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We analyze certain self-organizing filing techniques when accesses are assumed to be dependent on each other. The stream of requests for accessing records in a file is modelled as a Markov chain. A general framework is introduced to obtain the asymptotic search cost of a memory-free self-organizing heuristic. The move-to-front heuristic is studied in detail. A formula for the asymptotic search cost, which generalizes that in the case of independent accesses, is obtained. Numerical examples on the performance of the transposition heuristic are provided, and compared with that of the move-to-front heuristic.

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An algorithm for record clustering is presented. It is capable of detecting sudden changes in users' access patterns and then suggesting an appropriate assignment of records to blocks. It is conceptually simple, highly intuitive, does not need to classify queries into types, and avoids collecting individual query statistics. Experimental results indicate that it converges rapidly; its performance is about 50 percent better than that of the total sort method, and about 100 percent better than that of randomly assigning records to blocks.