Abstract:In this paper, a semi-empirical algorithm for significant wave height (H s ) and mean wave period (T mw ) retrieval from C-band VV-polarization Sentinel-1 synthetic aperture radar (SAR) imagery is presented. We develop a semi-empirical function for H s retrieval, which describes the relation between H s and cutoff wavelength, radar incidence angle, and wave propagation direction relative to radar look direction. Additionally, T mw can be also calculated through H s and cutoff wavelength by using another empirical function. We collected 106 C-band stripmap mode Sentinel-1 SAR images in VV-polarization and wave measurements from in situ buoys. There are a total of 150 matchup points. We used 93 matchups to tune the coefficients of the semi-empirical algorithm and the rest 57 matchups for validation. The comparison shows a 0.69 m root mean square error (RMSE) of H s with a 18.6% of scatter index (SI) and 1.98 s RMSE of T mw with a 24.8% of SI. Results indicate that the algorithm is suitable for wave parameters retrieval from Sentinel-1 SAR data.

The Chinese Gaofen-3 (GF-3) synthetic aperture radar (SAR) launched by the China Academy of Space Technology (CAST) has operated at C-band since September 2016. To date, we have collected 16/42 images in vertical-vertical (VV)/horizontal-horizontal (HH) polarization, covering the National Data Buoy Center (NDBC) buoy measurements of the National Oceanic and Atmospheric Administration (NOAA) around U.S. western coastal waters. Wind speeds from NDBC in situ buoys are up to 15 m/s and buoy-measured significant wave height (SWH) has ranged from 0.5 m to 3 m. In this study, winds were retrieved using the geophysical model function (GMF) together with the polarization ratio (PR) model and waves were retrieved using a new empirical algorithm based on SAR cutoff wavelength in satellite flight direction, herein called CSAR_WAVE. Validation against buoy measurements shows a 1.4/1.9 m/s root mean square error (RMSE) of wind speed and a 24/23% scatter index (SI) of SWH for VV/HH polarization. In addition, wind and wave retrieval results from 166 GF-3 images were compared with the European Centre for Medium-Range Weather Forecasts (ECMWF) re-analysis winds, as well as the SWH from the WaveWatch-III model, respectively. Comparisons show a 2.0 m/s RMSE for wind speed with a 36% SI of SWH for VV-polarization and a 2.2 m/s RMSE for wind speed with a 37% SI of SWH for HH-polarization. Our work gives a preliminary assessment of the wind and wave retrieval results from GF-3 SAR images for the first time and will provide guidance for marine applications of GF-3 SAR.

Gaofen-3 (GF-3) is the first Chinese civil C-band synthetic aperture radar (SAR) launched on 10 August 2016 by the China Academy of Space Technology (CAST), which operates in 12 imaging modes with a fine spatial resolution up to 1 m. As one of the primary users, the State Oceanic Administration (SOA) operationally processes GF-3 SAR Level-1 products into ocean surface wind vector and plans to officially release the near real-time SAR wind products in the near future. In this paper, the methodology of wind retrieval at C-band SAR is introduced and the first results of GF-3 SAR-derived winds are presented. In particular, the case of the coastal katabatic wind off the west coast of the U.S. captured by GF-3 is discussed. The preliminary accuracy assessment of wind speed and direction retrievals from GF-3 SAR is carried out against in situ measurements from National Data Buoy Center (NDBC) buoy measurements of National Oceanic and Atmospheric Administration (NOAA). Only the buoys located inside the GF-3 SAR wind cell (1 km) were considered as co-located in space, while the time interval between observations of SAR and buoy was limited to less the 30 min. These criteria yielded 56 co-locations during the period from January to April 2017, showing the Root Mean Square Error (RMSE) of 2.46 m/s and 22.22 • for wind speed and direction, respectively. Different performances due to geophysical model function (GMF) and Polarization Ratio (PR) are discussed. The preliminary results indicate that GF-3 wind retrievals are encouraging for operational implementation.

Over the past several decades, an increasing number of studies have focused on the global view of swell and wind sea climate. However, our understanding of wind sea and swell is still incomplete as is the lack of an integrated description for all the wave components. In this paper, the European Centre for Medium-Range Weather Forecasts (ECMWF) Era-medium wind data is used to run the WAVEWATCH III model and the global wave fields in 2010 are reproduced. Using the spectra energy partition (SEP) method, two-dimensional wave spectra were separated and detailed information for the components of wind sea and swell was obtained. We found that the highest seasonal mean energy of swell and wind sea are distributed in the respective winter hemispheres. In most seas, swell carries a large part of the wave energy withWsbeing higher than 50%. Compared to swell, the global distribution of wind sea energy is highly affected by the seasons. We also established a link between inverse wave age and the ratio of swell energy to total wave energy. This study aims to improve our understanding of surface wave energy composition and thus the parameterization of global-scale wind-wave interaction and air-sea momentum flux.

