Abstract-We investigate the uplink throughput achievable by a multiple-user (MU) massive multiple-input multiple-output (MIMO) system in which the base station is equipped with a large number of low-resolution analog-to-digital converters (ADCs). Our focus is on the case where neither the transmitter nor the receiver have any a priori channel state information. This implies that the fading realizations have to be learned through pilot transmission followed by channel estimation at the receiver, based on coarsely quantized observations. We propose a novel channel estimator, based on Bussgang's decomposition, and a novel approximation to the rate achievable with finite-resolution ADCs, both for the case of finite-cardinality constellations and of Gaussian inputs, that is accurate for a broad range of system parameters. Through numerical results, we illustrate that, for the 1-bit quantized case, pilot-based channel estimation together with maximal-ratio combing or zero-forcing detection enables reliable multi-user communication with high-order constellations in spite of the severe nonlinearity introduced by the ADCs. Furthermore, we show that the rate achievable in the infinite-resolution (no quantization) case can be approached using ADCs with only a few bits of resolution. We finally investigate the robustness of low-ADC-resolution MU-MIMO uplink against receive power imbalances between the different users, caused for example by imperfect power control.Index Terms-Analog-to-digital converter (ADC), channel capacity, linear minimum mean square error (LMMSE) channel estimation, low-resolution quantization, multi-user massive multiple-input multiple-output (MIMO).

Abstract-Massive multiuser (MU) multiple-input multipleoutput (MIMO) is foreseen to be one of the key technologies in fifth-generation wireless communication systems. In this paper, we investigate the problem of downlink precoding for a narrowband massive MU-MIMO system with low-resolution digital-toanalog converters (DACs) at the base station (BS). We analyze the performance of linear precoders, such as maximal-ratio transmission and zero-forcing, subject to coarse quantization. Using Bussgang's theorem, we derive a closed-form approximation on the rate achievable under such coarse quantization. Our results reveal that the performance attainable with infinite-resolution DACs can be approached using DACs having only 3 to 4 bits of resolution, depending on the number of BS antennas and the number of user equipments (UEs). For the case of 1-bit DACs, we also propose novel nonlinear precoding algorithms that significantly outperform linear precoders at the cost of an increased computational complexity. Specifically, we show that nonlinear precoding incurs only a 3 dB penalty compared to the infinite-resolution case for an uncoded bit error rate of 10 −3 , in a system with 128 BS antennas that uses 1-bit DACs and serves 16 single-antenna UEs. In contrast, the penalty for linear precoders is about 8 dB.Index Terms-Massive multi-user multiple-input multipleoutput, digital-to-analog converter, Bussgang's theorem, minimum mean-square error precoding, convex optimization, semidefinite relaxation, Douglas-Rachford splitting, sphere precoding.

Abstract-We investigate the information-theoretic throughout achievable on a fading communication link when the receiver is equipped with one-bit analog-to-digital converters (ADCs). The analysis is conducted for the setting where neither the transmitter nor the receiver have a priori information on the realization of the fading channels. This means that channel-state information needs to be acquired at the receiver on the basis of the one-bit quantized channel outputs. We show that least-squares (LS) channel estimation combined with joint pilot and data processing is capacity achieving in the single-user, single-receive-antenna case.We also investigate the achievable uplink throughput in a massive multiple-input multiple-output system where each element of the antenna array at the receiver base-station feeds a one-bit ADC. We show that LS channel estimation and maximum-ratio combining are sufficient to support both multiuser operation and the use of high-order constellations. This holds in spite of the severe nonlinearity introduced by the one-bit ADCs.

Massive multiuser (MU) multiple-input multipleoutput (MIMO) will be a core technology in fifth-generation (5G) wireless systems as it offers significant improvements in spectral efficiency compared to existing multi-antenna technologies. The presence of hundreds of antenna elements at the base station (BS), however, results in excessively high hardware costs and power consumption, and requires high interconnect throughput between the baseband-processing unit and the radio unit. Massive MU-MIMO that uses low-resolution analog-to-digital and digital-toanalog converters (DACs) has the potential to address all these issues. In this paper, we focus on downlink precoding for massive MU-MIMO systems with 1-bit DACs at the BS. The objective is to design precoders that simultaneously mitigate multi-user interference (MUI) and quantization artifacts. We propose two nonlinear 1-bit precoding algorithms and corresponding verylarge scale integration (VLSI) designs. Our algorithms rely on biconvex relaxation, which enables the design of efficient 1-bit precoding algorithms that achieve superior error-rate performance compared to that of linear precoding algorithms followed by quantization. To showcase the efficacy of our algorithms, we design VLSI architectures that enable efficient 1-bit precoding for massive MU-MIMO systems in which hundreds of antennas serve tens of user equipments. We present corresponding fieldprogrammable gate array (FPGA) reference implementations to demonstrate that 1-bit precoding enables reliable and high-rate downlink data transmission in practical systems.

