Space-division multiple access (SDMA) utilizes linear precoding to separate users in the spatial domain and relies on fully treating any residual multi-user interference as noise. Non-orthogonal multiple access (NOMA) uses linearly precoded superposition coding with successive interference cancellation (SIC) to superpose users in the power domain and relies on user grouping and ordering to enforce some users to fully decode and cancel interference created by other users. In this paper, we argue that to efficiently cope with the high throughput, heterogeneity of quality of service (QoS), and massive connectivity requirements of future multi-antenna wireless networks, multiple access design needs to depart from those two extreme interference management strategies, namely fully treat interference as noise (as in SDMA) and fully decode interference (as in NOMA). Considering a multiple-input single-output broadcast channel, we develop a novel multiple access framework, called rate-splitting multiple access (RSMA). RSMA is a more general and more powerful multiple access for downlink multi-antenna systems that contains SDMA and NOMA as special cases. RSMA relies on linearly precoded rate-splitting with SIC to decode part of the interference and treat the remaining part of the interference as noise. This capability of RSMA to partially decode interference and partially treat interference as noise enables to softly bridge the two extremes of fully decoding interference and treating interference as noise and provides room for rate and QoS enhancements and complexity reduction. The three multiple access schemes are compared, and extensive numerical results show that RSMA provides a smooth transition between SDMA and NOMA and outperforms them both in a wide range of network loads (underloaded and overloaded regimes) and user deployments (with a diversity of channel directions, channel strengths, and qualities of channel state information at the transmitter). Moreover, RSMA provides rate and QoS enhancements over NOMA at a lower computational complexity for the transmit scheduler and the receivers (number of SIC layers).

Considering a two-user multi-antenna Broadcast Channel, this paper shows that linearly precoded Rate-Splitting (RS) with Successive Interference Cancellation (SIC) receivers is a flexible framework for non-orthogonal transmission that generalizes, and subsumes as special cases, four seemingly different strategies, namely Space Division Multiple Access (SDMA) based on linear precoding, Orthogonal Multiple Access (OMA), Non-Orthogonal Multiple Access (NOMA) based on linearly precoded superposition coding with SIC, and physical-layer multicasting. The paper studies the sum-rate and shows analytically how RS unifies, outperforms, and specializes to SDMA, OMA, NOMA, and multicasting as a function of the disparity of the channel strengths and the angle between the user channel directions.

In a Non-Orthogonal Unicast and Multicast (NOUM) transmission system, a multicast stream intended to all the receivers is superimposed in the power domain on the unicast streams. One layer of Successive Interference Cancellation (SIC) is required at each receiver to remove the multicast stream before decoding its intended unicast stream. In this paper, we first show that a linearly-precoded 1layer Rate-Splitting (RS) strategy at the transmitter can efficiently exploit this existing SIC receiver architecture. By splitting the unicast messages into common and private parts and encoding the common parts along with the multicast message into a super-common stream decoded by all the users, the SIC is better reused for the dual purpose of separating the unicast and multicast streams as well as better managing the multi-user interference among the unicast streams. We further propose multi-layer transmission strategies based on the generalized RS and power-domain Non-Orthogonal Multiple Access (NOMA). Two different objectives are studied for the design of the precoders, namely, maximizing the Weighted Sum Rate (WSR) of the unicast messages and maximizing the system Energy Efficiency (EE), both subject to Quality of Service (QoS) rate requirements of all the messages and a sum power constraint. A Weighted Minimum Mean Square Error (WMMSE)-based algorithm and a Successive Convex Approximation (SCA)-based algorithm are proposed to solve the WSR and EE problems, respectively. Numerical results show that the proposed RS-assisted NOUM transmission strategies are more spectrally and energy efficient than the conventional Multi-User Linear-Precoding (MU-LP), Orthogonal Multiple Access (OMA) and power-domain NOMA in a wide range of user deployments (with a diversity of channel directions, channel strengths and qualities of channel state information at the transmitter) and network loads (underloaded and overloaded regimes). It is superior for the downlink multi-antenna NOUM transmission.

