Land-use transitions can enhance the livelihoods of smallholder farmers but potential economic-ecological trade-offs remain poorly understood. Here, we present an interdisciplinary study of the environmental, social and economic consequences of land-use transitions in a tropical smallholder landscape on Sumatra, Indonesia. We find widespread biodiversity-profit trade-offs resulting from land-use transitions from forest and agroforestry systems to rubber and oil palm monocultures, for 26,894 aboveground and belowground species and whole-ecosystem multidiversity. Despite variation between ecosystem functions, profit gains come at the expense of ecosystem multifunctionality, indicating far-reaching ecosystem deterioration. We identify landscape compositions that can mitigate trade-offs under optimal land-use allocation but also show that intensive monocultures always lead to higher profits. These findings suggest that, to reduce losses in biodiversity and ecosystem functioning, changes in economic incentive structures through well-designed policies are urgently needed.

ABSTRACT. Conversions of natural ecosystems, e.g., from rain forests to managed plantations, result in significant changes in the hydrological cycle including periodic water scarcity. In Indonesia, large areas of forest were lost and extensive oil palm plantations were established over the last decades. We conducted a combined social and environmental study in a region of recent land-use change, the Jambi Province on Sumatra. The objective was to derive complementary lines of arguments to provide balanced insights into environmental perceptions and eco-hydrological processes accompanying land-use change. Interviews with villagers highlighted concerns regarding decreasing water levels in wells during dry periods and increasing fluctuations in stream flow between rainy and dry periods. Periodic water scarcity was found to severely impact livelihoods, which increased social polarization. Sap flux measurements on forest trees and oil palms indicate that oil palm plantations use as much water as forests for transpiration. Eddy covariance analyses of evapotranspiration over oil palm point to substantial additional sources of evaporation in oil palm plantations such as the soil and epiphytes. Stream base flow from a catchment dominated by oil palms was lower than from a catchment dominated by rubber plantations; both showed high peaks after rainfall. An estimate of erosion indicated approximately 30 cm of topsoil loss after forest conversion to both oil palm and rubber plantations. Analyses of climatic variables over the last 20 years and of a standardized precipitation evapotranspiration index for the last century suggested that droughts are recurrent in the area, but have not increased in frequency or intensity. Consequently, we assume that conversions of rain forest ecosystems to oil palm plantations lead to a redistribution of precipitated water by runoff, which leads to the reported periodic water scarcity. Our combined social and environmental approach points to significant and thus far neglected eco-hydrological consequences of oil palm expansion.

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Abstract. Oil palm (Elaeis guineensis Jacq.) plantations cover large and continuously increasing areas of humid tropical lowlands. Landscapes dominated by oil palms usually consist of a mosaic of mono-cultural, homogeneous stands of varying age, which may be heterogeneous in their water use characteristics. However, studies on the water use characteristics of oil palms are still at an early stage and there is a lack of knowledge on how oil palm expansion will affect the major components of the hydrological cycle. To provide first insights into hydrological landscape-level consequences of oil palm cultivation, we derived transpiration rates of oil palms in stands of varying age, estimated the contribution of palm transpiration to evapotranspiration, and analyzed the influence of fluctuations in environmental variables on oil palm water use. We studied 15 two- to 25-year old stands in the lowlands of Jambi, Indonesia. A sap flux technique with an oil palm specific calibration and sampling scheme was used to derive leaf-, palm- and stand-level water use rates in all stands under comparable environmental conditions. Additionally, in a two- and a 12-year old stand, eddy covariance measurements were conducted to derive evapotranspiration rates. Water use rates per leaf and palm increased 5-fold from an age of 2 years to a stand age of approx. 10 years and then remained relatively constant. A similar trend was visible, but less pronounced, for estimated stand transpiration rates of oil palms; they varied 12-fold, from 0.2 mm day−1 in a 2-year old to 2.5 mm day−1 in a 12-year old stand, showing particularly high variability in transpiration rates among medium-aged stands. Comparing sap flux and eddy-covariance derived water fluxes suggests that transpiration contributed 8 % to evapotranspiration in the 2-year old stand and 53 % in the 12-year old stand, indicating variable and substantial additional sources of evaporation, e.g., from the soil, the ground vegetation and from trunk epiphytes. Diurnally, oil palm transpiration rates were characterized by an early peak between 10 and 11 a.m.; there was a pronounced hysteresis in the leaf water use response to changes in vapor pressure deficit for all palms of advanced age. On the day-to-day basis this resulted in a relatively low variability of oil palm water use regardless of fluctuations in vapor pressure deficit and radiation. We conclude that oil palm dominated landscapes show some spatial variations in (evapo)transpiration rates, e.g., due to varying age-structures, but that the temporal variability of oil palm transpiration is rather low. The stand transpiration of some of the studied oil palm stands was as high or even higher than values reported for different tropical forests, indicating a high water use of oil palms under yet to be explained site or management conditions. Our study provides first insights into the eco-hydrological characteristics of oil palms as well as a first estimate of oil palm water use across a gradient of plantation age. It sheds first light on some of the hydrological consequences of the continuing expansion of oil palm plantations.

Oil palm (Elaeis guineensis Jacq.) water use was assessed by sap flux density measurements with the aim to establish the method and derive water-use characteristics. Thermal dissipation probes were inserted into leaf petioles of mature oil palms. In the laboratory, we tested our set-up against gravimetric measurements and derived new parameters for the original calibration equation that are specific to oil palm petioles. In the lowlands of Jambi, Indonesia, in a 12-year-old monoculture plantation, 56 leaves on 10 palms were equipped with one sensor per leaf. A 10-fold variation in individual leaf water use among leaves was observed, but we did not find significant correlations to the variables trunk height and diameter, leaf azimuthal orientation, leaf inclination or estimated horizontal leaf shading. We thus took an un-stratified approach to determine an appropriate sampling design to estimate stand transpiration (Es, mm day(-1)) rates of oil palm. We used the relative standard error of the mean (SEn, %) as a measure for the potential estimation error of Es associated with sample size. It was 14% for a sample size of 13 leaves to determine the average leaf water use and four palms to determine the average number of leaves per palm. Increasing these sample sizes only led to minor further decreases of the SEn of Es. The observed 90-day average of Es was 1.1 mm day(-1) (error margin ± 0.2 mm day(-1)), which seems relatively low, but does not contradict Penman-Monteith-derived estimates of evapotranspiration. Examining the environmental drivers of Es on an intra-daily scale indicates an early, pre-noon maximum of Es rates (11 am) due to a very sensitive reaction of Es to increasing vapor pressure deficit in the morning. This early peak is followed by a steady decline of Es rates for the rest of the day, despite further rising levels of vapor pressure deficit and radiation; this results in pronounced hysteresis, particularly between Es and vapor pressure deficit.