Non-Hermitian systems host unconventional physical effects that be used to design new optical devices. We study a non-Hermitian system consisting of 1D planar optical waveguides with suitable amount of simultaneous gain and loss. The parameter space contains an exceptional point, which can be accessed by varying the transverse gain and loss profile. When light propagates through the waveguide structure, the output mode is independent of the choice of input mode. This “asymmetric mode conversion” phenomenon can be explained by the swapping of mode identities in the vicinity of the exceptional point, together with the failure of adiabatic evolution in non-Hermitian systems.

A generalization of the Aubry-André-Harper (AAH) model is developed, containing a tunable phase shift between on-site and off-diagonal modulations. A localization transition can be induced by varying just this phase, keeping all other model parameters constant. The complete localization phase diagram is obtained. Unlike the original AAH model, the generalized model can exhibit a transition between topologically trivial bandstructures and topologically non-trivial bandstructures containing protected boundary states. These boundary states can be pumped across the system by adiabatic variations in the phase shift parameter. The model can also be used to demonstrate the phenomenon of adiabatic pumping breakdown due to localization.

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