In the past few years, a large body of literature has been created on downlink Non-Orthogonal Multiple Access (NOMA), employing superposition coding and Successive Interference Cancellation (SIC), in multi-antenna wireless networks. Furthermore, the benefits of NOMA over Orthogonal Multiple Access (OMA) have been highlighted. In this paper, we take a critical and fresh look at the downlink Next Generation Multiple Access (NGMA) literature. Instead of contrasting NOMA with OMA, we contrast NOMA with two other multiple access baselines. The first is conventional Multi-User Linear Precoding (MU-LP), as used in Space-Division Multiple Access (SDMA) and multi-user Multiple-Input Multiple-Output (MIMO) in 4G and 5G. The second, called Rate-Splitting Multiple Access (RSMA), is based on multi-antenna Rate-Splitting (RS). It is also a non-orthogonal transmission strategy relying on SIC developed in the past few years in parallel and independently from NOMA. We show that there is some confusion about the benefits of NOMA, and we dispel the associated misconceptions. First, we highlight why NOMA is inefficient in multi-antenna settings based on basic multiplexing gain analysis. We stress that the issue lies in how the NOMA literature, originally developed for single-antenna setups, has been hastily applied to multi-antenna setups, resulting in a misuse of spatial dimensions and therefore loss in multiplexing gains and rate. Second, we show that NOMA incurs a severe multiplexing gain loss despite an increased receiver complexity due to an inefficient use of SIC receivers. Third, we emphasize that much of the merits of NOMA are due to the constant comparison to OMA instead of comparing it to MU-LP and RS baselines. We then expose the pivotal design constraint that multi-antenna NOMA requires one user to fully decode the messages of the other users. This design constraint is responsible for the multiplexing gain erosion, rate and spectral efficiency loss, ineffectiveness to serve a large number of users, and inefficient use of SIC receivers in multi-antenna settings. Our analysis and simulation results confirm that NOMA should not be applied blindly to multi-antenna settings, highlight the scenarios where MU-LP outperforms NOMA and vice versa, and demonstrate the inefficiency, performance loss, and complexity disadvantages of NOMA compared to RSMA. The first takeaway message is that, while NOMA is suited for single-antenna settings (as originally intended), it is not efficient in most multi-antenna deployments. The second takeaway message is that another non-orthogonal transmission framework, based on RSMA, exists which fully exploits the multiplexing gain and the benefits of SIC to boost the rate and the number of users to serve in multi-antenna settings and outperforms both NOMA and MU-LP. Indeed, RSMA achieves higher multiplexing gains and rates, serves a larger number of users, is more robust to user deployments, network loads and inaccurate channel state information and has a lower receiver complexity than NOMA. Consequen...

Rate-Splitting Multiple Access (RSMA) is a general and powerful multiple access framework for downlink multiantenna systems, and contains Space-Division Multiple Access (SDMA) and Non-Orthogonal Multiple Access (NOMA) as special cases. RSMA relies on linearly precoded rate-splitting with Successive Interference Cancellation (SIC) to decode part of the interference and treat the remaining part of the interference as noise. Recently, RSMA has been shown to outperform both SDMA and NOMA rate-wise in a wide range of network loads (underloaded and overloaded regimes) and user deployments (with a diversity of channel directions, channel strengths and qualities of channel state information at the transmitter). Moreover, RSMA was shown to provide spectral efficiency and QoS enhancements over NOMA at a lower computational complexity for the transmit scheduler and the receivers. In this paper, we build upon those results and investigate the energy efficiency of RSMA compared to SDMA and NOMA. Considering a multiple-input single-output broadcast channel, we show that RSMA is more energy-efficient than SDMA and NOMA in a wide range of user deployments (with a diversity of channel directions and channel strengths). We conclude that RSMA is more spectrally and energy-efficient than SDMA and NOMA.