Optical remote sensing data have been widely used for estimating forest aboveground biomass (AGB). However, the use of optical images is often restricted by the saturation of spectral reflectance for forests that have multilayered and complex canopy structures and high AGB values and by the effect of spectral reflectance from underlayer shrub, grass, and bare soil for young stands. This usually leads to overestimations and underestimations for smaller and larger values, respectively, and makes it very challenging to improve the estimation accuracy of forest AGB. In this study, a novel methodology was proposed by incorporating stand age as a dummy variable into four models to improve the estimation accuracy of the Pinus densata forest AGB in Yunnan of Southwestern China. A total of eight models, including two parametric models (LM: linear regression model and LMC: LM with combined variables), two nonparametric models (RF: random forest and ANN: artificial neural network) without the age dummy variable, and four corresponding models with the age dummy variable (DLM, DLMC, DRF, and DANN), were compared to estimate AGB. Landsat 8 Operational Land Imager (OLI) images and 147 sample plots were acquired and utilized. The results showed that (1) compared with the two parametric models, the two nonparametric algorithms resulted in significantly greater estimation accuracies of Pinus densata forest AGB, and the increases of accuracy varied from 8% to 32% for 100 modeling plots and from 12% to 35% for 47 test plots based on root mean square error (RMSE); (2) compared with the models without the age dummy variable, the models with the age dummy variable greatly reduced the overestimations for the plots with AGB values smaller than 70 Mg/ha and the underestimations for the plots with AGB values larger than 180 Mg/ha and, thus, significantly improved the overall estimation accuracy by 14% to 42% for the modeling plots and by 32% to 44% for the test plots based on RMSE; and (3) the texture measures derived from the Landsat 8 OLI images contributed more to improving the estimation accuracy than the original spectral bands and other transformations. This implied that two nonparametric models, coupled with the use of the age dummy variable and texture measures, offered a great potential for improving the estimation accuracy of Pinus densata forest AGB.

Both biodiversity and biomass are important variables in forest ecosystems, and the relationship between them is critical for ecosystem functioning and management. The primary Pinus kesiya forest is increasingly threatened by human disturbance in Yunnan Province. We observed that species richness had a positive impact on aboveground biomass across all forest vegetation layers, and this relationship was strongest in the herb layer. The asymptotic relationship between cumulative species number and aboveground biomass suggested that individual of Pinus kesiya trees with relatively large diameters contributed the majority of the aboveground biomass in the tall tree strata due to their strong competitive advantage over other tree species. Although aboveground biomass increased with stand age in the tall tree strata, climate factors and the soil nutrient regime affected the magnitude of the diversity-productivity relationship. Stand age had no significant effect on species richness and aboveground biomass in the forest understory. The effect of the positive diversity-productivity relationship of the tall trees on the shrub layer was negligible; the diversity-productivity relationship in the forest understory was significantly affected by the tall tree aboveground biomass. The tall trees have increased the strength of the positive diversity-productivity relationship in the forest understory.

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The relationship between biodiversity and biomass is an essential element of the natural ecosystem functioning. Our research aims at assessing the effects of species richness on the aboveground biomass and the ecological driver of this relationship in a primary Pinus kesiya forest. We sampled 112 plots of the primary P. kesiya forests in Yunnan Province. The general linear model and the structural equation model were used to estimate relative effects of multivariate factors among aboveground biomass, species richness and the other explanatory variables, including climate moisture index, soil nutrient regime and stand age. We found a positive linear regression relationship between the species richness and aboveground biomass using ordinary least squares regressions. The species richness and soil nutrient regime had no direct significant effect on aboveground biomass. However, the climate moisture index and stand age had direct effects on aboveground biomass. The climate moisture index could be a better link to mediate the relationship between species richness and aboveground biomass. The species richness affected aboveground biomass which was mediated by the climate moisture index. Stand age had direct and indirect effects on aboveground biomass through the climate moisture index. Our results revealed that climate moisture index had a positive feedback in the relationship between species richness and aboveground biomass, which played an important role in a link between biodiversity maintenance and ecosystem functioning. Meanwhile, climate moisture index not only affected positively on aboveground biomass, but also indirectly through species richness. The information would be helpful in understanding the biodiversity-aboveground biomass relationship of a primary P. kesiya forest and for forest management.

Uncertainties in forest aboveground biomass (AGB) estimates resulting from over- and underestimations using remote sensing data have been widely studied. The uncertainties may occur due to the spatial effects of the plot data. In this study, we collected AGB data from a total of 147 Pinus densata forest sample plots in Yunnan of southwestern China and analyzed the spatial effects on the estimation of AGB. An ordinary least squares (OLS) and four spatial regression methods were compared for the estimation using Landsat 8-OLI images. Through the spatial analysis of AGB and residuals of model predictions, it was found that the spatial autocorrelation and heterogeneity of the plot data could not be ignored. Compared with the OLS, the impact of the spatial effects on AGB estimation could be reduced slightly by the spatial lag model (SLM) and the spatial error model (SEM) and greatly reduced by the linear mixed effects model (LMM) and geographically weighted regression (GWR) based on the distributions of prediction residuals, global Moran’s I, and Z score. The spatial regression models had better performance for model fitting and prediction because of the reduction in overestimations and underestimations for the forests with small and large AGB values, respectively. However, the reductions in the overestimations and underestimations varied depending on the spatial regression models. The GWR provided the most accurate predictions with the largest R2 (0.665), the smallest root mean square error (34.507), and mean relative error (−9.070%) by greatly reducing the AGB interval for overestimations occurring and significantly increasing the threshold of AGB from 150 Mg/ha to 200 Mg/ha for underestimations. Thus, GWR offered the greatest potential of improving the estimation of Pinus densata forest AGB in Yunnan of southwestern China.

