This work documents the first version of the U.S. Department of Energy (DOE) new EnergyExascale Earth System Model (E3SMv1). We focus on the standard resolution of the fully coupled physical model designed to address DOE mission-relevant water cycle questions. Its components include atmosphere and land (110-km grid spacing), ocean and sea ice (60 km in the midlatitudes and 30 km at the equator and poles), and river transport (55 km) models. This base configuration will also serve as a foundation for additional configurations exploring higher horizontal resolution as well as augmented capabilities in the form of biogeochemistry and cryosphere configurations. The performance of E3SMv1 is evaluated by means of a standard set of Coupled Model Intercomparison Project Phase 6 (CMIP6) Diagnosis, Evaluation, and Characterization of Klima simulations consisting of a long preindustrial control, historical simulations (ensembles of fully coupled and prescribed SSTs) as well as idealized CO 2 forcing simulations. The model performs well overall with biases typical of other CMIP-class models, although the simulated Atlantic Meridional Overturning Circulation is weaker than many CMIP-class models. While the E3SMv1 historical ensemble captures the bulk of the observed warming between preindustrial (1850) and present day, the trajectory of the warming diverges from observations in the Key Points: • This work documents E3SMv1, the first version of the U.S. DOE Energy Exascale Earth System Model • The performance of E3SMv1 is documented with a set of standard CMIP6 DECK and historical simulations comprising nearly 3,000 years • E3SMv1 has a high equilibrium climate sensitivity (5.3 K) and strong aerosol-related effective radiative forcing (-1.65 W/m 2 ) Correspondence to: Chris Golaz, golaz1@llnl.gov Citation: Golaz, J.-C., Caldwell, P. M., Van Roekel, L. P., Petersen, M. R., Tang, Q., Wolfe, J. D., et al. (2019). The DOE E3SM coupled model version 1: Overview and evaluation at standard resolution. second half of the twentieth century with a period of delayed warming followed by an excessive warming trend. Using a two-layer energy balance model, we attribute this divergence to the model's strong aerosol-related effective radiative forcing (ERF ari+aci = −1.65 W/m 2 ) and high equilibrium climate sensitivity (ECS = 5.3 K). Plain Language Summary The U.S. Department of Energy funded the development of a new state-of-the-art Earth system model for research and applications relevant to its mission. The Energy Exascale Earth System Model version 1 (E3SMv1) consists of five interacting components for the global atmosphere, land surface, ocean, sea ice, and rivers. Three of these components (ocean, sea ice, and river) are new and have not been coupled into an Earth system model previously. The atmosphere and land surface components were created by extending existing components part of the Community Earth System Model, Version 1. E3SMv1's capabilities are demonstrated by performing a set of standardized simulation experiments described by...

The last decade has seen the success of stochastic parameterizations in short-term, medium-range, and seasonal forecasts: operational weather centers now routinely use stochastic parameterization schemes to represent model inadequacy better and to improve the quantification of forecast uncertainty. Developed initially for numerical weather prediction, the inclusion of stochastic parameterizations not only provides better estimates of uncertainty, but it is also extremely promising for reducing long-standing climate biases and is relevant for determining the climate response to external forcing. This article highlights recent developments from different research groups that show that the stochastic representation of unresolved processes in the atmosphere, oceans, land surface, and cryosphere of comprehensive weather and climate models 1) gives rise to more reliable probabilistic forecasts of weather and climate and 2) reduces systematic model bias. We make a case that the use of mathematically stringent methods for the derivation of stochastic dynamic equations will lead to substantial improvements in our ability to accurately simulate weather and climate at all scales. Recent work in mathematics, statistical mechanics, and turbulence is reviewed; its relevance for the climate problem is demonstrated; and future research directions are outlined.