We consider the downlink of a massive multiuser (MU) multiple-input multiple-output (MIMO) system in which the base station (BS) is equipped with low-resolution digital-toanalog converters (DACs). In contrast to most existing results, we assume that the system operates over a frequency-selective wideband channel and uses orthogonal frequency division multiplexing (OFDM) to simplify equalization at the user equipments (UEs). Furthermore, we consider the practically relevant case of oversampling DACs. We theoretically analyze the uncoded bit error rate (BER) performance with linear precoders (e.g., zero forcing) and quadrature phase-shift keying using Bussgang's theorem. We also develop a lower bound on the informationtheoretic sum-rate throughput achievable with Gaussian inputs, which can be evaluated in closed form for the case of 1-bit DACs. For the case of multi-bit DACs, we derive approximate, yet accurate, expressions for the distortion caused by low-precision DACs, which can be used to establish lower bounds on the corresponding sum-rate throughput. Our results demonstrate that, for a massive MU-MIMO-OFDM system with a 128-antenna BS serving 16 UEs, only 3-4 DAC bits are required to achieve an uncoded BER of 10 −4 with a negligible performance loss compared to the infinite-resolution case at the cost of additional out-of-band emissions. Furthermore, our results highlight the importance of taking into account the inherent spatial and temporal correlations caused by low-precision DACs.

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Abstract-Radio-frequency (RF) impairments in the transceiver hardware of communication systems (e.g., phase noise (PN), high power amplifier (HPA) nonlinearities, or inphase/quadrature-phase (I/Q) imbalance) can severely degrade the performance of traditional multiple-input multiple-output (MIMO) systems. Although calibration algorithms can partially compensate these impairments, the remaining distortion still has substantial impact. Despite this, most prior works have not analyzed this type of distortion. In this paper, we investigate the impact of residual transceiver hardware impairments on the MIMO system performance. In particular, we consider a transceiver impairment model, which has been experimentally validated, and derive analytical ergodic capacity expressions for both exact and high signal-to-noise ratios (SNRs). We demonstrate that the capacity saturates in the high-SNR regime, thereby creating a finite capacity ceiling. We also present a linear approximation for the ergodic capacity in the low-SNR regime, and show that impairments have only a second-order impact on the capacity. Furthermore, we analyze the effect of transceiver impairments on large-scale MIMO systems; interestingly, we prove that if one increases the number of antennas at one side only, the capacity behaves similar to the finite-dimensional case. On the contrary, if the number of antennas on both sides increases with a fixed ratio, the capacity ceiling vanishes; thus, impairments cause only a bounded offset in the capacity compared to the ideal transceiver hardware case.

In this paper, we make a performance comparison between two different training-based schemes for multiple-input multiple-output (MIMO) channel estimation. The two schemes are the conventional time-multiplexed pilot (CP) scheme and the more recently suggested superimposed pilot (SIP) scheme. Unlike previous comparisons found in the literature, which are mostly based on estimation error performances, the performance comparison in this paper is made by deriving and comparing the maximum data rate (or rather a tight lower bound on the maximum mutual information) achieved by each scheme. By using the maximum mutual information criterion, for each training scheme, we can optimally allocate the time and power spent on transmission of training and data sequences. Once the system parameters (time and power) are tuned to give optimal performance, we can compare their respective maximum data rate. The theory is applied to a blockwise flat-fading MIMO channel, and it is found that in certain scenarios (such as many receive antennas and/or short channel coherence times), it is beneficial to use the SIP. In other scenarios, the SIP scheme suffers from a higher estimation error, and its gain over the CP scheme is often lost.