Although trastuzumab (Herceptin) has substantially improved the overall survival of patients with mammary carcinomas, even initially well-responding tumors often become resistant. Because natural killer (NK) cell-mediated antibody-dependent cell-mediated cytotoxicity (ADCC) is thought to contribute to the therapeutic effects of trastuzumab, we have established a cell culture system to select for ADCC-resistant SK-OV-3 ovarian cancer and MCF7 mammary carcinoma cells. Ovarian cancer cells down-regulated HER2 expression, resulting in a more resistant phenotype. MCF7 breast cancer cells, however, failed to develop resistance in vitro. Instead, treatment with trastuzumab and polyclonal NK cells resulted in the preferential survival of individual sphere-forming cells that displayed a CD44 high CD24 low ''cancer stem cell-like'' phenotype and expressed significantly less HER2 compared with non-stem cells. Likewise, the CD44 high CD24 low population was also found to be more immunoresistant in SK-BR3, MDA-MB231, and BT474 breast cancer cell lines. When immunoselected MCF7 cells were then re-expanded, they mostly lost the observed phenotype to regenerate a tumor cell culture that displayed the initial HER2 surface expression and ADCCsusceptibility, but was enriched in CD44 high CD24 low cancer stem cells. This translated into increased clonogenicity in vitro and tumorigenicity in vivo. Thus, we provide evidence that the induction of ADCC by trastuzumab and NK cells may spare the actual tumor-initiating cells, which could explain clinical relapse and progress. Moreover, our observation that the ''relapsed'' in vitro cultures show practically identical HER2 surface expression and susceptibility toward ADCC suggests that the administration of trastuzumab beyond relapse might be considered, especially when combined with an immunestimulatory treatment that targets the escape variants. [Cancer Res 2009;69(20):8058-66]

Although trastuzumab (Herceptin) has substantially improved the overall survival of patients with mammary carcinomas, even initially well-responding tumors often become resistant. Considering that clinical efficacy of trastuzumab correlates with the infiltration of natural killer (NK) cells into the tumor site, we established a cell-culture-system to select for ovarian cancer and mammary carcinoma cells that survive a challenge by trastuzumab and NK cells. Under these conditions, NK cells can eliminate tumor cells either via antibody-dependent-cell-mediatedcytotoxicity (ADCC) or by direct recognition of tumor-associated ligands for NKG2D or DNAM-1. The most striking phenotypic alteration observed in immunoselected ovarian cancer cells was a down-regulation of HER2 expression, leading to an ADCC-resistant phenotype. All breast cancer cells tested (MCF7, SK-BR-3, MDA-MB231, BT474), however, failed to develop resistance in vitro. Instead, treatment with trastuzumab and polyclonal NK-cells resulted in the preferential survival of individual sphere-forming cells that displayed a CD44highCD24low ‘'cancer-stem-celllike” phenotype (CSC) and expressed significantly less HER2 compared with non-stem cells. Moreover, the molecular determinants for the direct recognition of transformed cells, most notably the NKG2D ligands MICA, MICB, ULBP1-4 and the DNAM-1 ligands CD112 and CD155, were virtually absent from CSC. When immunoseleced breast cancer cells were then re-expanded, they mostly lost the observed phenotype and regenerated a tumor cell culture that displayed initial HER2 surface expression and ADCC susceptibility, but was enriched in CD44highCD24low CSC. This translated into increased clonogenicity in vitro and tumorigenicity in vivo. We provide evidence that recruition of NK-cells and induction of ADCC by trastuzumab may spare actual tumor-initiating-cells, which could explain clinical relapse. Moreover, our observation that “relapsed” in vitro cultures show identical HER2 surface expression and susceptibility toward ADCC suggests that administration of trastuzumab beyond relapse might be considered, especially when combined with proteasome inhibition which increase the expression of NKG2D ligands. Citation Information: Cancer Res 2010;70(24 Suppl):Abstract nr PD02-05.

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