Abstract. Results are presented from general relativistic numerical computations of primordial black-hole formation during the radiation-dominated era of the universe. Growing-mode perturbations are specified within the linear regime and their subsequent evolution is followed as they become nonlinear. We use a spherically symmetric Lagrangian code and study both super-critical perturbations, which go on to produce black holes, and sub-critical perturbations, for which the overdensity eventually disperses into the background medium. For super-critical perturbations, we confirm the results of previous work concerning scaling-laws but note that the threshold amplitude for a perturbation to lead to black-hole formation is substantially reduced when the initial conditions are taken to represent purely growing modes. For sub-critical cases, where an initial collapse is followed by a subsequent re-expansion, strong compressions and rarefactions are seen for perturbation amplitudes near to the threshold. We have also investigated the effect of including a significant component of vacuum energy and have calculated the resulting changes in the threshold and in the slope of the scaling law.

Following on after three previous papers discussing the formation of primordial black holes during the radiative era of the early universe, we present here a further investigation of the critical nature of the process involved, aimed at making contact with some of the basic underlying ideas from the literature on critical collapse. We focus on the intermediate state, which we have found appearing in cases with perturbations close to the critical limit, and examine the connection between this and the similarity solutions which play a fundamental role in the standard picture of critical collapse. We have derived a set of self-similar equations for the null-slicing form of the metric which we are using for our numerical calculations, and have then compared the results obtained by integrating these with the ones coming from our simulations for collapse of cosmological perturbations within an expanding universe. We find that the similarity solution is asymptotically approached in a region which grows to cover both the contracting matter and part of the semi-void which forms outside it. Our main interest is in the situation relevant for primordial black hole formation in the radiative era of the early universe, where the relation between the pressure p and the energy density e can be reasonably approximated by an expression of the form p = we with w = 1/3. However, we have also looked at other values of w, both because these have been considered in previous literature and also because they can be helpful for giving further insight into situations relevant for primordial black hole formation. As in our previous work, we have started our simulations with initial supra-horizon scale perturbations of a type which could have come from inflation.

Following on after two previous papers discussing the formation of primordial black holes in the early universe, we present here results from an in-depth investigation of the extent to which primordial black hole formation in the radiative era can be considered as an example of the critical collapse phenomenon. We focus on initial supra-horizon-scale perturbations of a type which could have come from inflation, with only a growing component and no decaying component. In order to study perturbations with amplitudes extremely close to the supposed critical limit, we have modified our previous computer code with the introduction of an adaptive mesh refinement scheme. This has allowed us to follow black hole formation from perturbations whose amplitudes are up to eight orders of magnitude closer to the threshold than we could do before. We find that scaling-law behaviour continues down to the smallest black hole masses that we are able to follow and we see no evidence of shock production such as has been reported in some previous studies and which led there to a breaking of the scaling-law behaviour at small black-hole masses. We attribute this difference to the different initial conditions used. In addition to the scaling law, we also present other features of the results which are characteristic of critical collapse in this context.