The Energy Exascale Earth System Model Atmosphere Model version 1, the atmospheric component of the Department of Energy's Energy Exascale Earth System Model is described. The model began as a fork of the well‐known Community Atmosphere Model, but it has evolved in new ways, and coding, performance, resolution, physical processes (primarily cloud and aerosols formulations), testing and development procedures now differ significantly. Vertical resolution was increased (from 30 to 72 layers), and the model top extended to 60 km (~0.1 hPa). A simple ozone photochemistry predicts stratospheric ozone, and the model now supports increased and more realistic variability in the upper troposphere and stratosphere. An optional improved treatment of light‐absorbing particle deposition to snowpack and ice is available, and stronger connections with Earth system biogeochemistry can be used for some science problems. Satellite and ground‐based cloud and aerosol simulators were implemented to facilitate evaluation of clouds, aerosols, and aerosol‐cloud interactions. Higher horizontal and vertical resolution, increased complexity, and more predicted and transported variables have increased the model computational cost and changed the simulations considerably. These changes required development of alternate strategies for tuning and evaluation as it was not feasible to “brute force” tune the high‐resolution configurations, so short‐term hindcasts, perturbed parameter ensemble simulations, and regionally refined simulations provided guidance on tuning and parameterization sensitivity to higher resolution. A brief overview of the model and model climate is provided. Model fidelity has generally improved compared to its predecessors and the CMIP5 generation of climate models.

This study provides comprehensive insight into the notable differences in clouds and precipitation simulated by the Energy Exascale Earth System Model Atmosphere Model version 0 and version 1 (EAMv1). Several sensitivity experiments are conducted to isolate the impact of changes in model physics, resolution, and parameter choices on these differences. The overall improvement in EAMv1 clouds and precipitation is primarily attributed to the introduction of a simplified third-order turbulence parameterization Cloud Layers Unified By Binormals (along with the companion changes) for a unified treatment of boundary layer turbulence, shallow convection, and cloud macrophysics, though it also leads to a reduction in subtropical coastal stratocumulus clouds. This lack of stratocumulus clouds is considerably improved by increasing vertical resolution from 30 to 72 layers, but the gain is unfortunately subsequently offset by other retuning to reach the top-of-atmosphere energy balance. Increasing vertical resolution also results in a considerable underestimation of high clouds over the tropical warm pool, primarily due to the selection for numerical stability of a higher air parcel launch level in the deep convection scheme. Increasing horizontal resolution from 1°to 0.25°without retuning leads to considerable degradation in cloud and precipitation fields, with much weaker tropical and subtropical short-and longwave cloud radiative forcing and much stronger precipitation in the intertropical convergence zone, indicating poor scale awareness of the cloud parameterizations. To avoid this degradation, significantly different parameter settings for the low-resolution (1°) and high-resolution (0.25°) were required to achieve optimal performance in EAMv1. Plain Language Summary The Energy Exascale Earth System Model (E3SM) is a new and ongoingU.S. Department of Energy (DOE) climate modeling effort to develop a high-resolution Earth system model specifically targeting next-generation DOE supercomputers to meet the science needs of the nation and the mission needs of DOE. The increase of model resolution along with improvements in representing cloud and convective processes in the E3SM atmosphere model version 1 has led to quite significant model behavior changes from its earlier version, particularly in simulated clouds and precipitation. To understand what causes the model behavior changes, this study conducts sensitivity experiments to isolate the impact of changes in model physics, resolution, and parameter choices on these changes. Results from these sensitivity tests and discussions on the underlying physical processes provide substantial insight into the model errors and guidance for future E3SM development. Key Points:• CLUBB along with the companion changes in EAMv1 primarily account for the overall improvements in clouds and precipitation simulation • Underestimate of coastal Sc in EAMv1 is due to CLUBB and model tuning; increased vertical resolution partially offsets this degradation • The poor scale awareness of EAMv1 r...

The simulated impact of the Atlantic meridional overturning circulation (AMOC) on the low-frequency variability of the Arctic surface air temperature (SAT) and sea ice extent is studied with a 1000-year-long segment of a control simulation of the Geophysical Fluid Dynamics Laboratory Climate Model version 2.1. The simulated AMOC variations in the control simulation are found to be significantly anticorrelated with the Arctic sea ice extent anomalies and significantly correlated with the Arctic SAT anomalies on decadal time scales in the Atlantic sector of the Arctic. The maximum anticorrelation with the Arctic sea ice extent and the maximum correlation with the Arctic SAT occur when the AMOC index leads by one year. An intensification of the AMOC is associated with a sea ice decline in the Labrador, Greenland, and Barents Seas in the control simulation, with the largest change occurring in winter. The recent declining trend in the satellite-observed sea ice extent also shows a similar pattern in the Atlantic sector of the Arctic in the winter, suggesting the possibility of a role of the AMOC in the recent Arctic sea ice decline in addition to anthropogenic greenhouse-gas-induced warming. However, in the summer, the simulated sea ice response to the AMOC in the Pacific sector of the Arctic is much weaker than the observed declining trend, indicating a stronger role for other climate forcings or variability in the recently observed summer sea ice decline in the Chukchi, Beaufort, East Siberian, and Laptev Seas.

