No abstract

Millimeter wave (mmWave) MIMO will likely use hybrid analog and digital precoding, which uses a small number of RF chains to avoid energy consumption associated with mixed signal components like analog-to-digital components not to mention baseband processing complexity. However, most hybrid precoding techniques consider a fully-connected architecture requiring a large number of phase shifters, which is also energyintensive. In this paper, we focus on the more energy-efficient hybrid precoding with sub-connected architecture, and propose a successive interference cancelation (SIC)-based hybrid precoding with near-optimal performance and low complexity. Inspired by the idea of SIC for multi-user signal detection, we first propose to decompose the total achievable rate optimization problem with non-convex constraints into a series of simple sub-rate optimization problems, each of which only considers one sub-antenna array. Then, we prove that maximizing the achievable sub-rate of each sub-antenna array is equivalent to simply seeking a precoding vector sufficiently close (in terms of Euclidean distance) to the unconstrained optimal solution. Finally, we propose a low-complexity algorithm to realize SICbased hybrid precoding, which can avoid the need for the singular value decomposition (SVD) and matrix inversion. Complexity evaluation shows that the complexity of SIC-based hybrid precoding is only about 10% as complex as that of the recently proposed spatially sparse precoding in typical mmWave MIMO systems. Simulation results verify the near-optimal performance of SIC-based hybrid precoding.Index Terms-MIMO, mmWave communications, hybrid precoding, energy-efficient, 5G.

Abstract-In the 5th generation (5G) of wireless communication systems, hitherto unprecedented requirements are expected to be satisfied. As one of the promising techniques of addressing these challenges, non-orthogonal multiple access (NOMA) has been actively investigated in recent years. In contrast to the family of conventional orthogonal multiple access (OMA) schemes, the key distinguishing feature of NOMA is to support a higher number of users than the number of orthogonal resource slots with the aid of non-orthogonal resource allocation. This may be realized by the sophisticated inter-user interference cancellation at the cost of an increased receiver complexity. In this article, we provide a comprehensive survey of the original birth, the most recent development, and the future research directions of NOMA. Specifically, the basic principle of NOMA will be introduced at first, with the comparison between NOMA and OMA especially from the perspective of information theory. Then, the prominent NOMA schemes are discussed by dividing them into two categories, namely, power-domain and code-domain NOMA. Their design principles and key features will be discussed in detail, and a systematic comparison of these NOMA schemes will be summarized in terms of their spectral efficiency, system performance, receiver complexity, etc. Finally, we will highlight a range of challenging open problems that should be solved for NOMA, along with corresponding opportunities and future research trends to address these challenges.

Abstract-Millimeter wave (mmWave) communications have recently attracted large research interest, since the huge available bandwidth can potentially lead to rates of multiple Gbps (gigabit per second) per user. Though mmWave can be readily used in stationary scenarios such as indoor hotspots or backhaul, it is challenging to use mmWave in mobile networks, where the transmitting/receiving nodes may be moving, channels may have a complicated structure, and the coordination among multiple nodes is difficult. To fully exploit the high potential rates of mmWave in mobile networks, lots of technical problems must be addressed. This paper presents a comprehensive survey of mmWave communications for future mobile networks (5G and beyond). We first summarize the recent channel measurement campaigns and modeling results. Then, we discuss in detail recent progresses in multiple input multiple output (MIMO) transceiver design for mmWave communications. After that, we provide an overview of the solution for multiple access and backhauling, followed by analysis of coverage and connectivity. Finally, the progresses in the standardization and deployment of mmWave for mobile networks are discussed.

Abstract-The recent concept of beamspace multiple input multiple output (MIMO) can significantly reduce the number of required radio-frequency (RF) chains in millimeter-wave (mmWave) massive MIMO systems without obvious performance loss. However, the fundamental limit of existing beamspace MIMO is that, the number of supported users cannot be larger than the number of RF chains at the same time-frequency resources. To break this fundamental limit, in this paper we propose a new spectrum and energy efficient mmWave transmission scheme that integrates the concept of non-orthogonal multiple access (NOMA) with beamspace MIMO, i.e., beamspace MIMO-NOMA. By using NOMA in beamspace MIMO systems, the number of supported users can be larger than the number of RF chains at the same time-frequency resources. Particularly, the achievable sum rate of the proposed beamspace MIMO-NOMA in a typical mmWave channel model is analyzed, which shows an obvious performance gain compared with the existing beamspace MIMO. Then, a precoding scheme based on the principle of zeroforcing (ZF) is designed to reduce the inter-beam interferences in the beamspace MIMO-NOMA system. Furthermore, to maximize the achievable sum rate, a dynamic power allocation is proposed by solving the joint power optimization problem, which not only includes the intra-beam power optimization, but also considers the inter-beam power optimization. Finally, an iterative optimization algorithm with low complexity is developed to realize the dynamic power allocation. Simulation results show that the proposed beamspace MIMO-NOMA can achieve higher spectrum and energy efficiency compared with existing beamspace MIMO.

