Non-orthogonal multiple access (NOMA) is considered as a promising technology for improving the spectral efficiency (SE) in 5G. In this correspondence, we study the benefit of NOMA in enhancing energy efficiency (EE) for a multi-user downlink transmission, where the EE is defined as the ratio of the achievable sum rate of the users to the total power consumption. Our goal is to maximize the EE subject to a minimum required data rate for each user, which leads to a non-convex fractional programming problem. To solve it, we first establish the feasible range of the transmitting power that is able to support each user's data rate requirement. Then, we propose an EE-optimal power allocation strategy that maximizes the EE. Our numerical results show that NOMA has superior EE performance in comparison with conventional orthogonal multiple access (OMA).Index Terms-Non-orthogonal multiple access, energy efficiency, power allocation, fractional programming optimization.

Abstract-The heterogeneous cellular network (HCN) is a promising approach to the deployment of 5G cellular networks. This paper comprehensively studies physical layer security in a multi-tier HCN where base stations (BSs), authorized users and eavesdroppers are all randomly located. We first propose an access threshold based secrecy mobile association policy that associates each user with the BS providing the maximum truncated average received signal power beyond a threshold. Under the proposed policy, we investigate the connection probability and secrecy probability of a randomly located user, and provide tractable expressions for the two metrics. Asymptotic analysis reveals that setting a larger access threshold increases the connection probability while decreases the secrecy probability. We further evaluate the network-wide secrecy throughput and the minimum secrecy throughput per user with both connection and secrecy probability constraints. We show that introducing a properly chosen access threshold significantly enhances the secrecy throughput performance of a HCN.

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Millimeter wave offers a sensible solution to the capacity crunch faced by 5G wireless communications. This paper comprehensively studies physical layer security in a multi-input single-output (MISO) millimeter wave system where multiple single-antenna eavesdroppers are randomly located. Concerning the specific propagation characteristics of millimeter wave, we investigate two secure transmission schemes, namely maximum ratio transmitting (MRT) beamforming and artificial noise (AN) beamforming. Specifically, we first derive closed-form expressions of the connection probability for both schemes. We then analyze the secrecy outage probability (SOP) in both non-colluding eavesdroppers and colluding eavesdroppers scenarios. Also, we maximize the secrecy throughput under a SOP constraint, and obtain optimal transmission parameters, especially the power allocation between AN and the information signal for AN beamforming. Numerical results are provided to verify our theoretical analysis. We observe that the density of eavesdroppers, the spatially resolvable paths of the destination and eavesdroppers all contribute to the secrecy performance and the parameter design of millimeter wave systems.Index Terms-Physical layer security, millimeter wave, multipath, stochastic geometry, artificial noise, secrecy outage, secrecy throughput.

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