The impacts of absorbing aerosols on global climate are not completely understood. This paper presents the results of idealized experiments conducted with the Community Atmosphere Model, version 4 (CAM4), coupled to a slab ocean model (CAM4-SOM) to simulate the climate response to increases in tropospheric black carbon aerosols (BC) by direct and semidirect effects. CAM4-SOM was forced with 0, 13, 23, 53, and 103 an estimate of the present day concentration of BC while maintaining the estimated present day global spatial and vertical distribution. The top-of-atmosphere (TOA) radiative forcing of BC in these experiments is positive (warming) and increases linearly as the BC burden increases. The total semidirect effect for the 1 3 BC experiment is positive but becomes increasingly negative for higher BC concentrations. The globalaverage surface temperature response is found to be a linear function of the TOA radiative forcing. The climate sensitivity to BC from these experiments is estimated to be 0.42 K W 21 m 2 when the semidirect effects are accounted for and 0.22 K W 21 m 2 with only the direct effects considered. Global-average precipitation decreases linearly as BC increases, with a precipitation sensitivity to atmospheric absorption of 0.4% W 21 m 2 . The hemispheric asymmetry of BC also causes an increase in southward cross-equatorial heat transport and a resulting northward shift of the intertropical convergence zone in the simulations at a rate of 48 PW 21 . Global-average mid-and high-level clouds decrease, whereas the low-level clouds increase linearly with BC. The increase in marine stratocumulus cloud fraction over the southern tropical Atlantic is caused by increased BC-induced diabatic heating of the free troposphere.

Deep neural networks (DNNs) are implemented in Super‐Parameterized Energy Exascale Earth System Model (SP‐E3SM) to imitate the shortwave and longwave radiative transfer calculations. These DNNs were able to emulate the radiation parameters with an accuracy of 90–95% at a cost of 8–10 times cheaper than the original radiation parameterization. A comparison of time‐averaged radiative fluxes and the prognostic variables manifested qualitative and quantitative similarity between the DNN emulation and the original parameterization. It has also been found that the differences between the DNN emulation and the original parameterization are comparable to the internal variability of the original parameterization. Although the DNNs developed in this investigation emulate the radiation parameters for a specific set of initial conditions, the results justify the need of further research to generalize the use of DNNs for the emulations of full model radiation and other parameterization for seasonal predictions and climate simulations.

This work documents version two of the Department of Energy's Energy Exascale Earth SystemModel (E3SM). E3SMv2 is a significant evolution from its predecessor E3SMv1, resulting in a model that is nearly twice as fast and with a simulated climate that is improved in many metrics. We describe the physical climate model in its lower horizontal resolution configuration consisting of 110 km atmosphere, 165 km land, 0.5° river routing model, and an ocean and sea ice with mesh spacing varying between 60 km in the mid-latitudes and 30 km at the equator and poles. The model performance is evaluated with Coupled Model Intercomparison Project Phase 6 Diagnosis, Evaluation, and Characterization of Klima simulations augmented with historical simulations as well as simulations to evaluate impacts of different forcing agents. The simulated climate has many realistic features of the climate system, with notable improvements in clouds and precipitation compared to E3SMv1. E3SMv1 suffered from an excessively high equilibrium climate sensitivity (ECS) of 5.3 K. In E3SMv2, ECS is reduced to 4.0 K which is now within the plausible range based on a recent World Climate Research Program assessment. However, a number of important biases remain including a weak Atlantic Meridional Overturning Circulation, deficiencies in the characteristics and spectral distribution of tropical atmospheric variability, and a significant underestimation of the observed warming in the second half of the historical period. An analysis of single-forcing simulations indicates that correcting the historical temperature bias would require a substantial reduction in the magnitude of the aerosol-related forcing.