Background: Microscopic calculations of heavy nuclei face considerable difficulties due to the sizes of the matrices that need to be solved. Various approximation schemes have been invoked, for example by truncating the spaces, imposing seniority limits, or appealing to various symmetry schemes such as pseudo-SU(3). This paper proposes a new symmetry scheme also based on SU(3). This proxy-SU(3) can be applied to well-deformed nuclei, is simple to use, and can yield analytic predictions. Purpose: To present the new scheme and its microscopic motivation, and to test it using a Nilsson model calculation with the original shell model orbits and with the new proxy set. Method: We invoke an approximate, analytic, treatment of the Nilsson model, that allows the above vetting and yet is also transparent in understanding the approximations involved in the new proxy-SU(3). Results: It is found that the new scheme yields a Nilsson diagram for well-deformed nuclei that is very close to the original Nilsson diagram. The specific levels of approximation in the new scheme are also shown, for each major shell. Conclusions:The new proxy-SU(3) scheme is a good approximation to the full set of orbits in a major shell. Being able to replace a complex shell model calculation with a symmetry-based description now opens up the possibility to predict many properties of nuclei analytically and often in a parameter-free way. The new scheme works best for heavier nuclei, precisely where full microscopic calculations are most challenged. Some cases in which the new scheme can be used, often analytically, to make specific predictions, are shown in a subsequent paper.

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Using a new approximate analytic parameter-free proxy-SU(3) scheme, we make simple predictions of shape observables for deformed nuclei, namely γ and β deformation variables, the global feature of prolate dominance and the locus of the prolate-oblate shape transition. The predictions are compared with empirical results.

The consequences of the short range nature of the nucleon-nucleon interaction, which forces the spatial part of the nuclear wave function to be as symmetric as possible, on the pseudo-SU(3) scheme are examined through a study of the collective deformation parameters β and γ in the rare earth region. It turns out that beyond the middle of each harmonic oscillator shell possessing an SU(3) subalgebra, the highest weight irreducible representation (the hw irrep) of SU(3) has to be used, instead of the irrep with the highest eigenvalue of the second order Casimir operator of SU(3) (the hC irrep), while in the first half of each shell the two choices are identical. The choice of the hw irrep predicts a transition from prolate to oblate shapes just below the upper end of the rare earth region, between the neutron numbers N = 114 and 116 in the W, Os, and Pt series of isotopes, in agreement with available experimental information, while the choice of the hC irrep leads to a prolate to oblate transition in the middle of the shell, which is not seen experimentally. The prolate over oblate dominance in the ground states of even-even nuclei is obtained as a by-product.

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The SU(3) symmetry realized by J. P. Elliott in the sd nuclear shell is destroyed in heavier shells by the strong spin-orbit interaction. However, the SU(3) symmetry has been used for the description of heavy nuclei in terms of bosons in the framework of the Interacting Boson Approximation, as well as in terms of fermions using the pseudo-SU(3) approximation. We introduce a new fermionic approximation, called the proxy-SU(3), and we discuss how some of its novel predictions come out as a consequence of the short range of the nucleon-nucleon interaction and the Pauli principle.