This study describes behavioral changes of wild cetaceans observed during controlled exposures of naval sonar. In 2006 through 2009, 14 experiments were conducted with killer (n = 4), longfinned pilot (n = 6), and sperm (n = 4) whales. A total of 14 6-7 kHz upsweep, 13 1-2 kHz upsweep, and five 1-2 kHz downsweep sonar exposures, as well as seven Silent vessel control exposure sessions and eight playbacks of killer whale sounds were conducted. Sonar signals were transmitted by a towable source that approached each tagged subject from a starting distance of 6 to 8 km with a ramp up of source levels (from 152 to 158 to a maximum of 198 to 214 dB re: 1 µPa m). This procedure resulted in a gradual escalation of the sonar received level at the whale, measured by towed hydrophones and by tags that record movement and sound (Dtags). Observers tracked the position of each tagged animal and recorded group-level surface behavior. Two expert panels independently scored the severity of diverse behavioral changes observed during each sonar and control exposure, using the 0 to 9 point severity scale of Southall et al. (2007), and then reached consensus with a third-party moderator. The most severe responses scored (i.e., most likely to affect vital rates) included a temporary separation of a calf from its group, cessation of feeding or resting, and avoidance movements that continued after the sonar stopped transmitting. Higher severity scores were more common during sonar exposure than during Silent control sessions. Scored responses started at lower sound pressure levels (SPLs) for killer whales and were more severe during sonar exposures to killer and sperm whales than to longfinned pilot whales. Exposure sessions with the higher source level of 1 to 2 kHz sonar had more changes and a trend for higher maximum severity than 6 to 7 kHz sessions, but the order of the sessions had no effect. This approach is helpful to standardize the description of behavioral changes that occurred during our experiments and to identify and describe the severity of potential responses of free-ranging cetaceans to sonar.

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Eight experimentally controlled exposures to 1À2 kHz or 6À7 kHz sonar signals were conducted with four killer whale groups. The source level and proximity of the source were increased during each exposure in order to reveal response thresholds. Detailed inspection of movements during each exposure session revealed sustained changes in speed and travel direction judged to be avoidance responses during six of eight sessions. Following methods developed for Phase-I clinical trials in human medicine, response thresholds ranging from 94 to 164 dB re 1 lPa received sound pressure level (SPL) were fitted to Bayesian dose-response functions. Thresholds did not consistently differ by sonar frequency or whether a group had previously been exposed, with a mean SPL response threshold of 142 6 15 dB (mean 6 s.d.). High levels of between-and within-individual variability were identified, indicating that thresholds depended upon other undefined contextual variables. The dose-response functions indicate that some killer whales started to avoid sonar at received SPL below thresholds assumed by the U.S. Navy. The predicted extent of habitat over which avoidance reactions occur depends upon whether whales responded to proximity or received SPL of the sonar or both, but was large enough to raise concerns about biological consequences to the whales.

Long-finned pilot whales (Globicephala melas) are highly social cetaceans that live in matrilineal groups and acquire their prey during deep foraging dives. We tagged individual pilot whales to record their diving behaviour. To describe the social context of this individual behaviour, the tag data were matched with surface observations at the group level using a novel protocol. The protocol comprised two key components: a dynamic definition of the group centred around the tagged individual, and a set of behavioural parameters quantifying visually observable characteristics of the group. Our results revealed that the diving behaviour of tagged individuals was associated with distinct group-level behaviour at the water’s surface. During foraging, groups broke up into smaller and more widely spaced units with a higher degree of milling behaviour. These data formed the basis for a classification model, using random forest decision trees, which accurately distinguished between bouts of shallow diving and bouts of deep foraging dives based on group behaviour observed at the surface. The results also indicated that members of a group to a large degree synchronised the timing of their foraging periods. This was confirmed by pairs of tagged individuals that nearly always synchronized their diving bouts. Hence, our study illustrates that integration of individual-level and group-level observations can shed new light on the social context of the individual foraging behaviour of animals living in groups.

Interactions between individuals of different cetacean species are often observed in the wild. Killer whales (Orcinus orca) can be potential predators of many other cetaceans, and the interception of their vocalizations by unintended cetacean receivers may trigger anti-predator behavior that could mediate predator-prey interactions. We explored the anti-predator behaviour of five typically-solitary male sperm whales (Physeter macrocephalus) in the Norwegian Sea by playing sounds of mammal-feeding killer whales and monitoring behavioural responses using multi-sensor tags. Our results suggest that, rather than taking advantage of their large aerobic capacities to dive away from the perceived predator, sperm whales responded to killer whale playbacks by interrupting their foraging or resting dives and returning to the surface, changing their vocal production, and initiating a surprising degree of social behaviour in these mostly solitary animals. Thus, the interception of predator vocalizations by male sperm whales disrupted functional behaviours and mediated previously unrecognized anti-predator responses.

In cetaceans’ communities, interactions between individuals of different species are often observed in the wild. Yet, due to methodological and technical challenges very little is known about the mediation of these interactions and their effect on cetaceans’ behavior. Killer whales (Orcinus orca) are a highly vocal species and can be both food competitors and potential predators of many other cetaceans. Thus, the interception of their vocalizations by unintended cetacean receivers may be particularly important in mediating interspecific interactions. To address this hypothesis, we conducted playbacks of killer whale vocalizations recorded during herring-feeding activity to free-ranging long-finned pilot whales (Globicephala melas). Using a multi-sensor tag, we were able to track the whales and to monitor changes of their movements and social behavior in response to the playbacks. We demonstrated that the playback of killer whale sounds to pilot whales induced a clear increase in group size and a strong attraction of the animals towards the sound source. These findings provide the first experimental evidence that the interception of heterospecific vocalizations can mediate interactions between different cetacean species in previously unrecognized ways.

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