Objective. To test for an association between traditional nursing home quality measures and two sources of resident-and caregiver-derived nursing home complaints. Data Sources. Nursing home complaints to the North Carolina Long-Term Care Ombudsman Program and state certification agency from October 2002 through September 2006 were matched with Online Survey Certification and Reporting data and Minimum Data Set Quality Indicators (MDS-QIs). Study Design. We examine the association between the number of complaints filed against a facility and measures of inspection violations, staffing levels, and MDS-QIs. Data Extraction. One observation per facility per quarter is constructed by matching quarterly data on complaints to OSCAR data from the same or most recent prior quarter and to MDS-QIs from the same quarter. One observation per inspection is obtained by matching OSCAR data to complaint totals from both the same and the immediate prior quarter. Principal Findings. There is little relationship between MDS-QIs and complaints. Ombudsman complaints and inspection violations are generally unrelated, but there is a positive relationship between state certification agency complaints and inspection violations. Conclusions. Ombudsman and state certification agency complaint data are residentand caregiver-derived quality measures that are distinctive from and complement traditional quality measures.The most commonly used nursing home quality measures come from data maintained by the Centers for Medicare and Medicaid Services (CMS), including information from the survey and certification process and residentlevel measures from the Minimum Data Set (MDS). Survey data and MDS data are both generated from state certification agencies and the nursing homes themselves. Included among these traditional measures of quality are inspection deficiencies, staffing levels, and resident-level MDS quality indicators (MDS-QIs).
Health Services ResearchData on complaints against nursing homes are another potential source of quality information. Two key state-level organizations investigate nursing home complaints: the certification agency (responsible for the annual inspection) and the Long-Term Care Ombudsman Program. Both sources of resident and caregiver (family and facility staff) complaints may be particularly relevant to consumers as they represent a resident or caregiver perspective and can occur anytime. Among the limited research on complaints, Stevenson (2005Stevenson ( , 2006) studied complaints to state certification agencies and Allen, Klein, and Gruman (2003) considered complaints to the Connecticut Ombudsman. In recent work, Troyer and Sause (2011) consider the association between these two sources of complaints for North Carolina (NC) nursing homes and the roles of the Ombudsman and state certification agency in receiving and responding to complaints. When looking at specific categories of complaints, they find few statistically significant relationships between the two complaint sources, suggesting that the sources may b...