Root water uptake (RWU) by vegetation influences the partitioning of water between transpiration, evaporation, percolation, and surface runoff. Measurements of stable isotopes in water have facilitated estimates of the depth distribution of RWU for various tree species through methodologies based on end member mixing analysis (EMMA). EMMA often assumes that the isotopic composition of tree‐stored xylem water (δXYLEM) is representative of the isotopic composition of RWU (δRWU). We tested this assumption within the framework of EcH2O‐iso, a process‐based distributed tracer‐aided ecohydrologic model, applied to a small temperate catchment with a vegetation cover of coniferous eastern hemlock (Tsuga canadensis) and deciduous American beech (Fagus grandifolia). We simulated three scenarios for tree water storage and mixing: (a) zero storage (ZS), (b) storage with a well‐mixed reservoir (WM), and (c) storage with piston flow (PF). Simulating tree storage (WM and PF) improved the fit to δXYLEM observations over ZS in the summer and fall seasons and substantially altered calibrated RWU depths and stomatal conductance. Our results suggest that there are likely to be advantages to considering tree storage and internal mixing when attempting to interpret δXYLEM in the estimation of RWU depths and critical zone water residence times, particularly during periods of low transpiration. Improved representations of tree water dynamics could yield more accurate ecohydrologic and earth system model representations of the critical zone.
Naturally occurring stable water isotope tracers provide useful information for hydrologic model development and calibration. Existing models include varied approaches concerning unsaturated zone percolation mixing (preferential versus matrix flow) and evapotranspiration (ET) partitioning.We assess the impact of unsaturated zone simplifying assumptions when simulating the Shale Hills Watershed, a small (7.9 ha), temperate, forested watershed near Petersburg, Pennsylvania, USA, with a relatively simple model. We found that different model structures/assumptions and parameterizations of unsaturated zone percolation had substantial impacts on the agreement between simulated and observed unsaturated-zone water isotopic signatures. We show that unsaturated zone percolation mixing primarily affects the unsaturated zone δ 18 O and δ 2 H during winter and spring and that percolation was best represented as a combination of both preferential and matrix flow. We evaluate the importance and implications related to the partitioning of ET into evaporation and transpiration and demonstrated that incorporation of a plant growth model for ET partitioning substantially improved reproduction of observed hydrologic isotopic patterns of the unsaturated zone during the spring season. We show that unsaturated zone percolation mixing and ET partitioning approaches do not substantially influence stream δ 18 O and δ 2 H and conclude that observed streamflow isotopic data is not always a strong predictor of model performance with respect to intrawatershed processes.
The hypothesis of ecohydrological separation (ES) proposes that the water contained in surface soils is not uniformly extracted by root water uptake nor uniformly displaced by infiltration. Rather vegetation selectively removes water held under tension, and water infiltrating wet soil will bypass much of the water‐filled pore space. Methodological differences across previous studies have contributed to disagreement concerning the prevalence of ES. We measured stable isotopes of O and H in precipitation, snowpack, canopy throughfall, and stream water over a period of 18 months in a temperate catchment. At six locations across a wetness gradient, we sampled bulk soil water isotopes weekly and xylem water of Eastern hemlock and American beech stems seasonally. We used these observations in a soil column model including StorAge Selection functions to estimate the isotopic composition and ages of groundwater recharge and ET. Our findings suggest ES may exist with spatial and temporal heterogeneity. Root water uptake ages possibly vary between Eastern hemlock and American beech, suggesting functional strategies for water uptake may control the presence of ES. Newly infiltrated water bypassing the shallow soil was the most likely explanation for bulk soil isotopic measurements made at upslope locations during the winter and summer seasons, whereas rapid displacement of stored soil water by infiltrated waters was the most likely during the spring and fall seasons. Future research incorporating high temporal frequency soil and plant xylem water isotopic measurements applied to StorAge Selection functions may provide a useful framework for understanding rooting zone isotope dynamics.
