The topic of transitions in automated driving is becoming important now that cars are automated to ever greater extents. This paper proposes a theoretical framework to support and align human factors research on transitions in automated driving. Driving states are defined based on the allocation of primary driving tasks (i.e., lateral control, longitudinal control, and monitoring) between the driver and the automation. A transition in automated driving is defined as the process during which the human-automation system changes from one driving state to another, with transitions of monitoring activity and transitions of control being among the possibilities. Based on 'Is the transition required?', 'Who initiates the transition?', and 'Who is in control after the transition?', we define six types of control transitions between the driver and automation: (1) Optional Driver-Initiated Driver-in-Control, (2) Mandatory Driver-Initiated Driver-in-Control, (3) Optional Driver-Initiated Automation-in-Control, (4) Mandatory Driver-Initiated Automation-in-Control, (5) Automation-Initiated Driver-in-Control, and (6) Automation-Initiated Automation-in-Control. Use cases per transition type are introduced. Finally, we interpret previous experimental studies on transitions using our framework and identify areas for future research. We conclude that our framework of driving states and transitions is an important complement to the levels of automation proposed by transportation agencies, because it describes what the driver and automation are doing, rather than should be doing, at a moment of time.
In pioneering work, Senders (1983) tasked five participants to watch a bank of six dials, and found that glance rates and times glanced at dials increase linearly as a function of the frequency bandwidth of the dial's pointer. Senders did not record the angle of the pointers synchronously with eye movements, and so could not assess participants' visual sampling behavior in regard to the pointer state. Because the study of Senders has been influential but never repeated, we replicated and extended it by assessing the relationship between visual sampling and pointer state, using modern eye-tracking equipment. Eye tracking was performed with 86 participants who watched seven 90-second videos, each video showing six dials with moving pointers. Participants had to press the spacebar when any of the six pointers crossed a threshold. Our results showed a close resemblance to Senders' original results. Additionally, we found that participants did not behave in accordance with a periodic sampling model, but rather were conditional samplers, in that the probability of looking at a dial was contingent on pointer angle and velocity. Finally, we found that participants sampled more in agreement with Nyquist sampling when the high bandwidth dials were placed in the middle of the bank rather than at its outer edges. We observed results consistent with the saliency, effort, expectancy, and value model and conclude that human sampling of multidegree of freedom systems should not only be modeled in terms of bandwidth but also in terms of saliency and effort.
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