The regression discontinuity (RD) design is a valuable tool for identifying electoral effects, but this design is only effective when relevant actors do not have precise control over election results. Several recent papers contend that such precise control is possible in large elections, pointing out that the incumbent party is more likely to win very close elections in the United States House of Representatives in recent periods. In this article, we examine whether similar patterns occur in other electoral settings, including the U.S. House in other time periods, statewide, state legislative, and mayoral races in the U.S. and national or local elections in nine other countries. No other case exhibits this pattern. We also cast doubt on suggested explanations for incumbent success in close House races. We conclude that the assumptions behind the RD design are likely to be met in a wide variety of electoral settings and offer a set of best practices for RD researchers going forward.
T his article studies the interplay of U.S. primary and general elections. I examine how the nomination of an extremist changes general-election outcomes and legislative behavior in the U.S. House, 1980House, -2010 a regression discontinuity design in primary elections. When an extremistas measured by primary-election campaign receipt patterns-wins a "coin-flip" election over a more moderate candidate, the party's general-election vote share decreases on average by approximately 9-13 percentage points, and the probability that the party wins the seat decreases by 35-54 percentage points. This electoral penalty is so large that nominating the more extreme primary candidate causes the district's subsequent roll-call representation to reverse, on average, becoming more liberal when an extreme Republican is nominated and more conservative when an extreme Democrat is nominated. Overall, the findings show how general-election voters act as a moderating filter in response to primary nominations.
The regression discontinuity (RD) design is a valuable tool for identifying electoral effects, but this design is only effective when relevant actors do not have precise control over election results. Several recent papers contend that such precise control is possible in large elections, pointing out that the incumbent party is more likely to win very close elections in the United States House of Representatives in recent periods. In this article, we examine whether similar patterns occur in other electoral settings, including the U.S. House in other time periods, statewide, state legislative, and mayoral races in the U.S. and national or local elections in nine other countries. No other case exhibits this pattern. We also cast doubt on suggested explanations for incumbent success in close House races. We conclude that the assumptions behind the RD design are likely to be met in a wide variety of electoral settings and offer a set of best practices for RD researchers going forward.
We explore the effects of localized economic shocks from trade on roll-call behavior and electoral outcomes in the US House, 1990House, -2010. We demonstrate that economic shocks from Chinese import competition-first studied by Autor, Dorn, and Hanson-cause legislators to vote in a more protectionist direction on trade bills but cause no change in their voting on all other bills. At the same time, these shocks have no effect on the reelection rates of incumbents, the probability an incumbent faces a primary challenge, or the partisan control of the district. Though changes in economic conditions are likely to cause electoral turnover in many cases, incumbents exposed to negative economic shocks from trade appear able to fend off these effects in equilibrium by taking strategic positions on foreign-trade bills. In line with this view, we find that the effect on roll-call voting is strongest in districts where incumbents are most threatened electorally. Taken together, these results paint a picture of responsive incumbents who tailor their roll-call positions on trade bills to the economic conditions in their districts.
Although the scholarly literature on incumbency advantages focuses on personal advantages, the partisan incumbency advantage -the electoral benefit accruing to non-incumbent candidates by virtue of being from the incumbent party -is also an important electoral factor. Understanding this phenomenon is important for evaluating the role of parties vs. individuals in U.S. elections and the incentives of incumbents and their parties in the legislature, among other things. In this paper, we define the partisan incumbency advantage, explain its possible role in elections, and show how it confounds previous estimates of the personal incumbency advantage. We then exploit close elections in conjunction with term limits in U.S. state legislatures to separately estimate the personal and partisan incumbency advantages. The personal advantage is perhaps larger than previously thought, and the partisan advantage is indistinguishable from zero and possibly negative. * We thank Steve Ansolabehere and Jim Snyder for sharing data and providing helpful comments and support. We also thank
Political observers, campaign experts, and academics alike argue bitterly over whether it is more important for a party to capture ideologically moderate swing voters or to encourage turnout among hardcore partisans. The behavioral literature in American politics suggests that voters are not informed enough, and are too partisan, to be swing voters, while the institutional literature suggests that moderate candidates tend to perform better. We speak to this debate by examining the link between the ideology of congressional candidates and the turnout of their parties’ bases in US House races, 2006–2014. Combining a regression discontinuity design in close primary races with survey and administrative data on individual voter turnout, we find that extremist nominees—as measured by the mix of campaign contributions they receive—suffer electorally, largely because theydecreasetheir party’s share of turnout in the general election, skewing the electorate towards their opponent’s party. The results help show how the behavioral and institutional literatures can be connected. For our sample of elections, turnout appears to be the dominant force in determining election outcomes, but it advantages ideologically moderate candidates because extremists appear to activate the opposing party’s base more than their own.
Concerns that interest groups use their financial resources to distort the democratic process are long-standing. Surprisingly, though, firms spend little money on political campaigns, and roughly 95% of publicly traded firms in the United States have never contributed to a political campaign. Do interest groups seek political access through their modest contributions, or are these contributions only a minor and forgettable part of the political process? In this article, we present comprehensive evidence that interest groups are extremely sophisticated in the way they make campaign contributions. We collect a new data set on U.S. state legislative committee assignments and legislator procedural powers from 1988 to 2014, merged with campaign finance data, in order to analyze over 440,000 candidate-committee observations across 99 legislatures. Using a series of difference-in-differences designs based on changes in individual legislators' positions in the legislature, we not only show that interest groups seek out committee members, but we also show that they value what we call indirect access. When a legislator gains procedural powers, interest groups reallocate considerable amounts of money to her. The results reveal how interest groups in a wide range of democratic settings seek to influence the policy process not only by seeking direct access to policy makers but by seeking indirect access to legislative procedure as well.A cademics, pundits, and politicians alike have long considered how interest groups might use their financial resources in an attempt to influence the political process. Despite how politically salient these concerns about campaign finance are, the overall amounts of money that interest groups donate are surprisingly modest. As a fraction of their operating budgets, U.S. corporations donate remarkably small amounts of money to politics, and roughly 95% of publicly traded firms in America have never made a contribution to any candidate in any campaign. 1 These facts suggest to some that interest Alexander Fouirnaies is Assistant Professor,
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