Early preclinical studies in rodents and other species did not reveal that vector or transgene immunity would present a significant hurdle for sustained gene expression. While there was early evidence of mild immune responses to adeno-associated virus (AAV) in preclinical studies, it was generally believed that these responses were too weak and transient to negatively impact sustained transduction. However, translation of the cumulative success in treating hemophilia B in rodents and dogs with an AAV2-F9 vector to human studies was not as successful. Despite significant progress in recent clinical trials for hemophilia, new immunotoxicities to AAV and transgene are emerging in humans that require better animal models to assess and overcome these responses. The animal models designed to address these immune complications have provided critical information to assess how vector dose, vector capsid processing, vector genome, difference in serotypes, and variations in vector delivery route can impact immunity and to develop approaches for overcoming pre-existing immunity. Additionally, a comprehensive dissection of innate, adaptive, and regulatory responses to AAV vectors in preclinical studies has provided a framework that can be utilized for development of immunomodulatory therapies to overcome or bypass immune responses and for developing strategic approaches toward engineering stealth AAV vectors that can circumvent immunity.
Adeno-Associated VirusAdeno-associated virus (AAV) is a single-stranded DNA dependovirus and member of the parvovirus family. The wild-type genome of AAV is 4.7 kb coding for replication (rep) and structural (cap) proteins. AAV infection is not associated with any disease in humans and other mammals, which are natural hosts for AAV, and the wildtype virus is weakly immunogenic. However, AAV replication is dependent on immunogenic helper viruses that promote inflammation, resulting in humoral and cell-mediated immune responses directed against the AAV capsid proteins. Thus, from natural infection, humans may have pre-exiting immunity with antibodies and immunological memory against the AAV capsid.
AAV as a Gene Therapy VectorAAV vectors are generated by replacing the rep and cap genes with a transgene expression cassette, while retaining the flanking cis viral inverted terminal repeats (ITRs). 1 Capsids from different AAV serotypes, natural or engineered, can be used to cross-package AAV genomic DNA with AAV2 ITRs to direct vector tropism to a target tissue or organ. 1 The AAV vector genome can be packaged as single-stranded (ssAAV) DNA, similar to wild-type AAV or selfcomplementary (scAAV) with double-stranded DNA. 1 The viral capsid is made up from three proteins VP1, VP2, and VP3, in which VP2 and VP3 are shortened versions of VP1. Thus, the capsid proteins and transgene product constitute the only immunological antigens. However, since the viral capsids are derived from wildtype AAVs, AAV vectors can be recognized by pre-existing adaptive immune responses.