Machine Learning (ML) has disrupted a wide range of science and engineering disciplines in recent years. ML applications in optical communications and networking are also gaining more attention, particularly in the areas of nonlinear transmission systems, optical performance monitoring (OPM) and cross-layer network optimizations for software-defined networks (SDNs). However, the extent to which ML techniques can benefit optical communications and networking is not clear and this is partly due to an insufficient understanding of the nature of ML concepts. This review article aims to describe the mathematical foundations of basic ML techniques from communication theory and signal processing perspectives, which in turn will shed light on the types of problems in optical communications and networking that naturally warrant ML use. This will be followed by an overview of ongoing ML research in optical communications and networking with a focus on physical layer issues.

Optical Performance Monitoring (OPM) is the estimation and acquisition of different physical parameters of transmitted signals and various components of an optical network. OPM functionalities are indispensable in ensuring robust network operation and plays a key role in enabling flexibility and improve overall network efficiency. We review the development of various OPM techniques for direct-detection systems and digital coherent systems and discuss future OPM challenges in flexible and elastic optical networks.

We experimentally demonstrate the use of deep neural networks (DNNs) in combination with signals' amplitude histograms (AHs) for simultaneous optical signal-to-noise ratio (OSNR) monitoring and modulation format identification (MFI) in digital coherent receivers. The proposed technique automatically extracts OSNR and modulation format dependent features of AHs, obtained after constant modulus algorithm (CMA) equalization, and exploits them for the joint estimation of these parameters. Experimental results for 112 Gbps polarization-multiplexed (PM) quadrature phase-shift keying (QPSK), 112 Gbps PM 16 quadrature amplitude modulation (16-QAM), and 240 Gbps PM 64-QAM signals demonstrate OSNR monitoring with mean estimation errors of 1.2 dB, 0.4 dB, and 1 dB, respectively. Similarly, the results for MFI show 100% identification accuracy for all three modulation formats. The proposed technique applies deep machine learning algorithms inside standard digital coherent receiver and does not require any additional hardware. Therefore, it is attractive for cost-effective multi-parameter estimation in next-generation elastic optical networks (EONs).

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Abstract:We propose a simple and cost-effective technique for modulation format identification (MFI) in next-generation heterogeneous fiber-optic networks using an artificial neural network (ANN) trained with the features extracted from the asynchronous amplitude histograms (AAHs). Results of numerical simulations conducted for six different widely-used modulation formats at various data rates demonstrate that the proposed technique can effectively classify all these modulation formats with an overall estimation accuracy of 99.6% and also in the presence of various link impairments. The proposed technique employs extremely simple hardware and digital signal processing (DSP) to enable MFI and can also be applied for the identification of other modulation formats at different data rates without necessitating hardware changes.

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Monocular depth estimation from Red-Green-Blue (RGB) images is a well-studied ill-posed problem in computer vision which has been investigated intensively over the past decade using Deep Learning (DL) approaches. The recent approaches for monocular depth estimation mostly rely on Convolutional Neural Networks (CNN). Estimating depth from two-dimensional images plays an important role in various applications including scene reconstruction, 3D object-detection, robotics and autonomous driving. This survey provides a comprehensive overview of this research topic including the problem representation and a short description of traditional methods for depth estimation. Relevant datasets and 13 state-of-the-art deep learning-based approaches for monocular depth estimation are reviewed, evaluated and discussed. We conclude this paper with a perspective towards future research work requiring further investigation in monocular depth estimation challenges.

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