The thermal reaction of I-[(E)-styryl]azulenes with dimethyl acetylenedicarboxylate (ADM) in decalin at 190-200" does not lead to the formation of the corresponding heptalene-1,2-dicarboxylates (Scheme 2). Main products are the corresponding azulene-l,2-dicarboxylates (see 4 and 9), accompanied by the benzanellated azulenes rrans-lOa and trans-1 1, respectively. The latter compounds are formed by a Diels-Alder reaction of the starting azulenes and ADM, followed by an ene reaction with ADM (cf Scheme 3 ) . The [RuH2(PPh3),]-catalyzed reaction of 4,6,8-trimethyl-l-[(E)-4-R-styryl]azulenes (R=H, MeO, CI; Scheme 4 ) with ADM in MeCN at 110' yields again the azulene-1,2-dicarboxylates as main products. However, in this case, the corresponding heptalene-1,2-dicarboxylates are also formed in small amounts (3-5 YO; Scheme 4 ) . The benzanellated azulenes rmns-l0a and rrrms-lOb are also found in small amounts (2-3 %) in the reaction mixture. ADM Addition products at C(3) of the azulene ring as well as at C (2) of the styryl moiety are also observed in minor amounts (1-3%). Similar results are obtained in the [R~H~(PPh~)~]-catalyzed reaction of 3-[(E)-styryl]guaiazulene ((E)-8; Scheme 5 ) with ADM in MeCN. However, in this case, no heptalene formation is observed, and the amount of the ADM-addition products at C(2) of the styryl group is remarkably increased (29%). That the substituent pattern at the seven-membered ring of ( E ) -8 is not rcsponsible for the failure of heptalenc formation is demonstrated by the Ru-catalyzed reaction of 7-isopropyl-4-methyl-I-[(E)-styryl]a~ulene ((E)-23; Scheme 11) with ADM in MeCN, yielding the corresponding heptalene-1,2-dicarboxylate (E)-26 (10%). Again, the main product is the corresponding azulene-1,2-dicarboxylate 25 (20%). Reaction of 4,6,8-trimethyl-2-[(E)-styryl]azulene ((E)-27; Scheme 12) and ADM yields the heptdhe-dicarboxylates (E)-JOA/B, purely thermally in decalin (28 %) as well as Ru-catalyzed in MeCN (40%).Whereas only small amounts of the azulene-1,2-dicarboxylate 8 (1 and 5%, respectively) are formed, the corresponding benzanellated azulene trans-29 ist found to be the second main product (21 and lo%, respectively) under both reaction conditions. The thermal reaction yields also the benzanellated azulene 28 which is not found in the catalyzed variant of the reaction. Heptalene-l,2-dicarboxylates arc also formed from 4-[(E)-styryl]azulenes (e.g. (E)-33 and (E)-34; Scheme 14) and ADM at 180-190" in decalin and at I10"in MeCN by [RuH,(PPh3),] catalysis. The yields (30%) are much bctter in the catalyzed reaction. The formation of by-products (e.g. 3941; Scheme 14) in small amounts (0.5-5 %) in the Ru-catalyzed reactions allows to understand better the reactivity of zwitterions (e.g. 42) and their tricyclic follow-up products (e.g. 43) built from azulenes and ADM (qf: Scheme 15). ') Part of the Ph. D. thesis of A.A.S.B., Univcrsity ofZurich. 1993 HBLVETICA CHIMICA ACTA -Vol. 77 (1994)
Resultsand Discussion. -2.1. l-Styryl-Substituted Azulenes. -The thermal reaction of 4...