The introduction of sustainable practices is considered a win-win strategy for low-income countries because of its potential to simultaneously improve food security and address environmental issues. Despite the numerous studies that focus on the adoption of technological innovations, little work has been done on the socio-psychological behaviour of farmers with regard to sustainable practices. This study investigates smallholder farmers' intentions towards two practices: minimum tillage and row planting. The decomposed theory of planned behaviour is used as a theoretical framework to analyse the intentions. The findings reveal that attitudes and normative issues positively explain farmers' intentions to adopt both practices. Perceived control also has a positive significant effect on the intention to apply minimum tillage. When the intention is formed, farmers are expected to carry out their intention when opportunities arise. Moreover, perceived usefulness, social capital, and perceived ease of operation are also significant predictors of farmers' attitudes. Furthermore, social capital and training are factors that positively affect the normative issue, which in turn also positively mediates the relationship between training, social capital and intention. Finally, it is shown that neither the perceived resources nor information from the media significantly affect farmers' intentions. This paper thus confirms that social capital, personal efficacy, training and perceived usefulness play significant roles in the decision to adopt sustainable practices. In addition, willingness to adopt seems to be limited by negative attitudes and by weak normative issues. Therefore, to improve adoption of sustainable practices by smallholder farmers, attention should be given to socio-psychological issues. This could lead to improvements in farm productivity and enhance the livelihoods of smallholders.
ABSTRACT. This paper examines the nature of community management of woodlots and investigates the determinants of collective action and its effectiveness in managing woodlots, based on a survey of 100 villages in Tigray, northern Ethiopia. Despite limited current benefits received by community members, the woodlots contribute substantially to community wealth, increasing members' willingness to provide collective effort to manage the woodlots. We find that benefits are greater and problems less on woodlots managed at the village level than those managed at a higher municipality level, and that the average intensity of management is greater on village-managed woodlots. The factors that do significantly affect collective action include population density (higher collective labor input and lower planting density at intermediate than at low or high density), market access (less labor input, planting density and tree survival where market access is better), and presence of external organizations promoting the woodlot (reduces local effort to protect the woodlot and tree survival). The finding of an inverse U-shaped relationship between population density and collective labor input is consistent with induced innovation theory, with the increased labor/land ratio promoting collective effort to invest in resources as population density grows to a moderate level, while incentive problems may undermine collective action at high levels of population density. These findings suggest collective action may be more beneficial and more effective when managed at a more local level, when the role of external organizations is more demand-driven, and when promoted in intermediate population density communities more remote from markets. In higher population density settings and areas closer to markets, private-oriented approaches are likely to be more effective.
Climate change is one of the most serious impediments to agricultural prosperity in Ethiopia, especially where livestock is concerned. In particular, rural farming communities in the drylands of the Afar region are severely exposed to the impacts of climate change, with stark reminders from repeating droughts followed by crop failure and livestock decimation. Locals have a long history of applying adaptation measures to maintain their sustenance. However, a growing literature challenges whether these traditional methods can continue to sustain local livelihoods. This study identifies how pastoral, semi-pastoral, agro-pastoral and mixed-farming communities in Afar perceive and adapt to climate change and whether these practices have brought about any improvement in farm income. A panel data set of five years was gathered using structured questionnaires from a sample of 313 households. Household heads pointed out indicators to identify climate-related stress such as erratic rainfall, drought, temperature change, drying of water sources, prevalence of diseases and lack of human and livestock feed. A fixed effects quantitative model on the panel data was estimated to verify the effect of adaptation strategies on income of household heads. We found that the main adaptation strategies that significantly influenced household income levels were forage production (hay and straw), access to water sources, livestock diversification and migration. The implication is that people severely affected by climate change and living in a situation demanding urgent solutions can actively apply various adaptation strategies if the strategies are linked to the creation of sustainable income benefits. Thus, integrated approaches comprising adaptation methods and expected benefits are an important way to induce farming communities to address challenges related to climatic change.
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