2012
DOI: 10.1109/lpt.2012.2190762
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Optical Performance Monitoring Using Artificial Neural Networks Trained With Empirical Moments of Asynchronously Sampled Signal Amplitudes

Abstract: We propose a low-cost technique for simultaneous and independent optical signal-to-noise ratio (OSNR), chromatic dispersion (CD), and polarization-mode dispersion (PMD) monitoring in 40/56-Gb/s return-to-zero differential quadrature phase-shift keying (RZ-DQPSK) and 40-Gb/s RZ-DPSK systems, using artificial neural networks (ANN) trained with empirical moments of asynchronously sampled signal amplitudes. The proposed technique employs an extremely simple hardware and digital signal processing to enable multiimp… Show more

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Cited by 59 publications
(34 citation statements)
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“…Artificial neural networks are well suited machine learning tools to perform optical performance monitoring as they can be used to learn the complex mapping between samples or extracted features from the symbols and optical fiber channel parameters, such as OSNR, PMD, Polarization-dependent loss (PDL), baud rate and CD. The features that are fed into the neural network can be derived using different approaches relying on feature extraction from: 1) the power eye diagrams (e.g., Q-factor, closure, variance, root-meansquare jitter and crossing amplitude, as in [49]- [53], [69]); 2) the two-dimensional eye-diagram and phase portrait [54]; 3) asynchronous constellation diagrams (i.e., vector diagrams also including transitions between symbols [51]); and 4) histograms of the asynchronously sampled signal amplitudes [52], [53]. The advantage of manually providing the features to the algorithm is that the NN can be relatively simple, e.g., consisting of one hidden layer and up to 10 hidden units and does not require large amount of data to be trained.…”
Section: E Optical Performance Monitoringmentioning
confidence: 99%
“…Artificial neural networks are well suited machine learning tools to perform optical performance monitoring as they can be used to learn the complex mapping between samples or extracted features from the symbols and optical fiber channel parameters, such as OSNR, PMD, Polarization-dependent loss (PDL), baud rate and CD. The features that are fed into the neural network can be derived using different approaches relying on feature extraction from: 1) the power eye diagrams (e.g., Q-factor, closure, variance, root-meansquare jitter and crossing amplitude, as in [49]- [53], [69]); 2) the two-dimensional eye-diagram and phase portrait [54]; 3) asynchronous constellation diagrams (i.e., vector diagrams also including transitions between symbols [51]); and 4) histograms of the asynchronously sampled signal amplitudes [52], [53]. The advantage of manually providing the features to the algorithm is that the NN can be relatively simple, e.g., consisting of one hidden layer and up to 10 hidden units and does not require large amount of data to be trained.…”
Section: E Optical Performance Monitoringmentioning
confidence: 99%
“…It may be difficult for analytical models to achieve these two goals simultaneously but ML-aided methods can help to fulfill these requirements. For instance, samples of received signals can be input to ML algorithms for monitoring the chromatic dispersion (CD), polarization-mode dispersion (PMD) and optical signal-to-noise ratio (OSNR) at the same time [14]. Moreover, when obtaining information from the receiver digital signal processing (DSP) modules, ML methods may be able to monitor the QoT or impairments without any external devices such as the optical spectrum analyzer (OSA) [15].…”
Section: Monitoringmentioning
confidence: 99%
“…In [14], an ANN is used to monitor the OSNR, CD and PMD simultaneously with empirical asynchronously sampled signal amplitudes. In [57], to make an easier monitoring procedure without labor-intensive feature engineering, deep neural networks (DNN) are used to monitor the OSNR with asynchronously sampled raw data.…”
Section: Ai-based Qot and Impairment Monitoringmentioning
confidence: 99%
“…By extracting the features from asynchronous amplitude histograms (AAHs) and asynchronous delay-tap plots (ADTPs), the popular pattern recognition algorithms are used for SRI [2][3][4][5], such as artificial neutral network (ANN). But these methods can only identify the symbol rate of a received signal when it has been considered during the training process.…”
Section: Introductionmentioning
confidence: 99%