We study 3d and 4d systems with a one-form global symmetry, explore their consequences, and analyze their gauging. For simplicity, we focus on Z N one-form symmetries. A 3d topological quantum field theory (TQFT) T with such a symmetry has N special lines that generate it. The braiding of these lines and their spins are characterized by a single integer p modulo 2N . Surprisingly, if gcd(N, p) = 1 the TQFT factorizes T = T ⊗ A N,p . Here T is a decoupled TQFT, whose lines are neutral under the global symmetry and A N,p is a minimal TQFT with the Z N one-form symmetry of label p. The parameter p labels the obstruction to gauging the Z N one-form symmetry; i.e. it characterizes the 't Hooft anomaly of the global symmetry. When p = 0 mod 2N , the symmetry can be gauged. Otherwise, it cannot be gauged unless we couple the system to a 4d bulk with gauge fields extended to the bulk. This understanding allows us to consider SU (N ) and P SU (N ) 4d gauge theories. Their dynamics is gapped and it is associated with confinement and oblique confinement -probe quarks are confined. In the P SU (N ) theory the low-energy theory can include a discrete gauge theory. We will study the behavior of the theory with a spacedependent θ-parameter, which leads to interfaces. Typically, the theory on the interface is not confining. Furthermore, the liberated probe quarks are anyons on the interface. The P SU (N ) theory is obtained by gauging the Z N one-form symmetry of the SU (N ) theory. Our understanding of the symmetries in 3d TQFTs allows us to describe the interface in the P SU (N ) theory. December, 2018a
We extend our earlier work on anomalies in the space of coupling constants to fourdimensional gauge theories. Pure Yang-Mills theory (without matter) with a simple and simply connected gauge group has a mixed anomaly between its one-form global symmetry (associated with the center) and the periodicity of the θ-parameter. This anomaly is at the root of many recently discovered properties of these theories, including their phase transitions and interfaces. These new anomalies can be used to extend this understanding to systems without discrete symmetries (such as time-reversal). We also study SUpNq and SppNq gauge theories with matter in the fundamental representation. Here we find a mixed anomaly between the flavor symmetry group and the θ-periodicity. Again, this anomaly unifies distinct recently-discovered phenomena in these theories and controls phase transitions and the dynamics on interfaces.
It is customary to couple a quantum system to external classical fields. One application is to couple the global symmetries of the system (including the Poincaré symmetry) to background gauge fields (and a metric for the Poincaré symmetry). Failure of gauge invariance of the partition function under gauge transformations of these fields reflects 't Hooft anomalies. It is also common to view the ordinary (scalar) coupling constants as background fields, i.e. to study the theory when they are spacetime dependent. We will show that the notion of 't Hooft anomalies can be extended naturally to include these scalar background fields. Just as ordinary 't Hooft anomalies allow us to deduce dynamical consequences about the phases of the theory and its defects, the same is true for these generalized 't Hooft anomalies. Specifically, since the coupling constants vary, we can learn that certain phase transitions must be present. We will demonstrate these anomalies and their applications in simple pedagogical examples in one dimension (quantum mechanics) and in some two, three, and four-dimensional quantum field theories. An anomaly is an example of an invertible field theory, which can be described as an object in (generalized) differential cohomology. We give an introduction to this perspective. Also, we use Quillen's superconnections to derive the anomaly for a free spinor field with variable mass. In a companion paper we will study four-dimensional gauge theories showing how our view unifies and extends many recently obtained results.2 In condensed matter physics, symmetry protected topological orders (SPTs) are also characterized at low energies by such actions. Depending on the precise definitions and context, "SPT" may be synonymous with "invertible field theory", or may instead refer to the deformation class of an invertible field theory, i.e. the equivalence class of invertible theories obtained by continuously varying parameters.3 In certain cases, there is no Y such that BY " X and A on X is extended into Y . Then, one can construct an anomaly free partition function by assuming that X is a component of the boundary of Y and Y has additional boundary components.
Schwarzian quantum mechanics describes the collective IR mode of the SYK model and captures key features of 2D black hole dynamics. Exact results for its correlation functions were obtained in JHEP 1708, 136 (2017) [arXiv:1705.08408]. We compare these results with bulk gravity expectations. We find that the semi-classical limit of the OTO four-point function exactly matches with the scattering amplitude obtained from the Dray-'t Hooft shockwave S-matrix. We show that the two point function of heavy operators reduces to the semi-classical saddle-point of the Schwarzian action. We also explain a previously noted match between the OTO four point functions and 2D conformal blocks. Generalizations to higher-point functions are discussed.
Gauge theories in various dimensions often admit discrete theta angles, that arise from gauging a global symmetry with an additional symmetry protected topological (SPT) phase. We discuss how the global symmetry and ’t Hooft anomaly depends on the discrete theta angles by coupling the gauge theory to a topological quantum field theory (TQFT). We observe that gauging an Abelian subgroup symmetry, that participates in symmetry extension, with an additional SPT phase leads to a new theory with an emergent Abelian symmetry that also participates in a symmetry extension. The symmetry extension of the gauge theory is controlled by the discrete theta angle which comes from the SPT phase. We find that discrete theta angles can lead to two-group symmetry in 4d4d QCD with SU(N),SU(N)/\mathbb{Z}_kSU(N),SU(N)/ℤk or SO(N)SO(N) gauge groups as well as various 3d3d and 2d2d gauge theories.
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