Abstract-This paper proposes a spatially common sparsity based adaptive channel estimation and feedback scheme for frequency division duplex based massive multi-input multi-output (MIMO) systems, which adapts training overhead and pilot design to reliably estimate and feed back the downlink channel state information (CSI) with significantly reduced overhead. Specifically, a non-orthogonal downlink pilot design is first proposed, which is very different from standard orthogonal pilots. By exploiting the spatially common sparsity of massive MIMO channels, a compressive sensing (CS) based adaptive CSI acquisition scheme is proposed, where the consumed time slot overhead only adaptively depends on the sparsity level of the channels. Additionally, a distributed sparsity adaptive matching pursuit algorithm is proposed to jointly estimate the channels of multiple subcarriers. Furthermore, by exploiting the temporal channel correlation, a closed-loop channel tracking scheme is provided, which adaptively designs the non-orthogonal pilot according to the previous channel estimation to achieve an enhanced CSI acquisition. Finally, we generalize the results of the multiple-measurement-vectors case in CS and derive the Cramer-Rao lower bound of the proposed scheme, which enlightens us to design the non-orthogonal pilot signals for the improved performance. Simulation results demonstrate that the proposed scheme outperforms its counterparts, and it is capable of approaching the performance bound.

One of the key enablers of future wireless communications is constituted by massive multiple-input multiple-output (MIMO) systems, which can improve the spectral efficiency by orders of magnitude. However, in existing massive MIMO systems, conventional phased arrays are used for beamforming, which result in excessive power consumption and hardware cost. Recently, reconfigurable intelligent surface (RIS) has been considered as one of the revolutionary technologies to enable energy-efficient and smart wireless communications, which is a two-dimensional structure with a large number of passive elements. In this paper, we propose and develop a new type of high-gain yet low-cost RIS having 256 elements. The proposed RIS combines the functions of phase shift and radiation together on an electromagnetic surface, where positive intrinsicnegative (PIN) diodes are used to realize 2-bit phase shifting for beamforming. Based on this radical design, the world's first wireless communication prototype using RIS having 256 2-bit elements is designed and developed. Specifically, the prototype conceived consists of modular hardware and flexible software, including the hosts for parameter setting and data exchange, the universal software radio peripherals (USRPs) for baseband and radio frequency (RF) signal processing, as well as the RIS for signal transmission and reception. Our performance evaluation confirms the feasibility and efficiency of RISs in future wireless communications. More particularly, it is shown that a 21.7 dBi antenna gain can be obtained by the proposed RIS at 2.3 GHz, while at the millimeter wave (mmWave) frequency, i.e., 28.5 GHz, a 19.1 dBi antenna gain can be achieved. Furthermore, the over-the-air (OTA) test results show that the RIS-based wireless communication prototype developed is capable of significantly reducing the power consumption.

Non-orthogonal multiple access (NOMA) has been recently considered in millimeter-wave (mmWave) massive MIMO systems to further enhance the spectrum efficiency. In addition, simultaneous wireless information and power transfer (SWIPT) is a promising solution to maximize the energy efficiency. In this paper, for the first time, we investigate the integration of SWIPT in mmWave massive MIMO-NOMA systems. As mmWave massive MIMO will likely use hybrid precoding (HP) to significantly reduce the number of required radio-frequency (RF) chains without an obvious performance loss, where the fully digital precoder is decomposed into a high-dimensional analog precoder and a low-dimensional digital precoder, we propose to apply SWIPT in HP-based MIMO-NOMA systems, where each user can extract both information and energy from the received RF signals by using a power splitting receiver. Specifically, the cluster-head selection (CHS) algorithm is proposed to select one user for each beam at first, and then the analog precoding is designed according to the selected cluster heads for all beams. After that, user grouping is performed based on the correlation of users' equivalent channels. Then, the digital precoding is designed by selecting users with the strongest equivalent channel gain in each beam. Finally, the achievable sum rate is maximized by jointly optimizing power allocation for mmWave massive MIMO-NOMA and power splitting factors for SWIPT, and an iterative optimization algorithm is developed to solve the non-convex problem. Simulation results show that the proposed HP-based MIMO-NOMA with SWIPT can achieve higher spectrum and energy efficiency compared with HP-based MIMO-OMA with SWIPT. Index Terms-SWIPT, mmWave, massive MIMO, NOMA, hybrid precoding, power allocation, power splitting. degree in communication and information systems from the Beijing University of Posts and Telecommunications (BUPT), Beijing, China, in 2005. Afterward, he joined BUPT, where he has been a Full Professor with the School of Information and Communication Engineering since 2012. He leads a Research Group focusing on wireless transmission and networking technologies with the Key Laboratory of Universal Wireless Communications (Ministry of Education), BUPT. His main research areas include wireless communication theory, radio signal processing, and convex optimizations, with a particular interests in cooperative communication, selforganization networking, heterogeneous networking, cloud communication, and internet of things. He has authored/coauthored over 100 refereed IEEE journal papers and over 200 conference proceeding papers. Dr. (Springer Press)], 17 book chapters, approximately 100 journal papers, 50 conference papers, and over 50 patents in these areas. He has contributed to the design, standardization, and development of 4G TD-LTE and 5G mobile communication systems. His current research interests include 5G mobile communications, network architectures, vehicular communication networks, and Internet of things. He served as a member and a...