Black hole binaries with extreme ( 10 4 : 1) or intermediate (∼10 2 -10 4 : 1) mass ratios are among the most interesting gravitational wave sources that are expected to be detected by the proposed laser interferometer space antenna (LISA). These sources have the potential to tell us much about astrophysics, but are also of unique importance for testing aspects of the general theory of relativity in the strong field regime. Here we discuss these sources from the perspectives of astrophysics, data analysis and applications to testing general relativity, providing both a description of the current state of knowledge and an outline of some of the outstanding questions that still need to be addressed.

We study the early dynamical evolution of young, dense star clusters using Monte Carlo simulations for systems with up to N = 10 7 stars. Rapid mass segregation of massive main-sequence stars and the development of the Spitzer instability can drive these systems to core collapse in a small fraction of the initial half-mass relaxation time. If the core collapse time is less than the lifetime of the massive stars, all stars in the collapsing core may then undergo a runaway collision process leading to the formation of a massive black hole. Here we study in detail the first step in this process, up to the occurrence of core collapse. We have performed about 100 simulations for clusters with a wide variety of initial conditions, varying systematically the cluster density profile, stellar IMF, and number of stars. We also considered the effects of initial mass segregation and stellar evolution mass loss. Our results show that, for clusters with a moderate initial central concentration and any realistic IMF, the ratio of core collapse time to initial half-mass relaxation time is typically ∼ 0.1, in agreement with the value previously found by direct N -body simulations for much smaller systems. Models with even higher central concentration initially, or with initial mass segregation (from star formation) have even shorter core-collapse times. Remarkably, we find that, for all realistic initial conditions, the mass of the collapsing core is always close to ∼ 10 −3 of the total cluster mass, very similar to the observed correlation between central black hole mass and total cluster mass in a variety of environments. We discuss the implications of our results for the formation of intermediate-mass black holes in globular clusters and super star clusters, ultraluminous X-ray sources, and seed black holes in proto-galactic nuclei.

The study of how stars distribute themselves around a massive black hole (MBH) in the center of a galaxy is an important prerequisite for the understanding of many galactic-center processes. These include the observed overabundance of point X-ray sources at the Galactic center, the prediction of rates and characteristics of tidal disruptions of extended stars by the MBH and of inspirals of compact stars into the MBH, the latter being events of high importance for the future space borne gravitational wave interferometer LISA. In relatively small galactic nuclei, hosting MBHs with masses in the range 10 5 − 10 7 M ⊙ , the single most important dynamical process is 2-body relaxation. It induces the formation of a steep density cusp around the MBH and strong mass segregation, as more massive stars lose energy to lighter ones and drift to the central regions. Using a spherical stellar dynamical Monte-Carlo code, we simulate the long-term relaxational evolution of galactic nucleus models with a spectrum of stellar masses. Our focus is the concentration of stellar black holes to the immediate vicinity of the MBH. We quantify this mass segregation for a variety of galactic nucleus models and discuss its astrophysical implications. Special attention is given to models developed to match the conditions in the Milky Way nucleus; we examine the presence of compact objects in connection to recent high-resolution X-ray observations.

We present a new study of the collisional runaway scenario to form an intermediate-mass black hole (IMBH, M BH 100 M ) at the centre of a young, compact stellar cluster. The first phase is the formation of a very dense central core of massive stars (M * 30-120 M ) through mass segregation and gravothermal collapse. Previous work established the conditions for this to happen before the massive stars evolve off the main sequence (MS). In this and a companion paper, we investigate the next stage by implementing direct collisions between stars. Using a Monte Carlo stellar dynamics code, we follow the core collapse and subsequent collisional phase in more than 100 models with varying cluster mass, size, and initial concentration. Collisions are treated either as ideal, 'sticky-sphere' mergers or using realistic prescriptions derived from 3D hydrodynamics computations. In all cases for which the core collapse happens in less than the MS lifetime of massive stars ( 3 Myr), we obtain the growth of a single very massive star (VMS, M * 400-4000 M ) through a runaway sequence of mergers. Mass loss from collisions, even for velocity dispersions as high as σ v ∼ 1000 km s −1 , does not prevent the runaway. The region of cluster parameter space leading to runaway is even more extended than predicted in previous work because, in clusters with σ v > 300 km s −1 , collisions accelerate (and, in extreme cases, drive) core collapse. Although the VMS grows rapidly to 1000 M in models exhibiting runaway, we cannot predict accurately its final mass. This is because the termination of the runaway process must eventually be determined by a complex interplay between stellar dynamics, hydrodynamics, and the stellar evolution of the VMS. In the vast majority of cases, we find that the time between successive collisions becomes much shorter than the thermal time-scale of the VMS. Therefore, our assumption that all stars return quickly to the MS after a collision must eventually break down for the runaway product, and the stellar evolution of the VMS becomes very uncertain. For the same reason, the final fate of the VMS, including its possible collapse to an IMBH, remains unclear.