accelerating module. Recent results will be presented demonstrating record setting performance up to 65 mA average current with beam energies of 4-5 MeV. V

The thermal emittance and temporal response of a photocathode set an upper limit on the maximum achievable electron beam brightness from a photoemission electron source, or photoinjector. We present measurements of these parameters over a broad range of laser wavelength for two different negative electron affinity ͑NEA͒ photocathodes. The thermal emittance of NEA GaAs and GaAsP has been measured by two techniques-a measurement of the beam size downstream from a solenoid, whose strength was varied, and a double slit transmission measurement-for different laser spot sizes and shapes. The effect of space charge on the beam spot size allows a good estimation of the photoemission response time from these cathodes. Both cathodes show a subpicosecond response for laser wavelengths shorter than 520 nm.

We present a detailed study of the six-dimensional phase space of the electron beam produced by the Cornell Energy Recovery Linac Photoinjector, a high-brightness, high repetition rate (1.3 GHz) DC photoemission source designed to drive a hard x-ray energy recovery linac (ERL). A complete simulation model of the injector has been constructed, verified by measurement, and optimized. Both the horizontal and vertical 2D transverse phase spaces, as well as the time-resolved (sliced) horizontal phase space, were simulated and directly measured at the end of the injector for 19 and 77 pC bunches at roughly 8 MeV. These bunch charges were chosen because they correspond to 25 and 100 mA average current if operating at the full 1.3 GHz repetition rate. The resulting 90% normalized transverse emittances for 19 ð77Þ pC=bunch were 0:23 AE 0:02 ð0:51 AE 0:04Þ m in the horizontal plane, and 0:14 AE 0:01 ð0:29 AE 0:02Þ m in the vertical plane, respectively. These emittances were measured with a corresponding bunch length of 2:1 AE 0:1 ð3:0 AE 0:2Þ ps, respectively. In each case the rms momentum spread was determined to be on the order of 10 À3 . Excellent overall agreement between measurement and simulation has been demonstrated. Using the emittances and bunch length measured at 19 pC=bunch, we estimate the electron beam quality in a 1.3 GHz, 5 GeV hard x-ray ERL to be at least a factor of 20 times better than that of existing storage rings when the rms energy spread of each device is considered. These results represent a milestone for the field of high-brightness, highcurrent photoinjectors.