Ruelle's principle for turbulence leading to what is usually called the Sinai-Ruelle-Bowen distribution (SRB) is applied to the statistical mechanics of many particle systems in nonequilibrium stationary states. A specific prediction, obtained without the need to construct explicitly the SRB itself, is shown to be in agreement with a recent computer experiment on a strongly sheared fluid. This presents the first test of the principle on a many particle system far from equilibrium. A possible application to fluid mechanics is also discussed.Comment: Postscript, 12 pages, 132K, 1 uncompressed file Keywords: chaos, nonequilibrium ensembles, Markov partitions, Ruelle principle, Lyapunov exponents, ga
%'e propose a new definition of natural invariant measure for trajectory segments of finite duration for a many-particle system. On this basis we give an expression for the probability of fluctuations in the shear stress of a fluid in a nonequilibrium steady state far from equilibrium. In particular we obtain a formula for the ratio that, for a finite time, the shear stress reverses sign, violating the second law of thermodynamics. Computer simulations support this formula.
We consider nonequilibrium systems with complex dynamics in stationary states with large fluctuations of intensive quantities (e.g. the temperature, chemical potential or energy dissipation) on long time scales. Depending on the statistical properties of the fluctuations, we obtain different effective statistical mechanical descriptions. Tsallis statistics follows from a χ 2 -distribution of an intensive variable, but other classes of generalized statistics are obtained as well. We show that for small variance of the fluctuations all these different statistics behave in a universal way.
We propose as a generalization of an idea of Ruelle to describe turbulent fluid flow a chaotic hypothesis for reversible dissipative many particle systems in nonequilibrium stationary states in general. This implies an extension of the zeroth law of thermodynamics to non equilibrium states and it leads to the identification of a unique distribution $\m$ describing the asymptotic properties of the time evolution of the system for initial data randomly chosen with respect to a uniform distribution on phase space. For conservative systems in thermal equilibrium the chaotic hypothesis implies the ergodic hypothesis. We outline a procedure to obtain the distribution $\m$: it leads to a new unifying point of view for the phase space behavior of dissipative and conservative systems. The chaotic hypothesis is confirmed in a non trivial, parameter--free, way by a recent computer experiment on the entropy production fluctuations in a shearing fluid far from equilibrium. Similar applications to other models are proposed, in particular to a model for the Kolmogorov--Obuchov theory for turbulent flow.Comment: 31 pages, 3 figures, compile with dvips (otherwise no pictures
Heat fluctuations are studied in a dissipative system with both deterministic and stochastic components for a simple model: a Brownian particle dragged through water by a moving potential. An extension of the stationary state fluctuation theorem is derived. For infinite time, this reduces to the conventional fluctuation theorem only for small fluctuations; for large fluctuations, it gives a much larger ratio of the probabilities of the particle to absorb rather than supply heat. This persists for finite times and should be observable in experiments similar to a recent one carried out by Wang et al.
Recently Wang et al. carried out a laboratory experiment, where a Brownian particle was dragged through a fluid by a harmonic force with constant velocity of its center. This experiment confirmed a theoretically predicted work related integrated transient fluctuation theorem (ITFT), which gives an expression for the ratio for the probability to find positive or negative values for the fluctuations of the total work done on the system in a given time in a transient state. The corresponding integrated stationary state fluctuation theorem (ISSFT) was not observed. Using an overdamped Langevin equation and an arbitrary motion for the center of the harmonic force, all quantities of interest for these theorems and the corresponding nonintegrated ones (TFT and SSFT, respectively) are theoretically explicitly obtained in this paper. While the TFT and the ITFT are satisfied for all times, the SSFT and the ISSFT only hold asymptotically in time. Suggestions for further experiments with arbitrary velocity of the harmonic force and in which also the ISSFT could be observed, are given. In addition, a nontrivial long-time relation between the ITFT and the ISSFT was discovered, which could be observed experimentally, especially in the case of a resonant circular motion of the center of the harmonic force.
This paper is a review of results which have been recently obtained by applying mathematical concepts drawn, in particular, from differential geometry and topology, to the physics of Hamiltonian dynamical systems with many degrees of freedom of interest for statistical mechanics. The first part of the paper concerns the applications of methods used in classical differential geometry to study the chaotic dynamics of Hamiltonian systems. Starting from the identity between the trajectories of a dynamical system and the geodesics in its configuration space, a geometric theory of chaotic dynamics can be developed, which sheds new light on the origin of chaos in Hamiltonian systems. In fact, it appears that chaos can be induced not only by negative curvatures, as was originally surmised, but also by positive curvatures, provided the curvatures are fluctuating along the geodesics. In the case of a system with a large number of degrees of freedom it is possible to give an analytical estimate of the largest Lyapunov exponent by means of a geometric model independent of the dynamics. In the second part of the paper the phenomenon of phase transitions is addressed and it is here that topology comes into play. In fact, when a system undergoes a phase transition, the fluctuations of the configuration-space curvature exhibit a singular behavior at the phase transition point, which can be qualitatively reproduced using geometric models. In these models the origin of the singular behavior of the curvature fluctuations appears to be caused by a topological transition in configuration space. This leads us to put forward a Topological Hypothesis (TH). The content of the TH is that phase transitions would be related at a deeper level to a change in the topology of the configuration space of the system.Comment: REVTeX, 81 pages, 36 ps/eps figures (some low-quality figures to save space); review article submitted to Physics Report
Heat fluctuations over a time tau in a nonequilibrium stationary state and in a transient state are studied for a simple system with deterministic and stochastic components: a Brownian particle dragged through a fluid by a harmonic potential which is moved with constant velocity. Using a Langevin equation, we find the exact Fourier transform of the distribution of these fluctuations for all tau. By a saddle-point method we obtain analytical results for the inverse Fourier transform, which, for not too small tau, agree very well with numerical results from a sampling method as well as from the fast Fourier transform algorithm. Due to the interaction of the deterministic part of the motion of the particle in the mechanical potential with the stochastic part of the motion caused by the fluid, the conventional heat fluctuation theorem is, for infinite and for finite tau, replaced by an extended fluctuation theorem that differs noticeably and measurably from it. In particular, for large fluctuations, the ratio of the probability for absorption of heat (by the particle from the fluid) to the probability to supply heat (by the particle to the fluid) is much larger here than in the conventional fluctuation theorem.
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