Background There is a scarcity of published data on the global prevalence of obstructive sleep apnoea, a disorder associated with major neurocognitive and cardiovascular sequelae. We used publicly available data and contacted key opinion leaders to estimate the global prevalence of obstructive sleep apnoea. Methods We searched PubMed and Embase to identify published studies reporting the prevalence of obstructive sleep apnoea based on objective testing methods. A conversion algorithm was created for studies that did not use the American Academy of Sleep Medicine (AASM) 2012 scoring criteria to identify obstructive sleep apnoea, allowing determination of an equivalent apnoea-hypopnoea index (AHI) for publications that used different criteria. The presence of symptoms was not specifically analysed because of scarce information about symptoms in the reference studies and population data. Prevalence estimates for obstructive sleep apnoea across studies using different diagnostic criteria were standardised with a newly developed algorithm. Countries without obstructive sleep apnoea prevalence data were matched to a similar country with available prevalence data; population similarity was based on the population body-mass index, race, and geographical proximity. The primary outcome was prevalence of obstructive sleep apnoea based on AASM 2012 diagnostic criteria in individuals aged 30-69 years (as this age group generally had available data in the published studies and related to information from the UN for all countries). Findings Reliable prevalence data for obstructive sleep apnoea were available for 16 countries, from 17 studies. Using AASM 2012 diagnostic criteria and AHI threshold values of five or more events per h and 15 or more events per h, we estimated that 936 million (95% CI 903-970) adults aged 30-69 years (men and women) have mild to severe obstructive sleep apnoea and 425 million (399-450) adults aged 30-69 years have moderate to severe obstructive sleep apnoea globally. The number of affected individuals was highest in China, followed by the USA, Brazil, and India. Interpretation To our knowledge, this is the first study to report global prevalence of obstructive sleep apnoea; with almost 1 billion people affected, and with prevalence exceeding 50% in some countries, effective diagnostic and treatment strategies are needed to minimise the negative health impacts and to maximise cost-effectiveness. Funding ResMed.
Background-There is increasing evidence that obstructive sleep apnea (OSA) is an independent risk factor for arterial hypertension. Because there are no controlled studies showing a substantial effect of nasal continuous positive airway pressure (nCPAP) therapy on hypertension in OSA, the impact of treatment on cardiovascular sequelae has been questioned altogether. Therefore, we studied the effect of nCPAP on arterial hypertension in patients with OSA. Methods and Results-Sixty consecutive patients with moderate to severe OSA were randomly assigned to either effective or subtherapeutic nCPAP for 9 weeks on average. Nocturnal polysomnography and continuous noninvasive blood pressure recording for 19 hours was performed before and with treatment. Thirty two patients, 16 in each group, completed the study. Apneas and hypopneas were reduced by Ϸ95% and 50% in the therapeutic and subtherapeutic groups, respectively. Mean arterial blood pressure decreased by 9.9Ϯ11.4 mm Hg with effective nCPAP treatment, whereas no relevant change occurred with subtherapeutic nCPAP (Pϭ0.01). Mean, diastolic, and systolic blood pressures all decreased significantly by Ϸ10 mm Hg, both at night and during the day. Conclusions-Effective nCPAP treatment in patients with moderate to severe OSA leads to a substantial reduction in both day and night arterial blood pressure. The fact that a 50% reduction in the apnea-hypopnea index did not result in a decrease in blood pressure emphasizes the importance of highly effective treatment. The drop in mean blood pressure by 10 mm Hg would be predicted to reduce coronary heart disease event risk by 37% and stroke risk by 56%.
Healthy sleep consists of several stages: deep sleep, light sleep, and rapid eye movement (REM) sleep. Here we show that these sleep stages can be characterized and distinguished by correlations of heart rates separated by n beats. Using the detrended fluctuation analysis (DFA) up to fourth order we find that long-range correlations reminiscent to the wake phase are present only in the REM phase. In the non-REM phases, the heart rates are uncorrelated above the typical breathing cycle time, pointing to a random regulation of the heartbeat during non-REM sleep.