Trees exert a fundamental control on the hydrologic cycle, yet previous research is unclear about the nuanced relationship between forest cover and riverine flood frequency. In the Northeastern United States, warming air temperatures have resulted in a decline of Eastern Hemlock (EH), and subsequent increases in observed catchment water yield. We evaluated the possibility of EH loss leading to a changed flooding regime. We first investigated plant hydraulic regulation by root water uptake in EH and American Beech (AB; a candidate successional species) through stable isotope analysis of stream, soil water, and plant xylem water. EH xylem water showed evidence of deeper soil water uptake than AB during both wet and dry seasons, suggesting species succession may be an important mechanism for altering catchment “plant accessible water.” Next, we estimated catchment flood frequency with mechanistic hydrologic simulations for present conditions, and two hypothetical cases where all EH is succeeded by AB. The largest change to catchment extreme discharge after AB succession coincided with fall season tropical moisture export‐derived precipitation. We observed reduced sensitivity under future climatic forcing with an ensemble simulation of five localized constructed analogs downscaled general circulation models. Thus, the influence of forest composition on the flood regime may be most related to the temporal alignment of the synoptic‐scale processes that generate Atlantic Basin tropical cyclones and regional plant phenology of the Northeast United States. Our results provide a justification for using physically based hydrologic models incorporating plant hydraulic regulation when evaluating future flooding frequency.
Trees influence the partitioning of water between catchment water yield and evapotranspiration through mediation of soil water via root water uptake (RWU). Recent research has estimated the depth of RWU for a variety of tree species at plot scales with measurements of stable isotopes in water and sap flux. Though informative, there are some challenges bridging the gap between plot‐ and catchment‐scale water fluxes. We estimated catchment‐scale tree RWU behavior for 139 forested catchments across the continental United States from continuous streamflow records with inverse ecohydrological modeling. Our catchment‐scale RWU estimates agreed well with existing plot‐scale research. Monoculture catchments dense with trees reliant on shallow soil water exhibited reduced transpiration losses compared to deep‐rooted and mixed‐species forests within the Budkyo framework. This research highlights the importance of representing plant characteristics that define RWU control of transpiration in land surface and earth systems models.
There is a chronic disconnection among purely probabilistic flood frequency analysis of flood hazards, flood risks, and hydrological flood mechanisms, which hamper our ability to assess future flood impacts. We present a vulnerability‐based approach to estimating riverine flood risk that accommodates a more direct linkage between decision‐relevant metrics of risk and the dominant mechanisms that cause riverine flooding. We adapt the conventional peaks‐over‐threshold (POT) framework to be used with extreme precipitation from different climate processes and rainfall‐runoff‐based model output. We quantify the probability that at least one adverse hydrologic threshold, potentially defined by stakeholders, will be exceeded within the next N years. This approach allows us to consider flood risk as the summation of risk from separate atmospheric mechanisms, and supports a more direct mapping between hazards and societal outcomes. We perform this analysis within a bottom‐up framework to consider the relevance and consequences of information, with varying levels of credibility, on changes to atmospheric patterns driving extreme precipitation events. We demonstrate our proposed approach using a case study for Fall Creek in Ithaca, NY, USA, where we estimate the risk of stakeholder‐defined flood metrics from three dominant mechanisms: summer convection, tropical cyclones, and spring rain and snowmelt. Using downscaled climate projections, we determine how flood risk associated with a subset of mechanisms may change in the future, and the resultant shift to annual flood risk. The flood risk approach we propose can provide powerful new insights into future flood threats.
Effective natural resource planning depends on understanding the prevalence of runoff generating processes. Within a specific area of interest, this demands reproducible, straightforward information that can complement available local data and can orient and guide stakeholders with diverse training and backgrounds. To address this demand within the contiguous United States (CONUS), we characterized and mapped the predominance of two primary runoff generating processes: infiltration‐excess and saturation‐excess runoff (IE vs. SE, respectively). Specifically, we constructed a gap‐filled grid of surficial saturated hydraulic conductivity using the Soil Survey Geographic and State Soil Geographic soils databases. We then compared surficial saturated hydraulic conductivity values with 1‐hr rainfall‐frequency estimates across a range of return intervals derived from CONUS‐scale random forest models. This assessment of the prevalence of IE versus SE runoff also incorporated a simple uncertainty analysis, as well as a case study of how the approach could be used to evaluate future alterations in runoff processes resulting from climate change. We found a low likelihood of IE runoff on undisturbed soils over much of CONUS for 1‐hr storms with return intervals <5 years. Conversely, IE runoff is most likely in the Central United States (i.e., Texas, Louisiana, Kansas, Missouri, Iowa, Nebraska, and Western South Dakota), and the relative predominance of runoff types is highly sensitive to the accuracy of the estimated soil properties. Leveraging publicly available data sets and reproducible workflows, our approach offers greater understanding of predominant runoff generating processes over a continental extent and expands the technical resources available to environmental planners, regulators, and modellers.
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