The performance of two methods for quantifying whitecapping dissipation incorporated in the SWAN wave model is evaluated for waves generated along and off the U.S. East Coast under energetic winter storms with a predominantly westerly wind. Parameterizing the whitecapping effect can be done using the Komen-type schemes, which are based on mean spectral parameters, or the saturation-based (SB) approach of van der Westhuysen (2007), which is based on local wave parameters and the saturation level concept of the wave spectrum (we use "Komen" and 15 "Westhuysen" to denote these two approaches). Observations of wave parameters and frequency spectra at four NDBC buoys are used to evaluate simulation results. Model-data comparisons show that when using the default parameters in SWAN, both Komen and Westhuysen methods underestimate wave height. Simulations of mean wave period using the Komen method agree with observations, but those using the Westhuysen method are substantially lower.Examination of source terms shows that the Westhuysen method underestimates the total energy transferred into the 20 wave action equations, especially in the lower frequency bands that contain higher spectral energy. Several causes for this underestimation are identified. The primary reason is the difference between the wave growth conditions along the East Coast during winter storms and the conditions used for the original whitecapping formula calibration. In addition, some deficiencies in simulation results are caused along the coast by the "slanting fetch" effect that adds low-frequency components to the 2-D wave spectra. These components cannot be simulated partly or entirely by 25 available wind input formulations. Further, the effect of boundary layer instability that is not considered in the Komen and Westhuysen whitecapping wind input formulas may cause additional underestimation.
65parameters as incorporated in SWAN performed slightly better in the simulation of wave height, period, and frequency spectra than the SB method. This conclusion contradicts the results of previous studies. Although van Velder et al. Ocean Sci. Discuss., https://doi.