Flux couplings to string theory axions yield super-Planckian field ranges along which the axion potential energy grows. At the same time, other aspects of the physics remain essentially unchanged along these large displacements, respecting a discrete shift symmetry with a sub-Planckian period. After a general overview of this monodromy effect and its application to large-field inflation, we present new classes of specific models of monodromy inflation, with monomial potentials µ 4−p φ p . A key simplification in these models is that the inflaton potential energy plays a leading role in moduli stabilization during inflation. The resulting inflaton-dependent shifts in the moduli fields lead to an effective flattening of the inflaton potential, i.e. a reduction of the exponent from a fiducial value p 0 to p < p 0 . We focus on examples arising in compactifications of type IIB string theory on products of tori or Riemann surfaces, where the inflaton descends from the NS-NS two-form potential B 2 , with monodromy induced by a coupling to the R-R field strength F 1 . In this setting we exhibit models with p = 2/3, 4/3, 2, and 3, corresponding to predictions for the tensor-to-scalar ratio of r ≈ 0.04, 0.09, 0.13, and 0.2, respectively. Using mirror symmetry, we also motivate a second class of examples with the role of the axions played by the real parts of complex structure moduli, with fluxes inducing monodromy.
We show that in a general N = 1 supergravity with N 1 scalar fields, an exponentially small fraction of the de Sitter critical points are metastable vacua. Taking the superpotential and Kähler potential to be random functions, we construct a random matrix model for the Hessian matrix, which is well-approximated by the sum of a Wigner matrix and two Wishart matrices. We compute the eigenvalue spectrum analytically from the free convolution of the constituent spectra and find that in typical configurations, a significant fraction of the eigenvalues are negative. Building on the Tracy-Widom law governing fluctuations of extreme eigenvalues, we determine the probability P of a large fluctuation in which all the eigenvalues become positive. Strong eigenvalue repulsion makes this extremely unlikely: we find P ∝ exp(−c N p ), with c, p being constants. For generic critical points we find p ≈ 1.5, while for approximately-supersymmetric critical points, p ≈ 1.3. Our results have significant implications for the counting of de Sitter vacua in string theory, but the number of vacua remains vast.
The KKLT construction of de Sitter vacua includes an uplifting term coming from an anti-D3-brane. Here we show how this term can arise via spontaneous breaking of supersymmetry, based on the emergence of a nilpotent chiral supermultiplet on the worldvolume of the anti-D3-brane. We establish and use the fact that both the DBI as well as the WZ term, with account of orientifolding, acquire a form of the Volkov-Akulov action. For an O3 orientifold involution of R 9,1 we demonstrate the cancellation between the fermionic parts of the DBI and WZ term for the D3-brane action. For the anti-D3-brane we show that the DBI action and the WZ action combine and lead to the emergence of the goldstino multiplet which is responsible for spontaneous breaking of supersymmetry. This provides a string theoretic explanation for the supersymmetric uplifting term in the KKLT effective supergravity model supplemented by a nilpotent chiral multiplet.
We derive several no-go theorems in the context of massive type IIA string theory compactified to four dimensions in a way that, in the absence of fluxes, preserves N = 1 supersymmetry. Our derivation is based on the dilaton, Kähler and complex structure moduli dependence of the potential of the four-dimensional effective field theory, that is generated by the presence of D6-branes, O6-planes, RR fluxes, NSNS 3-form flux, and geometric fluxes. To demonstrate the usefulness of our theorems, we apply them to the most commonly studied class of toroidal orientifolds. We show that for all but two of the models in this class the slow-roll parameter ǫ is bounded from below by numbers of order unity as long as the fluxes satisfy the Bianchi identities, ruling out slow-roll inflation and even the existence of de Sitter extrema in these models. For the two cases that avoid the no-go theorems, we provide some details of our numerical studies, demonstrating that small ǫ can indeed be achieved. We stress that there seems to be an η-problem, suggesting that none of the models in this class are viable from a cosmological point of view at least at large volume, small string coupling, and leading order in the α ′ -expansion.
We elaborate on the construction of de Sitter solutions from IIA orientifolds of SU(3)-structure manifolds that solve the 10-dimensional equations of motion at tree-level in the approximation of smeared sources. First we classify geometries that are orbifolds of a group manifold covering space which, upon the proper inclusion of O6 planes, can be described within the framework of N=1 supergravity in 4D. Then we scan systematically for de Sitter solutions, obtained as critical points of an effective 4D potential. Apart from finding many new solutions we emphasize the challenges in constructing explicit classical de Sitter vacua, which have sofar not been met. These challenges are interesting avenues for further research and include finding solutions that are perturbatively stable, satisfy charge and flux quantization, and have genuine localized (versus smeared) orientifold sources. This paper intends to be self-contained and pedagogical, and thus can serve as a guide to the necessary technical tools required for this line of research. In an appendix we explain how to study flux and charge quantization in the presence of a non-trivial H-field using twisted homology.Comment: 50 pages, 3 figure
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