Abstract:In this study, eight airborne laser scanning (ALS)-based single tree detection methods are benchmarked and investigated. The methods were applied to a unique dataset originating from different regions of the Alpine Space covering different study areas, forest OPEN ACCESSForests 2015, 6 1722 types, and structures. This is the first benchmark ever performed for different forests within the Alps. The evaluation of the detection results was carried out in a reproducible way by automatically matching them to precise in situ forest inventory data using a restricted nearest neighbor detection approach. Quantitative statistical parameters such as percentages of correctly matched trees and omission and commission errors are presented. The proposed automated matching procedure presented herein shows an overall accuracy of 97%. Method based analysis, investigations per forest type, and an overall benchmark performance are presented. The best matching rate was obtained for single-layered coniferous forests. Dominated trees were challenging for all methods. The overall performance shows a matching rate of 47%, which is comparable to results of other benchmarks performed in the past. The study provides new insight regarding the potential and limits of tree detection with ALS and underlines some key aspects regarding the choice of method when performing single tree detection for the various forest types encountered in alpine regions.

Small-footprint full-waveform airborne laser scanning (ALS) is a remote sensing technique capable of mapping vegetation in three dimensions with a spatial sampling of about 0.5-2 m in all directions. This is achieved by scanning the laser beam across the Earth's surface and by emitting nanosecond-long infrared pulses with a high frequency of typically 50-150 kHz. The echo signals are digitized during data acquisition for subsequent off-line waveform analysis. In addition to delivering the three-dimensional (3D) coordinates of scattering objects such as leaves or branches, full-waveform laser scanners can be calibrated for measuring the scattering properties of vegetation and terrain surfaces in a quantitative way. As a result, a number of physical observables are obtained, such as the width of the echo pulse and the backscatter cross-section, which is a measure of the electromagnetic energy intercepted and re-radiated by objects. The main aim of this study was to build up an understanding of the scattering characteristics of vegetation and the underlying terrain. It was found that vegetation typically causes a broadening of the backscattered pulse, while the backscatter crosssection is usually smaller for canopy echoes than for terrain echoes. These scattering properties allowed classification of the 3D point cloud into vegetation and non-vegetation echoes with an overall accuracy of 89.9% for a dense natural forest and 93.7% for a baroque garden area. In addition, by removing the vegetation echoes before the filtering process, the quality of the digital terrain model could be improved.

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Airborne laser scanning (ALS) is a remote sensing technique well-suited for 3D vegetation mapping and structure characterization because the emitted laser pulses are able to penetrate small gaps in the vegetation canopy. The backscattered echoes from the foliage, woody vegetation, the terrain, and other objects are detected, leading to a cloud of points. Higher echo densities (>20 echoes/m2) and additional classification variables from full-waveform (FWF) ALS data, namely echo amplitude, echo width and information on multiple echoes from one shot, offer new possibilities in classifying the ALS point cloud. Currently FWF sensor information is hardly used for classification purposes. This contribution presents an object-based point cloud analysis (OBPA) approach, combining segmentation and classification of the 3D FWF ALS points designed to detect tall vegetation in urban environments. The definition tall vegetation includes trees and shrubs, but excludes grassland and herbage. In the applied procedure FWF ALS echoes are segmented by a seeded region growing procedure. All echoes sorted descending by their surface roughness are used as seed points. Segments are grown based on echo width homogeneity. Next, segment statistics (mean, standard deviation, and coefficient of variation) are calculated by aggregating echo features such as amplitude and surface roughness. For classification a rule base is derived automatically from a training area using a statistical classification tree. To demonstrate our method we present data of three sites with around 500,000 echoes each. The accuracy of the classified vegetation segments is evaluated for two independent validation sites. In a point-wise error assessment, where the classification is compared with manually classified 3D points, completeness and correctness better than 90% are reached for the validation sites. In comparison to many other algorithms the proposed 3D point classification works on the original measurements directly, i.e. the acquired points. Gridding of the data is not necessary, a process which is inherently coupled to loss of data and precision. The 3D properties provide especially a good separability of buildings and terrain points respectively, if they are occluded by vegetation.

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Airborne laser scanning (ALS) is an active remote sensing technique that uses the time-of-flight measurement principle to capture the three-dimensional structure of the earth’s surface with pulsed lasers that transmit nanosecond-long laser pulses with a high pulse repetition frequency. Over forested areas most of the laser pulses are reflected by the leaves and branches of the trees, but a certain fraction of the laser pulses reaches the forest floor through small gaps in the canopy. Thus it is possible to reconstruct both the three-dimensional structure of the forest canopy and the terrain surface. For the retrieval of quantitative forest parameters such as stem volume or biomass it is necessary to use models that combine ALS with inventory data. One approach is to use multiplicative regression models that are trained with local inventory data. This method has been widely applied over boreal forest regions, but so far little experience exists with applying this method for mapping alpine forest. In this study the transferability of this approach to a 128 km2 large mountainous region in Vorarlberg, Austria, was evaluated. For the calibration of the model, inventory data as operationally collected by Austrian foresters were used. Despite these inventory data are based on variable sample plot sizes, they could be used for mapping stem volume for the entire alpine study area. The coefficient of determination R2 was 0.85 and the root mean square error (RMSE) 90.9 m3ha-1 (relative error of 21.4%) which is comparable to results of ALS studies conducted over topographically less complex environments. Due to the increasing availability, ALS data could become an operational part of Austrian’s forest inventories