The Lieb-Schultz-Mattis (LSM) theorem dictates that emergent low-energy states from a lattice model cannot be a trivial symmetric insulator if the filling per unit cell is not integral and if the lattice translation symmetry and particle number conservation are strictly imposed. In this paper, we compare the one-dimensional gapless states enforced by the LSM theorem and the boundaries of one-higher dimensional strong symmetry-protected topological (SPT) phases from the perspective of quantum anomalies. We first note that, they can be both described by the same low-energy effective field theory with the same effective symmetry realizations on low-energy modes, wherein non-on-site lattice translation symmetry is encoded as if it is a local symmetry. In spite of the identical form of the low-energy effective field theories, we show that the quantum anomalies of the theories play different roles in the two systems. In particular, we find that the chiral anomaly is equivalent to the LSM theorem, whereas there is another anomaly, which is not related to the LSM theorem but is intrinsic to the SPT states. As an application, we extend the conventional LSM theorem to multiple-charge multiple-species problems and construct several exotic symmetric insulators. We also find that the (3+1)d chiral anomaly provides only the perturbative stability of the gapless-ness local in the parameter space.
CONTENTS
Quantum anomalies, breakdown of classical symmetries by quantum effects, provide a sharp definition of symmetry protected topological phases. In particular, they can diagnose interaction effects on the non-interacting classification of fermionic symmetry protected topological phases. In this paper, we identify quantum anomalies in two kinds of (3+1)d fermionic symmetry protected topological phases: (i) topological insulators protected by CP (charge conjugation × reflection) and electromagnetic U(1) symmetries, and (ii) topological superconductors protected by reflection symmetry. For the first example, which is related to, by CPT-theorem, time-reversal symmetric topological insulators, we show that the CP-projected partition function of the surface theory is not invariant under large U(1) gauge transformations, but picks up an anomalous sign, signaling a Z2 topological classification. Similarly, for the second example, which is related to, by CPT-theorem, class DIII topological superconductors, we discuss the invariance/non-invariance of the partition function of the surface theory, defined on the three-torus and its descendants generated by the orientifold projection, under large diffeomorphisms (coordinate transformations). The connection to the collapse of the non-interacting classification by an integer (Z) to Z16, in the presence of interactions, is discussed.
CONTENTS
We consider the (3+1)-dimensional Maxwell theory in the situation where going around nontrivial paths in the spacetime involves the action of the duality transformation exchanging the electric field and the magnetic field, as well as its SL(2, Z) generalizations. We find that the anomaly of this system in a particular formulation is 56 times that of a Weyl fermion. This result is derived in two independent ways: one is by using the bulk symmetry protected topological phase in 4+1 dimensions characterizing the anomaly, and the other is by considering the properties of a (5+1)-dimensional superconformal field theory known as the E-string theory. This anomaly of the Maxwell theory plays an important role in the consistency of string theory.
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