The purpose of our work is to determine the feasibility and effectiveness of retrieving sea surface wind speeds from C-band cross-polarization (herein vertical-horizontal, VH) Chinese Gaofen-3 (GF-3) SAR images in typhoons. In this study, we have collected three GF-3 SAR images acquired in Global Observation (GLO) and Wide ScanSAR (WSC) mode during the summer of 2017 from the China Sea, which includes the typhoons Noru, Doksuri and Talim. These images were collocated with wind simulations at 0.12° grids from a numeric model, called the Regional Assimilation and Prediction System-Typhoon model (GRAPES-TYM). Recent research shows that GRAPES-TYM has a good performance for typhoon simulation in the China Sea. Based on the dataset, the dependence of wind speed and of radar incidence angle on normalized radar cross (NRCS) of VH-polarization GF-3 SAR have been investigated, after which an empirical algorithm for wind speed retrieval from VH-polarization GF-3 SAR was tuned. An additional four VH-polarization GF-3 SAR images in three typhoons, Noru, Hato and Talim, were investigated in order to validate the proposed algorithm. SAR-derived winds were compared with measurements from Windsat winds at 0.25° grids with wind speeds up to 40 m/s, showing a 5.5 m/s root mean square error (RMSE) of wind speed and an improved RMSE of 5.1 m/s wind speed was achieved compared with the retrieval results validated against GRAPES-TYM winds. It is concluded that the proposed algorithm is a promising potential technique for strong wind retrieval from cross-polarization GF-3 SAR images without encountering a signal saturation problem.

In this study, the numerical wave model Simulating Waves Nearshore (SWAN), which resolves nearshore wave processes, and a hydrodynamic model, the Finite-Volume Community Ocean Model (FVCOM), were coupled to simulate waves and currents during Typhoon Fung-wong (2014) and Typhoon Chan-hom (2015) around the Zhoushan Islands. Both of these models employ the same unique unstructured grid. In particular, the influence of sea-surface currents, e.g., typhoon-induced and tidal currents, as well as the sea-water level, on wave simulation was studied. The composite wind field, which is derived from the parametric Holland model and European Centre for Medium-Range Weather Forecasts (ECMWF) winds (H-E winds), was taken as the forcing field. TPXO.5 tide data, sea-surface temperatures from the HYbrid Coordinate Ocean Model (HYCOM), HYCOM sea-surface salinity, and HYCOM sea-surface current were treated as open-boundary conditions. The comparison of sea-surface-current speed between the FVCOM simulation and the National Centers for Environmental Prediction (NCEP) Climate Forecast System Version 2 (CFSv2) data revealed a root-mean-square error (RMSE) of about 0.1206 m/s, with a correlation (Cor) more than 0.8, while the RMSE of the simulated sea-water level when compared with the HYCOM data was around 0.13 m, with a Cor of about 0.86. The validation indicated that the simulated results in this study were reliable. A sensitive experiment revealed that the sea-water level affected the typhoon-induced wave simulation. Validation against the measurements from the moored buoys showed an RMSE of <0.9 m for the sea-water level, which specifically reflected less overestimation during the high-sea state. Moreover, the significant-wave-height (SWH) difference (SWH without the sea-water level minus SWH with the sea-water level) was as great as −0.5 m around the Zhoushan Islands during the low-sea state. Furthermore, we studied the typhoon-induced waves when Typhoon Fung-wong passed the Zhoushan Islands, revealing that the reduction of SWH could be up to 1 m in the Yangtze Estuary and tidal flats when the maximum waves occurred.

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Abstract:The Beibu Gulf is an important offshore region in the South China Sea for the fishing industry and other human activities. In 2017, typhoons Doksuri and Khanun passed the Beibu Gulf in two paths, at maximum wind speeds of up to 50 m/s. Typhoon Doksuri passed the Beibu Gulf through the open waters of the South China Sea and Typhoon Khanun moved towards the Beibu Gulf through the narrow Qiongzhou Strait. The aim of this study is to analyze the typhoon-induced wave distribution in the Beibu Gulf. WAVEWATCH-III (WW3) is a third-generation numeric wave model developed by the National Oceanic and Atmospheric Administration (NOAA), which has been widely used for sea wave research. The latest version of the WW3 (5.16) model provides three packages of nonlinear term for four wave components (quadruplets) wave-wave interactions, including Discrete Interaction Approximation (DIA), Full Boltzmann Integral (WRT), and Generalized Multiple DIA (GMD) with two kinds of coefficients, herein called GMD1 and GMD2. These four packages have been conveniently implemented for simulating wave fields in two typhoons after taking winds from the European Centre for Medium-Range Weather Forecasts (ECMWF) at 0.125 • grids as the forcing fields. It was found that the GMD2 package was the recommended option of the nonlinear term for quadruplets wave-wave interactions due to the minimum error when comparing a number of simulated results from the WW3 model with significant wave height (SWH) from ECMWF and altimeter Jason-2. Then the wave distribution simulated by the WW3 model employing the GMD2 package was analyzed. In the case of Typhoon Doksuri, wind-sea dominated in the early and middle stages while swell dominated at the later stage. However, during Typhoon Khanun, wind-sea dominated throughout and swell distributed outside the bay around the east of Hainan Island, because the typhoon-induced swell at mesoscale was difficult to propagate into the Beibu Gulf through the narrow Qiongzhou Strait.