Digital coherent transceivers have revolutionized optical fiber communications due to their superior performance offered compared to intensity modulation and direct detection based alternatives. As systems employing digital coherent transceivers seek to approach their information theoretic capacity, the use of multilevel modulation formats combined with appropriate forward error correction becomes essential. Given this context, in this tutorial paper, we therefore explore the digital signal processing (DSP) utilized in a coherent transceiver with a focus on multilevel modulation formats. By way of an introduction, we open by discussing the photonic technology required to realize a coherent transceiver. After discussing this interface between the analog optical channel and the digital domain, the rest of the paper is focused on DSP. We begin by discussing algorithms that correct for imperfections in the optical to digital conversion, including IQ imbalance and timing skew. Next, we discuss channel equalization including means for their realization for both quasi-static and dynamic channel impairments. Synchronization algorithms that correct for the difference between the transmitter and receiver oscillators both optical and electrical are then discussed and issues associated with symbol decoding highlighted. For most of the cases, we start with polarization division multiplexed quadrature phase-shift keying (PDM-QPSK) format as a basis and then discuss the extension to allow for high order multilevel formats. Finally, we conclude by discussing some of the open research challenges in the field.
We propose a novel frequency-domain adaptive equalizer in digital coherent optical receivers, which can reduce computational complexity of the conventional time-domain adaptive equalizer based on finite-impulse-response (FIR) filters. The proposed equalizer can operate on the input sequence sampled by free-running analog-to-digital converters (ADCs) at the rate of two samples per symbol; therefore, the arbitrary initial sampling phase of ADCs can be adjusted so that the best symbol-spaced sequence is produced. The equalizer can also be configured in the butterfly structure, which enables demultiplexing of polarization tributaries apart from equalization of linear transmission impairments. The performance of the proposed equalization scheme is verified by 40-Gbits/s dual-polarization quadrature phase-shift keying (QPSK) transmission experiments.
We propose a novel method of compensation for imbalance between in-phase (I) and quadrature (Q) channels in the front-end circuit of digital coherent optical receivers. Adaptive finite-impulse-response (FIR) filters in the butterfly configuration, which are commonly used for signal equalization and polarization demultiplexing, are modified so as to allow for adjustment of any imbalance between the IQ channels. IQ imbalances under consideration include the gain mismatch, the phase mismatch, and the timing-delay skew. Computer simulations for the dual-polarization quadrature-amplitude-modulation (QAM) format up to an order of 256 show that such IQ imbalances can severely degrade the system performance, especially for higher order QAM; however, using the proposed scheme, we can compensate for them without any significant penalty over a wide range of imbalances.
Alamouti space-time block code (STBC) combined with a simple heterodyne coherent receiver enables phase diverse coherent detection without any optical polarization tracking. While such a system consisting of only a 3-dB coupler and a single balanced photodiode has been recently demonstrated using orthogonal frequency-division multiplexed (OFDM) signals, herein we report the first application to single-carrier systems. Applicability of such technique for single-carrier systems is not straightforward since specialized digital signal processing (DSP) algorithms are required for data recovery. In this paper, we address the implementing issues and DSP algorithms applicable for single-carrier (SC) Alamouti STBC based simplified heterodyne receivers. Polarization-insensitive operation of the proposed scheme and its performance are verified by means of simulation for a 12-Gbits/s quadrature phase-shift keying (QPSK) transmission system.
We propose a novel method of in-band estimation of optical signal-to-noise ratio (OSNR) using a digital coherent receiver, where OSNR is determined from second-and fourth-order statistical moments of equalized signals in any modulation format. Our proposed method is especially important in recently-developed Nyquist wavelength-division multiplexed (WDM) systems and/or reconfigurable optical-add/drop-multiplexed (ROADM) networks, because in these systems and networks, we cannot apply the conventional OSNR estimation method based on optical-spectrum measurements of the in-band signal and the out-of-band noise. Effectiveness of the proposed method is validated with computer simulations of Nyquist-WDM systems and ROADM networks using 25-Gbaud quadrature phase-shift keying (QPSK) and 16 quadrature-amplitude modulation (16-QAM) formats.
scite is a Brooklyn-based organization that helps researchers better discover and understand research articles through Smart Citations–citations that display the context of the citation and describe whether the article provides supporting or contrasting evidence. scite is used by students and researchers from around the world and is funded in part by the National Science Foundation and the National Institute on Drug Abuse of the National Institutes of Health.
hi@scite.ai
10624 S. Eastern Ave., Ste. A-614
Henderson, NV 89052, USA
Copyright © 2024 scite LLC. All rights reserved.
Made with 💙 for researchers
Part of the Research Solutions Family.