In a systematic study we compared the performance of spectral analysis and detrended fluctuation analysis (DFA) IntroductionSleep as the absence of wakefulness and the missing ability to react on external stimuli is regarded as a unbiased test situation for the autonomic nervous system [1]. Sleep is not just a constant state controlled by metabolic needs for the body being at rest. Instead sleep consists of different well defined sleep stages which follow a well structured temporal order in normal restorative sleep. Heart rate and heart rate variability vary with the sleep stages, and their normal variability is affected in sleep disorders. It has been shown that autonomic activity changes from waking to sleep. Big differences were found between non-REM and REM sleep [2]. Sympathetic tone drops progressively from wakefulness over sleep stage 1 to 4. In contrast REM sleep was characterized by increased sympathetic tone [3]. Parasympathetic tone increases from wakefulness to non-REM sleep. Periods of wakefulness during sleep were found to have an intermediate position between non-REM and REM sleep [4].Sleep apnea affects heart rate variability during sleep described as cyclical variation of heart rate [5]. The recording of cyclical variation of heart rate together with snoring has been used in order to detect obstructive sleep apnea with ambulatory recording devices [6]. It can be assumed that the cyclical variation of heart rate can be detected by spectral analysis if the appropriate frequency range is investigated. The pattern of bradycardia and tachycardia during apnea has been attributed to an effective parasympathetic control of heart rate during sleep [7] interrupted by sympathetic activation accompanying the intermittent apnea-terminating arousals.Spectral analysis of heart rate variability is well established and provides a quantitative evaluation of sympathetic and parasympathetic activation of the heartbeat [8]. Three major oscillatory components were identified. The physiological interpretation of the verylow-frequency (VLF) component (< 0.04 Hz) is still discussed, the low-frequency (LF) component (0.04 -0.15 Hz) reflects baroreflex sympathetic control of blood pressure, and the high-frequency (HF) component (0.15 -0.4 Hz) reflects respiratory rhythm and is believed to be related to parasympathetic control of heart rate [9].Detrended fluctuation analysis (DFA) method has become a widely-used technique for the detection of long-range correlations in noisy, non-stationary time series. In the DFA method, long-range correlations between interbeat intervals separated by several beats are detected by investigating the scaling behavior of the heartbeat fluctuations on different time scales disregarding trends and non-stationarities in the data [10].This study was performed on existing sleep recordings to compare spectral analysis of heart rate and DFA in their ability to distinguish sleep stages in normal and sleep apnea subjects. We also wanted to see whether sleep apnea severity can be distinguis...
Although mammals of different species have different sleep patterns, brief sleep-wake transitions commonly are observed across species and appear to occur randomly throughout the sleeping period. The dynamical patterns and functions of these brief awakenings from sleep are not well understood, and they often are viewed as disruptions (random or pathologic) of the sleep process. In this article, we hypothesize that brief awakenings from sleep may reflect aspects of the endogenous sleep control mechanism and thus may exhibit certain robust dynamical patterns across species. We analyze sleep recordings from mice, rats, cats, and humans, and we compare the distributions of sleep and wake episode durations. For all four species, we find that durations of brief wake episodes during the sleep period exhibit a scale-free power-law behavior with an exponent ␣ that remains the same for all species (␣ Ϸ 2.2). In contrast, sleep episode durations for all four species follow exponential distributions with characteristic time scales, which change across species in relation to body mass and metabolic rate. Our findings suggest common dynamical features of brief awakenings and sleep durations across species and may provide insights into the dynamics of the neural circuits controlling sleep.power law ͉ sleep regulation ͉ sleep fragmentation S leep and wake are governed by complex interactions between neurons in many brain regions, including the hypothalamus and brainstem. Collectively, these neurons act as a sleep-wake ''latch'' that may help produce stable sleep and wakefulness (1, 2). Several mathematical and conceptual models have been proposed to account for the stability and control of sleep and wakefulness over time scales of hours and days (1-3). However, in addition to the regular sleep-wake pattern, humans and animals often exhibit brief awakenings from sleep. These brief awakenings seem to occur throughout the entire sleep period and are traditionally viewed as random disruptions of sleep associated with body motion or pathologic conditions such as sleep apnea. Because of that explanation, brief awakenings during sleep rarely are addressed in most current models of sleep regulation (4, 5).However, recent studies suggest that arousals and brief awakenings may have a more essential role in the process of sleep regulation, posing further questions to the origin and function of brief awakenings (5). A closer look at the temporal structure of the brief sleep-wake transitions reveals a complex picture (Fig. 1). In contrast to the circadian and ultradian cycles, which dominate the regulation of sleep and wakefulness at time scales of hours, brief awakenings from sleep exhibit distinct features: (i) they appear to be random, not periodic, and (ii) the duration of sleep and wake episodes during the sleep period ranges from seconds to several tens of minutes. In this article, we investigate whether a robust structure underlies the complex dynamics of the brief sleep-wake transitions across species. Some of us recently have repo...
