Zinc oxide (ZnO) is a largely investigated semiconducting nanomaterial for photocatalytic applications and is an excellent active layer candidate in photovoltaics. Among native defects, having a primary role in ZnO optoelectronic properties, the influence of nearly ubiquitous planar faults of wurtzite sequences in ultrasmall (≤5 nm) nanocrystals (NCs) remains poorly understood. Here, we present a thorough study of ZnO NCs prepared under morphological control of covalently grafted vinyltrimethoxysilane (VTMS) and exhibiting either narrowing or widening of the band gap upon NCs downsizing, depending on the NC growth rate. By using synchrotron X-ray total scattering data, atomistic models and the Debye Scattering Equation (DSE) method, complemented by spectroscopic (FTIR and UV−vis) investigations, we provide a comprehensive quantitative picture in which effects from planar defects are disentangled from those due to NC size, morphology, and lattice strain (here controlled by preferential binding of VTMS on the ZnO basal faces). When faults occur in high concentration (linear density up to 1.6 × 10 6 cm −1 ), NCs exhibit optical band gap narrowing (3.27 eV vs 3.37 eV in bulk ZnO), whereas gap widening (3.52 eV) is observed at a lower density (0.8 × 10 6 cm −1 ), at which quantum-size confinement effects prevail. Supported by photoluminescence and photodegradation experiments, surface defect passivation by VTMS, affecting visible emissions and photocatalytic properties of ZnO, is also discussed in relation to silane coating and fault-driven bandgap. This work sheds light on the complex interplay among planar defects, quantum size effect, and surface modifications in ultrasmall ZnO NCs and on the importance of advanced X-ray total scattering methods toward atomically precise control of defects in nanostructures.
46Relevant cases of study and application include the following: 47 aminopropyltriethoxysilane (APTS-modified ZnO NCs were 48 implemented as the active layer of new hybrid light emitting 49 devices with optimized performances) 31 and 3-aminopropyl-50 trimethoxysilane (APTMS-grafted ZnO NCs were successfully 51 used as the electron transport layer in inverted organic solar 52 cells, with very promising results for roll-to-roll printing 53 photovoltaics); 32 vinyltrimethoxysilane (VTMS) 29 and 3-54 (trimethoxysilyl)propylmetacrylate (MPS), 28 with enhanced 55 photoluminescence; the hydrophobic hexadecyltrimethoxysi-56 lane (HDS) and hydrophilic APTS bilayers with high stability 57 in aqueous media and tunable fluorescence for tissue 58 imaging; 15 the 3-(glycidyloxypropyl)trimethoxysilane 59 (GPTMS) showing increased antibacterial activity and 60 cytotoxicity in human cancer cells at very small NPs size. 30