It is important to improve the accuracy of models estimating aboveground biomass (AGB) in large areas with complex geography and high forest heterogeneity. In this study, k-nearest neighbors (k-NN), gradient boosting machine (GBM), random forest (RF), quantile random forest (QRF), regularized random forest (RRF), and Bayesian regularization neural network (BRNN) machine learning algorithms were constructed to estimate the AGB of four forest types based on environmental factors and the variables selected by the Boruta algorithm in Yunnan Province and using integrated Landsat 8 OLI and Sentinel 2A images. The results showed that (1) DEM was the most important variable for estimating the AGB of coniferous forests, evergreen broadleaved forests, deciduous broadleaved forests, and mixed forests; while the vegetation index was the most important variable for estimating deciduous broadleaved forests, the climatic factors had a higher variable importance for estimating coniferous and mixed forests, and texture features and vegetation index had a higher variable importance for estimating evergreen broadleaved forests. (2) In terms of specific model performance for the four forest types, RRF was the best model both in estimating the AGB of coniferous forests and mixed forests; the R2 and RMSE for coniferous forests were 0.63 and 43.23 Mg ha−1, respectively, and the R2 and RMSE for mixed forests were 0.56 and 47.79 Mg ha−1, respectively. BRNN performed the best in estimating the AGB of evergreen broadleaved forests; the R2 was 0.53 and the RMSE was 68.16 Mg ha−1. QRF was the best in estimating the AGB of deciduous broadleaved forests, with R2 of 0.43 and RMSE of 45.09 Mg ha−1. (3) RRF was the best model for the four forest types according to the mean values, with R2 and RMSE of 0.503 and 52.335 Mg ha−1, respectively. In conclusion, different variables and suitable models should be considered when estimating the AGB of different forest types. This study could provide a reference for the estimation of forest AGB based on remote sensing in complex terrain areas with a high degree of forest heterogeneity.

The aboveground biomass (AGB) of a forest is an important indicator of the forest’s terrestrial carbon storage and its relation to climate change. Due to the advantage of extensive spatial coverage and low cost, coarse-resolution remote sensing data is the main data source for wall-to-wall mapping of forest AGB at the regional scale. Despite this, improving the accuracy and efficiency of forest AGB estimation is a major challenge. In this study, two optical imageries, Moderate Resolution Imaging Spectroradiometer (MODIS) 500 m imagery and Fengyun-3C Visible and Infrared Radiometer (FY-3C VIRR) 1000 m imagery, were used and compared for forest AGB estimation in Yunnan Province, southwest China. One parametric approach, multiple linear regression (MLR), and two nonparametric approaches, k-nearest neighbor (KNN) and random forest (RF), were applied for the two imagery datasets, respectively. We evaluated the performance of the combination of remote sensing data and modeling approaches by comparing the accuracies and also explored the potential of FY-3C imagery data in forest AGB estimation at the regional scale as it was used for this purpose for the first time. We found that the machine learning models KNN and RF provided better results than MLR. From the three approaches for both MODIS and FY-3C imagery, RF performed best with R2 values of 0.84 and 0.81 and RMSE of 23.18 and 23.43, respectively. Estimation of forest AGB based on MODIS was marginally better than the estimation based on FY-3C. FY-3C imagery could therefore be an additional optical remote sensing data source of coarse spatial resolution, comparable to MODIS data which has been widely used for regional forest AGB estimation. Indices related to forest canopy moisture levels from both types of imagery were sensitive to forest AGB. The RF model and MODIS imagery were then applied to map the spatial variation of forest AGB of Yunnan Province. As a result of our study, we determined that Yunnan Province has a total forest AGB of 2123.22 Mt, with a mean value of 58.05 t/ha for forestland in 2016.

The estimation of forest aboveground biomass (AGB) using Landsat 8 operational land imagery (OLI) images has been extensively studied, but forest aboveground biomass (AGB) is often difficult to estimate accurately, in part due to the multi-level structure of forests, the heterogeneity of stands, and the diversity of tree species. In this study, a habitat dataset describing the distribution environment of forests, Landsat 8 OLI image data of spectral reflectance information, as well as a combination of the two datasets were employed to estimate the AGB of the three common pine forests (Pinus yunnanensis forests, Pinus densata forests, and Pinus kesiya forests) in Yunnan Province using a parametric model, stepwise linear regression model (SLR), and a non-parametric model, such as random forest (RF) and support vector machine (SVM). Based on the results, the following conclusions can be drawn. (1) As compared with the parametric model (SLR), the non-parametric models (RF and SVM) have a better fitting performance for estimating the AGB of the three pine forests, especially in the AGB segment of 40 to 200 Mg/ha. The non-parametric model is more sensitive to the number of data samples. In the case of the Pinus densata forest with a sample size greater than 100, RF fitting provides better fitting performance than SVM fitting, and the SVM fitting model is better suited to the AGB estimation of the Pinus yunnanensis forest with a sample size of less than 100. (2) Landsat 8 OLI images exhibit superior accuracy in estimating the AGB of the three pine forests using a single dataset. Variables, such as texture and vegetation index variables, which can reflect the comprehensive reflection information of ground objects, play a significant role in estimating AGBs, especially the texture variables. (3) By incorporating the combined dataset with characteristics of tree species distribution and ground object reflectance spectrum, the accuracy and stability of AGB estimation of the three pine forests can be improved. Moreover, the employment of a combined dataset is also effective in reducing the number of estimation errors in cases with AGB less than 100 Mg/ha or exceeding 150 Mg/ha.