Integrated physiological systems, such as the cardiac and the respiratory system, exhibit complex dynamics that are further influenced by intrinsic feedback mechanisms controlling their interaction. To probe how the cardiac and the respiratory system adjust their rhythms, despite continuous fluctuations in their dynamics, we study the phase synchronization of heartbeat intervals and respiratory cycles. The nature of this interaction, its physiological and clinical relevance, and its relation to mechanisms of neural control is not well understood. We investigate whether and how cardiorespiratory phase synchronization (CRPS) responds to changes in physiological states and conditions. We find that the degree of CRPS in healthy subjects dramatically changes with sleep-stage transitions and exhibits a pronounced stratification pattern with a 400% increase from rapid eye movement sleep and wake, to light and deep sleep, indicating that sympatho-vagal balance strongly influences CRPS. For elderly subjects, we find that the overall degree of CRPS is reduced by approximately 40%, which has important clinical implications. However, the sleep-stage stratification pattern we uncover in CRPS does not break down with advanced age, and surprisingly, remains stable across subjects. Our results show that the difference in CRPS between sleep stages exceeds the difference between young and elderly, suggesting that sleep regulation has a significantly stronger effect on cardiorespiratory coupling than healthy aging. We demonstrate that CRPS and the traditionally studied respiratory sinus arrhythmia represent different aspects of the cardiorespiratory interaction, and that key physiologic variables, related to regulatory mechanisms of the cardiac and respiratory systems, which influence respiratory sinus arrhythmia, do not affect CRPS.
To date, the only standard for the classification of sleep-EEG recordings that has found worldwide acceptance are the rules published in 1968 by Rechtschaffen and Kales. Even though several attempts have been made to automate the classification process, so far no method has been published that has proven its validity in a study including a sufficiently large number of controls and patients of all adult age ranges. The present paper describes the development and optimization of an automatic classification system that is based on one central EEG channel, two EOG channels and one chin EMG channel. It adheres to the decision rules for visual scoring as closely as possible and includes a structured quality control procedure by a human expert. The final system (Somnolyzer 24 × 7™) consists of a raw data quality check, a feature extraction algorithm (density and intensity of sleep/wake-related patterns such as sleep spindles, delta waves, SEMs and REMs), a feature matrix plausibility check, a classifier designed as an expert system, a rule-based smoothing procedure for the start and the end of stages REM, and finally a statistical comparison to age- and sex-matched normal healthy controls (Siesta Spot Report™). The expert system considers different prior probabilities of stage changes depending on the preceding sleep stage, the occurrence of a movement arousal and the position of the epoch within the NREM/REM sleep cycles. Moreover, results obtained with and without using the chin EMG signal are combined. The Siesta polysomnographic database (590 recordings in both normal healthy subjects aged 20–95 years and patients suffering from organic or nonorganic sleep disorders) was split into two halves, which were randomly assigned to a training and a validation set, respectively. The final validation revealed an overall epoch-by-epoch agreement of 80% (Cohen’s kappa: 0.72) between the Somnolyzer 24 × 7 and the human expert scoring, as compared with an inter-rater reliability of 77% (Cohen’s kappa: 0.68) between two human experts scoring the same dataset. Two Somnolyzer 24 × 7 analyses (including a structured quality control by two human experts) revealed an inter-rater reliability close to 1 (Cohen’s kappa: 0.991), which confirmed that the variability induced by the quality control procedure, whereby approximately 1% of the epochs (in 9.5% of the recordings) are changed, can definitely be neglected. Thus, the validation study proved the high reliability and validity of the Somnolyzer 24 × 7 and demonstrated its applicability in clinical routine and sleep studies.
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