Silicon nanocrystals (Si NCs) are attractive functional materials. They are compatible with standard electronics and communications platforms as well being biocompatible. Numerous methods have been developed to realize size-controlled Si NC synthesis. While these procedures produce Si NCs that appear identical, their optical responses can differ dramatically. Si NCs prepared using high-temperature methods routinely exhibit photoluminescence agreeing with the effective mass approximation (EMA), while those prepared via solution methods exhibit blue emission that is somewhat independent of particle size. Despite many proposals, a definitive explanation for this difference has been elusive for no less than a decade. This apparent dichotomy brings into question our understanding of Si NC properties and potentially limits the scope of their application. The present contribution takes a substantial step forward toward identifying the origin of the blue emission that is not expected based upon EMA predictions. It describes a detailed comparison of Si NCs obtained from three of the most widely cited procedures as well as the conversion of red-emitting Si NCs to blue-emitters upon exposure to nitrogen containing reagents. Analysis of the evidence is consistent with the hypothesis that the presence of trace nitrogen and oxygen even at the ppm level in Si NCs gives rise to the blue emission.

The syntheses of colloidal silicon nanocrystals (Si-NCs) with dimensions in the 3-4 nm size regime as well as effective methodologies for their functionalization with alkyl, amine, phosphine, and acetal functional groups are reported. Through rational variation in the surface moieties we demonstrate that the photoluminescence of Si-NCs can be effectively tuned across the entire visible spectral region without changing particle size. The surface-state dependent emission exhibited short-lived excited-states and higher relative photoluminescence quantum yields compared to Si-NCs of equivalent size exhibiting emission originating from the band gap transition. The Si-NCs were exhaustively characterized using transmission electron microscopy (TEM), X-ray photoelectron spectroscopy (XPS), and Fourier transformed infrared spectroscopy (FTIR), and their optical properties were thoroughly investigated using fluorescence spectroscopy, excited-state lifetime measurements, photobleaching experiments, and solvatochromism studies.

Silicon nanocrystals (Si-NCs) are emerging as an attractive class of quantum dots owing to the natural abundance of silicon in the Earth's crust, their low toxicity compared to many Group II-VI and III-V based quantum dots, compatibility with the existing semiconductor industry infrastructure, and their unique optoelectronic properties. Despite these favorable qualities, Si-NCs have not received the same attention as Group II-VI and III-V quantum dots, because of their lower emission quantum yields, difficulties associated with synthesizing monodisperse particles, and oxidative instability. Recent advancements indicate the surface chemistry of Si-NCs plays a key role in determining many of their properties. This Review summarizes new reports related to engineering Si-NC surfaces, synthesis of Si-NC/polymer hybrids, and their applications in sensing, diodes, catalysis, and batteries.

We have applied scanning tunneling spectroscopy in studies of the electronic level structure of surface-functionalized colloidal Si nanocrystals (Si-NCs) as a function of their size for various capping ligands. The energy gaps extracted from the tunneling spectra increase with decreasing NC size, manifesting the effect of quantum confinement. This is consistent with the blueshift revealed by photoluminescence (PL) from dodecene functionalized Si-NCs. The tunneling spectra measured on NCs functionalized with NH4Br or allylamine show band-edge shifts toward higher energies, akin to p-type doping. This behavior can be accounted for by the combined contributions of the ligands' dipole moments and charge transfer between a Si-NC and its surface groups. Concomitantly, size-independent PL spectra, which cannot be associated with NC band gap variations, were observed for the latter Si-NCs.

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The origin of photoluminescence (PL) in silicon nanocrystals (SiNCs) remains a subject of considerable debate. Size-dependent PL that supports the quantum confinement model has been proposed by several researchers. On the other hand, SiNC PL arising from surface states that are independent of nanocrystal size has also been shown. This work addresses the origin of surface-functionalized SiNC PL as relating to surface states and the NC size. SiNCs of different sizes (3 and 5 nm diameters) were prepared with three distinct surface chemistries. Steady-state and time-resolved PL measurements were performed at temperatures ranging from 37 to 377 K. Temperaturedependent luminescence consistent with core emission was observed for alkylterminated SiNCs, while alkylamine-functionalized SiNCs displayed minimal temperature-dependent luminescence, consistent with a charge-transfer mechanism. Lightly oxidized alkyl SiNCs had similar emission profiles to alkyl SiNCs; however, they showed longer luminescence lifetimes and their luminescence spectrum was shifted to shorter wavelengths than their nonoxidized counterparts. A general mechanism is proposed to explain all three phenomena, suggesting that surface groups play a crucial role in SiNC optical response.

We report on the oxidative stability of thiol-passivated Au monolayer-protected clusters (MPCs) made via a modified Brust−Schiffrin method. A sequential oxidation of the anchored thiol groups to disulfide and sulfonate groups and the oxidation of Au atoms to Au3+ species is observed upon exposure of Au MPCs to air in the presence of halide anions. In addition, the average nanoparticle size grows via aggregation of the MPCs, leading eventually to partial oxidation of the Au MPCs and precipitation of the remaining nanoparticles from solution or to complete oxidation of the gold atoms at high halide concentrations. These results show that Au MPCs are prone to oxidation in air in the presence of halide anions, and therefore, particles made using phase transfer reagents such as tetraoctylammonium bromide must be thoroughly removed to avoid particle size growth, oxidation, and precipitation of the Au MPCs. In addition, for biological applications involving Au MPCs, care must be taken to ensure that oxidation of MPCs in air is not problematic when working in media containing halide anions.

Luminescent silicon nanocrystals (Si-NCs) surface functionalized with dodecyl groups were exposed to solutions of nitroaromatic compounds including nitrobenzene, nitrotoluene, and dinitrotoluene. It was found that Si-NC luminescence was quenched upon exposure to nitroaromatics via an electron transfer mechanism as indicated by Stern-Volmer analysis. This quenching was exploited and a straightforward paper-based Si-NC sensor was developed. This paper motif was found to be sensitive to solution, vapor, and solid phase nitroaromatics, as well as solution borne RDX and PETN.