The National Spherical Torus Experiment (NSTX) has undergone a major upgrade, and the NSTX Upgrade (NSTX-U) Project was completed in the summer of 2015. NSTX-U first plasma was subsequently achieved, diagnostic and control systems have been commissioned, the H-mode accessed, magnetic error fields identified and mitigated, and the first physics research campaign carried out. During ten run weeks of operation, NSTX-U surpassed NSTX record pulse-durations and toroidal fields (TF), and high-performance ~1 MA H-mode plasmas comparable to the best of NSTX have been sustained near and slightly above the n  =  1 no-wall stability limit and with H-mode confinement multiplier H98y,2 above 1. Transport and turbulence studies in L-mode plasmas have identified the coexistence of at least two ion-gyro-scale turbulent micro-instabilities near the same radial location but propagating in opposite (i.e. ion and electron diamagnetic) directions. These modes have the characteristics of ion-temperature gradient and micro-tearing modes, respectively, and the role of these modes in contributing to thermal transport is under active investigation. The new second more tangential neutral beam injection was observed to significantly modify the stability of two types of Alfven eigenmodes. Improvements in offline disruption forecasting were made in the areas of identification of rotating MHD modes and other macroscopic instabilities using the disruption event characterization and forecasting code. Lastly, the materials analysis and particle probe was utilized on NSTX-U for the first time and enabled assessments of the correlation between boronized wall conditions and plasma performance. These and other highlights from the first run campaign of NSTX-U are described.

The mission of the spherical tokamak NSTX-U is to explore the physics that drives core and pedestal transport and stability at high- and low collisionality, as part of the development of the spherical tokamak (ST) concept towards a compact, low-cost ST-based pilot plant. NSTX-U will ultimately operate at up to 2 MA and 1 T with up to 12 MW of neutral beam injection power for 5 s. NSTX-U will operate in a regime where electromagnetic instabilities are expected to dominate transport, and beam-heated NSTX-U plasmas will explore a portion of energetic particle parameter space that is relevant for both -heated conventional and low aspect ratio burning plasmas. NSTX-U will also develop the physics understanding and control tools to ramp-up and sustain high performance plasmas in a fully-noninductive fashion. NSTX-U began research operations in 2016, but a failure of a divertor magnetic field coil after ten weeks of operation resulted in the suspension of operations and initiation of recovery activities. During this period, there has been considerable work in the area of analysis, theory and modeling of data from both NSTX and NSTX-U, with a goal of understanding the underlying physics to develop predictive models that can be used for high-confidence projections for both ST and higher aspect ratio regimes. These studies have addressed issues in thermal plasma transport, macrostability, energetic particlet-driven instabilities at ion-cyclotron frequencies and below, and edge and divertor physics.

The National Spherical Torus Experiment Upgrade (NSTX-U) will advance the physics basis required for achieving steady-state, high-beta, and high-confinement conditions in a tokamak by accessing high toroidal fields (1 T) and plasma currents (1.0–2.0 MA) in a low aspect ratio geometry (A  =  1.6–1.8) with flexible auxiliary heating systems (12 MW NBI, 6 MW HHFW). This paper describes the progress in the development of L- and H-mode discharge scenarios and the commissioning of operational tools in the first ten weeks of operation that enable the scientific mission of NSTX-U. Vacuum field calculations completed prior to operations supported the rapid development and optimization of inductive breakdown at different values of ohmic solenoid current. The toroidal magnetic field (BT0  =  0.65 T) exceeded the maximum values achieved on NSTX and novel long-pulse L-mode discharges with regular sawtooth activity exceeded the longest pulses produced on NSTX (tpulse  >  1.8 s). The increased flux of the central solenoid facilitated the development of stationary L-mode discharges over a range of density and plasma current (Ip). H-mode discharges achieved similar levels of stored energy, confinement (H98y,2  >  1) and stability (βN/βN-nowall  >  1) compared to NSTX discharges for Ip  ⩽  1 MA. High-performance H-mode scenarios require an L–H transition early in the Ip ramp-up phase in order to obtain low internal inductance (li) throughout the discharge, which is conducive to maintaining vertical stability at high elongation (κ  >  2.2) and achieving long periods of MHD quiescent operations. The rapid progress in developing L- and H-mode scenarios in support of the scientific program was enabled by advances in real-time plasma control, efficient error field identification and correction, effective conditioning of the graphite wall and excellent diagnostic availability.

The review of recent theoretical and experimental research on the complex surface chemistry processes that evolve from low-Z material conditioning on plasma-facing materials under extreme fusion plasma conditions is presented. A combination of multi-scale computational physics and chemistry modeling with real-time diagnosis of the plasma-material interface in tokamak fusion plasma edge is complemented by ex-vessel in-situ single-effect experimental facilities to unravel the evolving characteristics of low-Z components under irradiation. Effects of the lithium and boron coatings at carbon surfaces to the retention of deuterium and chemical sputtering of the plasma-facing surfaces are discussed in detail. The critical role of oxygen in the surface chemistry during hydrogen-fuel irradiation is found to drive the kinetics and dynamics of these surfaces as they interact with fusion edge plasma that ultimately could have profound effects on fusion plasma confinement behavior. Computational studies also extend in spatio-temporal scales not accessible by empirical means and therefore open the opportunity for a strategic approach at irradiation surface science studies that combined these powerful computational tools with in-vessel and ex-vessel in-situ diagnostics.