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The Soil Moisture Active Passive (SMAP) mission Level-4 Surface and Root-Zone Soil Moisture (L4_SM) data product is generated by assimilating SMAP L-band brightness temperature observations into the NASA Catchment land surface model. The L4_SM product is available from 31 March 2015 to present (within 3 days from real time) and provides 3-hourly, global, 9-km resolution estimates of surface (0–5 cm) and root-zone (0–100 cm) soil moisture and land surface conditions. This study presents an overview of the L4_SM algorithm, validation approach, and product assessment versus in situ measurements. Core validation sites provide spatially averaged surface (root zone) soil moisture measurements for 43 (17) “reference pixels” at 9- and 36-km gridcell scales located in 17 (7) distinct watersheds. Sparse networks provide point-scale measurements of surface (root zone) soil moisture at 406 (311) locations. Core validation site results indicate that the L4_SM product meets its soil moisture accuracy requirement, specified as an unbiased RMSE (ubRMSE, or standard deviation of the error) of 0.04 m3 m−3 or better. The ubRMSE for L4_SM surface (root zone) soil moisture is 0.038 m3 m−3 (0.030 m3 m−3) at the 9-km scale and 0.035 m3 m−3 (0.026 m3 m−3) at the 36-km scale. The L4_SM estimates improve (significantly at the 5% level for surface soil moisture) over model-only estimates, which do not benefit from the assimilation of SMAP brightness temperature observations and have a 9-km surface (root zone) ubRMSE of 0.042 m3 m−3 (0.032 m3 m−3). Time series correlations exhibit similar relative performance. The sparse network results corroborate these findings over a greater variety of climate and land cover conditions.

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The NASA Soil Moisture Active Passive (SMAP) mission Level‐4 Soil Moisture (L.4_SM) product provides global, 3‐hourly, 9‐km resolution estimates of surface (0–5 cm) and root zone (0–100 cm) soil moisture with a mean latency of ~2.5 days. The underlying L4_SM algorithm assimilates SMAP radiometer brightness temperature (Tb) observations into the NASA Catchment land surface model using a spatially distributed ensemble Kalman filter. In Version 4 of the L4_SM modeling system the upward recharge of surface soil moisture from below under nonequilibrium conditions was reduced, resulting in less bias and improved dynamic range of L4_SM surface soil moisture compared to earlier versions. This change and additional technical modifications to the system reduce the mean and standard deviation of the observation‐minus‐forecast Tb residuals and overall soil moisture analysis increments while maintaining the skill of the L4_SM soil moisture estimates versus independent in situ measurements; the average, bias‐adjusted root‐mean‐square error in Version 4 is 0.039 m3/m3 for surface and 0.026 m3/m3 for root zone soil moisture. Moreover, the coverage of assimilated SMAP observations in Version 4 is near global owing to the use of additional satellite Tb records for algorithm calibration. L4_SM soil moisture uncertainty estimates are biased low (by 0.01–0.02 m3/m3) against actual errors (computed versus in situ measurements). L4_SM runoff estimates, an additional product of the L4_SM algorithm, are biased low (by 35 mm/year) against streamflow measurements. Compared to Version 3, bias in Version 4 is reduced by 46% for surface soil moisture uncertainty estimates and by 33% for runoff estimates.

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The National Aeronautics and Space Administration (NASA) Soil Moisture Active Passive (SMAP) satellite is scheduled for launch in January 2015. In order to develop robust soil moisture retrieval algorithms that fully exploit the unique capabilities of SMAP, algorithm developers had identified a need for long-duration combined active and passive L-band microwave observations. In response to this need, a joint Canada-U.S. field experiment (SMAPVEX12) was conducted in Manitoba (Canada) over a six-week period in 2012. Several times per week, NASA flew two aircraft carrying instruments that could simulate the observations the SMAP satellite would provide. Ground crews collected soil moisture data, crop measurements, and biomass samples in support of this campaign. The objective of SMAPVEX12 was to support the development, enhancement, and testing of SMAP soil moisture retrieval algorithms. This paper details the airborne and field data collection as well as data calibration and analysis. Early results from the SMAP active radar retrieval methods are presented and demonstrate that relative and absolute soil moisture can be delivered by this approach. Passive active L-band sensor Manuscript (PALS) antenna temperatures and reflectivity, as well as backscatter, closely follow dry down and wetting events observed during SMAPVEX12. The SMAPVEX12 experiment was highly successful in achieving its objectives and provides a unique and valuable data set that will advance algorithm development.Index Terms-Passive microwave, soil moisture, Soil Moisture Active Passive (SMAP), synthetic aperture radar.