& Key message Shade trees in agroforestry systems protect the understory cocoa from climate extremes. Shade tree pruning manages microclimatic conditions in favor of cocoa production while tree diversity is maintained. Adaptation of pruning has to consider seasonal changes in temperature and precipitation to protect the understory cocoa. & Context Structural characteristics of tree stands such as species diversity, tree density, and stratification can affect throughfall and microclimate. Pruning changes the canopy and may therefore modulate internal conditions. & Aims The aim of this study is to assess the environmental growing conditions of cocoa trees. & Methods We monitored canopy openness and the impact of stand structure on throughfall and microclimate in three cocoa production systems (monoculture, agroforestry, and successional agroforestry) and a natural regrowth in a long-term trial in Bolivia from 2013 to 2015. We further focused on the effect of annual shade tree and cocoa pruning on these variables to evaluate the potential impact of this activity. & Results Agroforestry systems buffered extreme climate events like temperature fluctuations compared to monocultures but reduced light and throughfall drastically. Spatial variability of throughfall and transmitted light were low under a high and closed shade tree canopy. Shade tree pruning resulted in higher canopy openness, light transmittance, and throughfall, while the buffer function of the agroforestry systems concerning temperature and humidity fluctuations was reduced. & Conclusion Differences between cocoa production systems regarding throughfall and microclimate were overlain by pruning activities. Cocoa agroforestry systems are temporal dynamic systems. Pruning timing and intensity is pivotal for balancing light and water availability under seasonally varying environmental conditions to conserve micro-environments for cocoa production with less exposure to unfavorable climate.

Scientific knowledge, societal debates, and industry commitments around sustainable cocoa are increasing. Cocoa agroforestry systems are supposed to improve the sustainability of cocoa production. However, their combined agronomic, ecological, and socio-economic performance compared to monocultures is still largely unknown. Here we present a meta-analysis of 52 articles that directly compared cocoa agroforestry systems and monocultures. Using an inductive, multi-dimensional approach, we analyzed the differences in cocoa and total system yield, economic performance, soil chemical and physical properties, incidence of pests and diseases, potential for climate change mitigation and adaptation, and biodiversity conservation. Cocoa agroforestry systems outcompeted monocultures in most indicators. Cocoa yields in agroforestry systems were 25% lower than in monocultures, but total system yields were about ten times higher, contributing to food security and diversified incomes. This finding was supported by a similar profitability of both production systems. Cocoa agroforestry contributed to climate change mitigation by storing 2.5 times more carbon and to adaptation by lowering mean temperatures and buffering temperature extremes. We found no significant differences in relation to the main soil parameters. The effect of the type of production system on disease incidence depended on the fungal species. The few available studies comparing biodiversity showed a higher biodiversity in cocoa agroforestry systems. Increased and specific knowledge on local tree selections and local socio-economic and environmental conditions, as well as building and enabling alternative markets for agroforestry products, could contribute to further adoption and sustainability of cocoa agroforestry systems.

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SUMMARYAgroforestry systems (AFS) can serve to decrease ecosystem carbon (C) losses caused by deforestation and inadequate soil management. Because of their shade tolerance, cacao plants are suitable to be grown in AFS, since they can be combined with other kinds of trees and shrubs. The potential for C sequestration in cacao farming systems depends on various factors, such as management practices, stand structure and plantation age. We compared conventionally and organically managed cacao monoculture systems (MCS) and AFS in Sara Ana (Bolivia) with respect to C stocks in plant biomass and to amounts of litterfall and pruning residues. The total aboveground C stocks of the AFS (26 Mg C ha−1) considerably exceeded those of the MCS (~7 Mg C ha−1), although the biomass of cacao trees was greater in the MCS compared to the AFS. Due to higher tree density, annual litterfall in the AFS (2.2 Mg C ha−1 year−1) substantially exceeded that in the MCS (1.2 Mg C ha−1 year−1). The amounts of C in pruning residues (2.6 Mg C ha−1 year−1 in MCS to 4.3 Mg C ha−1 year−1 in AFS) was more than twice those in the litterfall. Annual nitrogen (N) inputs to the soil through pruning residues of cacao and N-fixing trees were up to 10 times higher than the N inputs through external fertiliser application. We conclude that appropriate management of cacao AFS, involving the pruning of leguminous trees, will lead to increases in biomass, litter quantity and quality as well as soil C and N stocks. Thus, we recommend stimulating the expansion of well-managed AFS to improve soil fertility and enhance C sequestration in soils.

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Cocoa beans are produced all across the humid tropics under different environmental conditions provided by the region but also by the season and the type of production system. Agroforestry systems compared to monocultures buffer climate extremes and therefore provide a less stressful environment for the understory cocoa, especially under seasonally varying conditions. We measured the element concentration as well as abiotic stress indicators (polyamines and total phenolic content) in beans derived from five different production systems comparing monocultures and agroforestry systems and from two harvesting seasons. Concentrations of N, Mg, S, Fe, Mn, Na, and Zn were higher in beans produced in agroforestry systems with high stem density and leaf area index. In the dry season, the N, Fe, and Cu concentration of the beans increased. The total phenolic content increased with proceeding of the dry season while other abiotic stress indicators like spermine decreased, implying an effect of the water availability on the chemical composition of the beans. Agroforestry systems did not buffer the variability of stress indicators over the seasons compared to monocultures. The effect of environmental growing conditions on bean chemical composition was not strong but can contribute to variations in cocoa bean quality.

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