Abstract. An ensemble Kalman filter data assimilation (DA) system has been developed to improve air quality forecasts using surface measurements of PM10, PM2.5, SO2, NO2, O3, and CO together with an online regional chemical transport model, WRF-Chem (Weather Research and Forecasting with Chemistry). This DA system was applied to simultaneously adjust the chemical initial conditions (ICs) and emission inputs of the species affecting PM10, PM2.5, SO2, NO2, O3, and CO concentrations during an extreme haze episode that occurred in early October 2014 over East Asia. Numerical experimental results indicate that ICs played key roles in PM2.5, PM10 and CO forecasts during the severe haze episode over the North China Plain. The 72 h verification forecasts with the optimized ICs and emissions performed very similarly to the verification forecasts with only optimized ICs and the prescribed emissions. For the first-day forecast, near-perfect verification forecasts results were achieved. However, with longer-range forecasts, the DA impacts decayed quickly. For the SO2 verification forecasts, it was efficient to improve the SO2 forecast via the joint adjustment of SO2 ICs and emissions. Large improvements were achieved for SO2 forecasts with both the optimized ICs and emissions for the whole 72 h forecast range. Similar improvements were achieved for SO2 forecasts with optimized ICs only for the first 3 h, and then the impact of the ICs decayed quickly. For the NO2 verification forecasts, both forecasts performed much worse than the control run without DA. Plus, the 72 h O3 verification forecasts performed worse than the control run during the daytime, due to the worse performance of the NO2 forecasts, even though they performed better at night. However, relatively favorable NO2 and O3 forecast results were achieved for the Yangtze River delta and Pearl River delta regions.

Abstract. In order to optimize surface CO 2 fluxes at grid scales, a regional surface CO 2 flux inversion system (Carbon Flux Inversion system and Community Multi-scale Air Quality, CFI-CMAQ) has been developed by applying the ensemble Kalman filter (EnKF) to constrain the CO 2 concentrations and applying the ensemble Kalman smoother (EnKS) to optimize the surface CO 2 fluxes. The smoothing operator is associated with the atmospheric transport model to constitute a persistence dynamical model to forecast the surface CO 2 flux scaling factors. In this implementation, the "signalto-noise" problem can be avoided; plus, any useful observed information achieved by the current assimilation cycle can be transferred into the next assimilation cycle. Thus, the surface CO 2 fluxes can be optimized as a whole at the grid scale in CFI-CMAQ. The performance of CFI-CMAQ was quantitatively evaluated through a set of Observing System Simulation Experiments (OSSEs) by assimilating CO 2 retrievals from GOSAT (Greenhouse Gases Observing Satellite). The results showed that the CO 2 concentration assimilation using EnKF could constrain the CO 2 concentration effectively, illustrating that the simultaneous assimilation of CO 2 concentrations can provide convincing CO 2 initial analysis fields for CO 2 flux inversion. In addition, the CO 2 flux optimization using EnKS demonstrated that CFI-CMAQ could, in general, reproduce true fluxes at grid scales with acceptable bias. Two further sets of numerical experiments were conducted to investigate the sensitivities of the inflation factor of scaling factors and the smoother window. The results showed that the ability of CFI-CMAQ to optimize CO 2 fluxes greatly relied on the choice of the inflation factor. However, the smoother window had a slight influence on the optimized results. CFI-CMAQ performed very well even with a short lag-window (e.g. 3 days).

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