Conventional models of clientelism often assume poor voters have little or no choice over which local broker to turn to for help. Yet communities in many clientelistic settings are marked by multiple brokers who compete for a following. Such competition makes client choices, and the preferences guiding such choices, pivotal in fueling broker support. We examine client preferences for a pervasive broker—slum leaders—in the context of urban India. To identify resident preferences for slum leaders, we conducted an ethnographically informed conjoint survey experiment with 2,199 residents across 110 slums in two Indian cities. Contra standard emphases on shared ethnicity, we find residents place heaviest weight on a broker's capability to make claims on the state. A survey of 629 slum leaders finds client-preferred traits distinguish brokers from residents. In highlighting processes of broker selection, and the client preferences that undergird them, we underscore the centrality of clients in shaping local brokerage environments.
Slum settlements have received significant attention for their vulnerabilities to the spread of Covid-19. To mitigate risks of transmission, and alleviate economic distress associated with containment measures, public health experts and international agencies are calling for community-driven solutions that harness local participation. In slum settlements, such approaches will encounter the informal slum leaders present across cities of the Global South. How are slum leaders positioned to address the health and livelihood threats of the pandemic within their neighborhoods? What problem-solving activities, if any, have they performed for residents during the pandemic? What factors shape success in those efforts? To answer these questions, we conducted a phone survey of 321 slum leaders across 79 slum settlements in two north Indian cities. The survey was conducted in April and May 2020, at the height of India’s stringent national lockdown in response to the virus. Our survey reveals striking continuities with pre-pandemic politics. First, slum leaders persist in their problem-solving roles, even as they shift their efforts towards requesting urgently needed government relief (particularly food rations). Second, slum leaders vary in their reported ability to gather information about relief schemes, make claims, and command government responsiveness. The factors that inform the effectiveness of slum leaders during ‘normal times’, notably their education and degree of embeddedness in party networks, continue to do so during the lockdown. Slum leader reliance on partisan networks raises concerns regarding the inclusiveness of their efforts. Finally, slums are not uniformly challenged in maintaining social distancing. Pre-pandemic disparities in infrastructural development fragment the degree to which residents must depart from social distancing guidelines to secure essential services.
India’s urban slums exhibit dramatic variation in their levels of infrastructural development and access to public services. Why are some vulnerable communities able to demand and secure development from the state while others fail to? Based on ethnographic fieldwork and original household survey data, the author finds that party networks significantly influence the ability of poor urban communities to organize and demand development. In slums with dense party networks, competition among party workers generates a degree of accountability in local patron-client hierarchies that encourages development. Dense party networks also strengthen organizational capacity and provide settlements with vertical connectivity to politicians and officials. The presence of multiparty networks, however, may attenuate the positive influence of party network density. Interviews with political elites and the survey data suggest that politicians are less likely to provide services to slums with multiparty networks. From within settlements, partisan competition also creates perverse incentives for rival networks to undermine each other’s development efforts. This article contributes to scholarship on clientelism, which has overlooked variation in the density and partisan balance of patron-client networks across poor urban communities and the resulting divergences in democratic responsiveness and development that face those communities. It also contributes to research on distributive politics and the political economy of development.
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