Recently, simultaneously transmitting and reflecting reconfigurable intelligent surfaces (STAR-RISs) have received significant research interest. The employment of large STAR-RIS and high-frequency signaling inevitably make the near-field propagation dominant in wireless communications. In this work, a STAR-RIS aided near-field multiple-input multiple-multiple (MIMO) communication framework is proposed. A weighted sum rate maximization problem for the joint optimization of the active beamforming at the base station (BS) and the transmission/reflection-coefficients (TRCs) at the STAR-RIS is formulated. The non-convex problem is solved by a block coordinate descent (BCD)-based algorithm. In particular, under given STAR-RIS TRCs, the optimal active beamforming matrices are obtained by solving a convex quadratically constrained quadratic program. For given active beamforming matrices, two algorithms are suggested for optimizing the STAR-RIS TRCs: a penalty-based iterative (PEN) algorithm and an element-wise iterative (ELE) algorithm. The latter algorithm is conceived for STAR-RISs with a large number of elements. Numerical results illustrate that: i) near-field beamforming for STAR-RIS aided MIMO communications significantly improves the achieved weighted sum rate compared with far-field beamforming; ii) the near-field channels facilitated by the STAR-RIS provide enhanced degrees-of-freedom and accessibility for the multi-user MIMO system; and iii) the BCD-PEN algorithm achieves better performance than the BCD-ELE algorithm, while the latter has a significantly lower computational complexity. Index TermsSimultaneously transmitting and reflecting reconfigurable intelligent surface, near-field communications, joint active and passive beamforming, multiple-input multiple-multiple.
Hybrid analog and digital beamforming has emerged as a key enabling technology for millimeter wave (mmWave) massive multiple-input multiple-output (MIMO) communication systems since it can balance the trade-off between system performance and hardware efficiency. Owing to the strong ability of central control, cooperative networks show great potential to enhance the spectral efficiency of mmWave communications. In this paper, we consider cooperative mmWave MIMO systems and propose user association and hybrid beamforming design algorithms for three typical hybrid beamforming architectures. The central processing unit (CPU) of the cooperative networks first matches the service pairs of base stations (BSs) and users. Then, an iterative hybrid beamforming design algorithm is proposed to maximize the weighted achievable sum-rate performance of the mmWave MIMO system with fully connected hybrid beamforming architecture. Moreover, a heuristic analog beamforming design algorithm is introduced for the fixed subarray hybrid beamforming architecture. In an effort to further exploit multiple-antenna diversities, we also consider the dynamic subarray architecture and propose a novel antenna design algorithm for the analog beamforming design. Simulation results illustrate that the proposed hybrid beamforming algorithms achieve a significant performance improvement than other existing approaches and the dynamic subarray architecture has great advantages of improving the energy efficiency (EE) performance.
Reconfigurable intelligent surface (RIS) has been regarded as a revolutionary and promising technology owing to its powerful feature of adaptively shaping wireless propagation environment. However, as a frequency-selective device, the RIS can only effectively provide tunable phase-shifts for signals within a certain frequency band. Thus, base-station (BS)-RISuser association is an important issue to maximize the efficiency and ability of the RIS in cellular networks. In this paper, we consider a RIS-aided cellular network and aim to maximize the sum-rate of downlink transmissions by designing BS-RIS-user association as well as the active and passive beamforming of BSs and RIS, respectively. A dynamically successive access algorithm is developed to design the user association. During the dynamical access process, an iterative algorithm is proposed to alternatively obtain the active and passive beamforming. Finally, the optimal BS-RIS association is obtained by an exhaustive search method. Simulation results illustrate the significant performance improvement of the proposed BS-RIS-user association and beamforming design algorithm.
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