Background
The benefit of neoadjuvant therapy (NAC) in patients with estrogen receptor positive (ER+) HER2− breast cancers and in invasive lobular cancer (ILC) is uncertain due to low rates of pathologic complete response (pCR). Our aim was to determine if pathologic features can identify subsets likely to benefit from NAC.
Methods
Patients with stage I–III ER+, HER2− breast cancer receiving NAC were retrospectively reviewed. Endpoints were downstaging to breast-conserving surgery (BCS) and nodal pCR after NAC. Patients were grouped by progesterone receptor (PR) status and grade/differentiation (high grade or poor [HP] vs non-HP).
Results
From 2007–2016, 402 ER+/HER2− cancers in patients receiving NAC were identified. Median age was 50 years, 98% were clinical stage II–III, and 75% cN+. Overall pCR rate was 5%; breast pCR in 7%, nodal pCR in 15% of cN+ patients (p<.0001). Patients with ILC initially ineligible for BCS (n=56) were less likely to downstage than those with ductal (n=183), 16% vs 48% (p≤.0001); with a similar trend in the axilla (p=.086). Rates of BCS eligibility after NAC were highest in PR−/HP (62%) and lowest in PR+/non-HP (29%) patients (p=.005). In the axilla, nodal pCR among cN+ patients (n=301) ranged from 0–35% (p<.0001) within these groups, and was most frequent in PR−/HP patients.
Conclusions
ER+/HER2− patients most likely to benefit from NAC are those with PR− and HP tumors. Patients with ILC are unlikely to downstage in the breast or axilla compared to IDC. Use of these criteria can assist in defining initial treatment approach.